Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FTE Networks, Inc.FTNW · Entity 142718 | Director | June 25, 2019 | July 02, 2019 |
| Hewlett Packard Enterprise CoHPE · Entity 2984 | Pres & CEO Financial Services | December 15, 2022 | December 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FTE Networks, Inc.
Report date June 25, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Hewlett Packard Enterprise Co
Report date December 15, 2022 · Filed December 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,963 |
Ending reported balance
After 2022-12-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-15 · Exercise / conversion · Acquired 1,741 · Balance 52,704 Row 2 · 2022-12-15 · Tax withholding · Disposed 1,741 · Balance 50,963 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 37,445 |
Reported balance
After 2022-12-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-15 · Exercise / conversion · Disposed 1,741 · Balance 37,445 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2: As previously reported, on 12/09/21 the reporting person was granted 56,892 restricted stock units ("RSUs"), 18,964 of which vested on 12/09/22, 18,093 of which will vest on 12/09/23, and 18,094 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/09/21 the reporting person was granted 56,892 restricted stock units ("RSUs"), 18,964 of which vested on 12/09/22, 18,093 of which will vest on 12/09/23, and 18,094 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2021 Filed Sep 8, 2021 22:36 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 211.7584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-21-000099 · edgar.xml · derivative · entry 2 Rothman Irv · CIK 0001733072 · Pres & CEO Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,041.7584 Underlying: Common Stock · 211.7584 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · price: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.7276 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 61.8868 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 68.1440 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. F3 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.7276 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 61.8868 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 68.1440 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. F3 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.7276 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 61.8868 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 68.1440 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 23:11 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 1,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000164 · edgar.xml · derivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,163 Underlying: Common Stock · 1,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. F2 · price: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. F2 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. F2 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 23:11 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 1,025 | $12.17 | $12,474.25 |
DisclosureSEC source: 0001179706-20-000164 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,620 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 23:11 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 1,025 | $12.17 | $12,474.25 |
DisclosureSEC source: 0001179706-20-000164 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 49,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000149 · edgar.xml · derivative · entry 7 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,505 Underlying: Common Stock · 49,505 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.exercise_date: On 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.expiration_date: On 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 12,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000149 · edgar.xml · derivative · entry 6 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,188 Underlying: Common Stock · 12,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 522 vested dividend equivalent rights and a de minimus adjustment of 0.6003 due to fractional rounding of the dividend equivalent rights. F3 · price: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 522 vested dividend equivalent rights and a de minimus adjustment of 0.6003 due to fractional rounding of the dividend equivalent rights. F3 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 522 vested dividend equivalent rights and a de minimus adjustment of 0.6003 due to fractional rounding of the dividend equivalent rights. F3 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 522 vested dividend equivalent rights and a de minimus adjustment of 0.6003 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 8,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000149 · edgar.xml · derivative · entry 5 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,830 Underlying: Common Stock · 8,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights and a de minimus adjustment of 0.5600 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights and a de minimus adjustment of 0.5600 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights and a de minimus adjustment of 0.5600 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights and a de minimus adjustment of 0.5600 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 5,959 | $12.12 | $72,223.08 |
DisclosureSEC source: 0001179706-20-000149 · edgar.xml · nonDerivative · entry 4 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,620 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 12,096 | $12.12 | $146,603.52 |
DisclosureSEC source: 0001179706-20-000149 · edgar.xml · nonDerivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 4,158 | $12.12 | $50,394.96 |
DisclosureSEC source: 0001179706-20-000149 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,483 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 8,831 | $12.12 | $107,031.72 |
DisclosureSEC source: 0001179706-20-000149 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:29 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 12,886 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000128 · edgar.xml · derivative · entry 5 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent F3 · price: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 Restricted Stock Units ("RSUs"), 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 86.9833 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 146.8184 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 149.3121 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 143.9632 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,165 vested dividend equivalent rights and a de minimus adjustment of 0.9230 due to fractional rounding of the dividend equivalent Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:29 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 4,699 | $12.08 | $56,763.92 |
DisclosureSEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 4 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,810 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:29 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantCommon Stock | 11,075 | $12.08 | $133,786.00 |
DisclosureSEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,509 F1 · shares: On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:29 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 4,139 | $12.08 | $49,999.12 |
DisclosureSEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,434 Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 23:29 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 12,886 | $12.08 | $155,662.88 |
DisclosureSEC source: 0001179706-20-000128 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Dec 9, 2020 23:29 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 1,561.3997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000128 · edgar.xml · derivative · entry 7 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,283.3997 Underlying: Common Stock · 1,561.3997 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F5 · price: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 257.6772 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 434.9311 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. Read SEC document |
| January 02, 2020 Filed Dec 9, 2020 23:29 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 737.44 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-20-000128 · edgar.xml · derivative · entry 6 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,660.44 Underlying: Common Stock · 737.44 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F4 · price: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 121.6994 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 205.4154 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 208.9045 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 201.4207 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 23:26 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000174 · edgar.xml · derivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,923 Underlying: Common Stock · 760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. F2 · price: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. F2 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. F2 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 23:26 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 760 | $15.58 | $11,840.80 |
DisclosureSEC source: 0001179706-19-000174 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,687 Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 23:26 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 760 | $15.58 | $11,840.80 |
DisclosureSEC source: 0001179706-19-000174 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 23:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 34,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000171 · edgar.xml · derivative · entry 4 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,722 Underlying: Common Stock · 34,722 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: On 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · price: On 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.exercise_date: On 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F3 · derivative.expiration_date: On 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 23:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 8,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000171 · edgar.xml · derivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,683 Underlying: Common Stock · 8,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,579 of which will vest on 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 264 vested dividend equivalent rights and a de minimus adjustment of 0.3014 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,579 of which will vest on 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 264 vested dividend equivalent rights and a de minimus adjustment of 0.3014 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,579 of which will vest on 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 264 vested dividend equivalent rights and a de minimus adjustment of 0.3014 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,579 of which will vest on 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 264 vested dividend equivalent rights and a de minimus adjustment of 0.3014 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 23:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 4,357 | $15.84 | $69,014.88 |
DisclosureSEC source: 0001179706-19-000171 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,687 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 23:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 8,843 | $15.84 | $140,073.12 |
DisclosureSEC source: 0001179706-19-000171 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 12,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · derivative · entry 6 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,358 Underlying: Common Stock · 12,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 355.1137 dividend equivalent rights that reflect 172.4804 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 182.6333 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 638 vested dividend equivalent rights and a de minimus adjustment of 0.5703 due to fractional rounding of the dividend equivalent rights. F3 · price: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 355.1137 dividend equivalent rights that reflect 172.4804 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 182.6333 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 638 vested dividend equivalent rights and a de minimus adjustment of 0.5703 due to fractional rounding of the dividend equivalent rights. F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 355.1137 dividend equivalent rights that reflect 172.4804 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 182.6333 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 638 vested dividend equivalent rights and a de minimus adjustment of 0.5703 due to fractional rounding of the dividend equivalent rights. F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 355.1137 dividend equivalent rights that reflect 172.4804 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 182.6333 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 638 vested dividend equivalent rights and a de minimus adjustment of 0.5703 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 8,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · derivative · entry 5 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 124.6276 dividend equivalent rights that reflect 60.5322 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 64.0954 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 567 vested dividend equivalent rights and a de minimus adjustment of 0.2168 due to fractional rounding of the dividend equivalent rights. F2 · price: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 124.6276 dividend equivalent rights that reflect 60.5322 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 64.0954 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 567 vested dividend equivalent rights and a de minimus adjustment of 0.2168 due to fractional rounding of the dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 124.6276 dividend equivalent rights that reflect 60.5322 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 64.0954 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 567 vested dividend equivalent rights and a de minimus adjustment of 0.2168 due to fractional rounding of the dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 124.6276 dividend equivalent rights that reflect 60.5322 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 64.0954 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 567 vested dividend equivalent rights and a de minimus adjustment of 0.2168 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 5,813 | $15.91 | $92,484.83 |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · nonDerivative · entry 4 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,201 Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 12,359 | $15.91 | $196,631.69 |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · nonDerivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 4,139 | $15.91 | $65,851.49 |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 8,794 | $15.91 | $139,912.54 |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2019 Filed Dec 10, 2019 23:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 389.8949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000152 · edgar.xml · derivative · entry 7 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,525.6986 Underlying: Common Stock · 389.8949 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · price: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.exercise_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F4 · derivative.expiration_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 28,333 | $0.00 Strike: $8.83 | $0.00 |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 7 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,333 shares Expires 2023-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable beginning on this date, and vested in two annual installments of 14,166 on 12/09/17 and 14,167 on 12/09/18. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,916 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 6 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,916 shares Expires 2022-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 28,333 | $13.85 | $392,369.55 |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · nonDerivative · entry 5 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/29.19. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.75 to $13.98. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 28,333 | $8.83 | $250,180.39 |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · nonDerivative · entry 4 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 18,916 | $13.85 | $261,958.23 |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · nonDerivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/29.19. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.75 to $13.98. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 18,916 | $12.36 | $233,801.76 |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 37,380 | $13.85 | $517,656.93 |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/29.19. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.75 to $13.98. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| January 02, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 397.8037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 10 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,135.8037 Underlying: Common Stock · 397.8037 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F9 · price: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F9 · derivative.exercise_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F9 · derivative.expiration_date: As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Read SEC document |
| January 02, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 362.3169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 9 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,361.316 Underlying: Common Stock · 362.3169 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F8 · price: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F8 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F8 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Read SEC document |
| January 02, 2019 Filed Jun 4, 2019 21:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 127.1556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000087 · edgar.xml · derivative · entry 8 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,669.1556 Underlying: Common Stock · 127.1556 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F7 · price: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F7 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. F7 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:20 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 25,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000232 · edgar.xml · derivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,738 Underlying: Common Stock · 25,738 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs), 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · price: On 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs), 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs), 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs), 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 8,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000213 · edgar.xml · derivative · entry 5 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/09/15 the reporting person was granted 28,332 Restricted Stock Units ("RSUs"), 14,165 of which vested on 12/09/17, and 14,167 of which vested on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.9071 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 95.1515 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 716 vested dividend equivalent rights and a de minimus adjustment of 0.0651 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F2 · price: As previously reported, on 12/09/15 the reporting person was granted 28,332 Restricted Stock Units ("RSUs"), 14,165 of which vested on 12/09/17, and 14,167 of which vested on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.9071 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 95.1515 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 716 vested dividend equivalent rights and a de minimus adjustment of 0.0651 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F2 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 28,332 Restricted Stock Units ("RSUs"), 14,165 of which vested on 12/09/17, and 14,167 of which vested on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.9071 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 95.1515 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 716 vested dividend equivalent rights and a de minimus adjustment of 0.0651 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F2 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 28,332 Restricted Stock Units ("RSUs"), 14,165 of which vested on 12/09/17, and 14,167 of which vested on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.9071 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 95.1515 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 716 vested dividend equivalent rights and a de minimus adjustment of 0.0651 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 5,771 | $14.71 | $84,891.41 |
DisclosureSEC source: 0001179706-18-000213 · edgar.xml · nonDerivative · entry 4 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,380 Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 14,883 | $14.71 | $218,928.93 |
DisclosureSEC source: 0001179706-18-000213 · edgar.xml · nonDerivative · entry 3 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 14,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000213 · edgar.xml · derivative · entry 6 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,542 Underlying: Common Stock · 14,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 24,675 RSUs, 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 125.3038 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 110.4918 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 317 vested dividend equivalent rights and a de minimus adjustment of 0.7446 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F3 · price: As previously reported, on 12/07/16 the reporting person was granted 24,675 RSUs, 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 125.3038 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 110.4918 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 317 vested dividend equivalent rights and a de minimus adjustment of 0.7446 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 RSUs, 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 125.3038 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 110.4918 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 317 vested dividend equivalent rights and a de minimus adjustment of 0.7446 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 24,675 RSUs, 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 125.3038 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 110.4918 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 317 vested dividend equivalent rights and a de minimus adjustment of 0.7446 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 2,733 | $14.71 | $40,202.43 |
DisclosureSEC source: 0001179706-18-000213 · edgar.xml · nonDerivative · entry 2 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,268 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 8,541 | $14.71 | $125,638.11 |
DisclosureSEC source: 0001179706-18-000213 · edgar.xml · nonDerivative · entry 1 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 04, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 335.9991 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000213 · edgar.xml · derivative · entry 7 Rothman Irv · CIK 0001733072 · President Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,998.9991 Underlying: Common Stock · 335.9991 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 178.5528 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 157.4463 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. F4 · price: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 178.5528 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 157.4463 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. F4 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 178.5528 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 157.4463 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. F4 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 178.5528 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 157.4463 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.