Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,035 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 202 · Balance 28,035 F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
E TRADE FINANCIAL CORP
Report date October 02, 2020 · Filed October 05, 2020
Section 16 reporting ended · disclosed 2020-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-10-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-02 · Grant · Acquired 10,527 · Balance 102,778 F1: Represents the number of shares of Common Stock received in settlement of performance share units, which vested as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement. Row 2 · 2020-10-02 · Disposition to issuer · Disposed 102,778 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. F3: Includes shares underlying previously reported equity awards. F4: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Common Stock received in settlement of performance share units, which vested as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement.
F2: Disposed of as a result of the merger pursuant to the Merger Agreement.
F3: Includes shares underlying previously reported equity awards.
F4: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2020 Filed Oct 5, 2020 17:36 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Disposition to issuerCommon Stock | 102,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-019667 · dp138331_4-lawson.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. F3 · shares: Includes shares underlying previously reported equity awards. F4 · price: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 17:36 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 10,527 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-019667 · dp138331_4-lawson.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,778 F1 · shares: Represents the number of shares of Common Stock received in settlement of performance share units, which vested as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 17:40 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000190 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,251 F2 · shares: On August 25, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 17:40 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000190 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,195 F1 · shares: On August 25, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 17:41 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000150 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,108 F2 · shares: On May 19, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 17:41 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000150 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,035 F1 · shares: On May 19, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 08, 2020 Filed May 12, 2020 18:42 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 6,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000125 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,922 F1 · shares: Represents an annual equity grant for service as a director of the Company deferred into restricted stock units ("DSUs"). Each DSU vests in full on May 8, 2021 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 17:03 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000089 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,060 F2 · shares: On March 2, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 17:03 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000089 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,994 F1 · shares: On March 2, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 17:03 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | SaleCommon Stock | 32,634 | $44.53 | $1,453,136.54 |
DisclosureSEC source: 0001015780-20-000060 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,915 F1 · shares: Sale of Common Stock pursuant to a 10b5-1 Plan entered into on December 13, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.20 to $44.71, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 09, 2020 Filed Feb 11, 2020 18:15 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 2,737 | $43.37 | $118,703.69 |
DisclosureSEC source: 0001015780-20-000049 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,549 F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally granted on February 9, 2018. Read SEC document |
| February 08, 2020 Filed Feb 11, 2020 18:15 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 2,875 | $43.37 | $124,688.75 |
DisclosureSEC source: 0001015780-20-000049 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,286 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally granted on February 8, 2019. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 18:25 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 3,999 | $44.53 | $178,075.47 |
DisclosureSEC source: 0001015780-20-000035 · edgardoc.xml · nonDerivative · entry 4 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,161 F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 18:25 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 10,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000035 · edgardoc.xml · nonDerivative · entry 3 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,160 F3 · shares: Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2019. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 18:25 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 3,593 | $44.53 | $159,996.29 |
DisclosureSEC source: 0001015780-20-000035 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,999 F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 3, 2017. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 18:25 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 14,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000035 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,592 F1 · shares: Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 3, 2017, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2019. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 17:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 2,399 | $42.88 | $102,857.13 |
DisclosureSEC source: 0001015780-20-000024 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,454 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 3, 2017. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:13 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000228 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,853 F2 · shares: On November 15, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person?s existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:13 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000228 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,711 F1 · shares: On November 15, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person?s existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:20 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | SaleCommon Stock | 5,109 | $45.18 | $230,848.12 |
DisclosureSEC source: 0001015780-19-000187 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,630 F2 · shares: Sale of Common Stock pursuant to a 10b5-1 Plan entered into on December 13, 2018. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.83 to $45.54, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 17:20 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 1,492 | $44.42 | $66,274.64 |
DisclosureSEC source: 0001015780-19-000187 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,739 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock units originally made on September 12, 2016. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 17:10 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000178 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,231 F2 · shares: On August 26, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 17:10 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000178 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,062 F1 · shares: On August 26, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 20, 2019 Filed May 22, 2019 17:24 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000139 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,971 F2 · shares: On May 20, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| May 20, 2019 Filed May 22, 2019 17:24 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000139 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,829 F1 · shares: On May 20, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:13 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | SaleCommon Stock | 41,322 | $48.13 | $1,988,654.31 |
DisclosureSEC source: 0001015780-19-000123 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,753 F1 · shares: Sale of Common Stock pursuant to a 10b5-1 Plan entered into on December 13, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.71 to $48.555, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:20 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000117 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,075 F2 · shares: Represents a prorated annual equity grant for service as a director of the Company from January 1, 2019 to May 9, 2019 deferred into restricted stock units ("DSUs"). Each DSU vests in full on January 2, 2020 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:20 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 5,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000117 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,045 F1 · shares: Represents an annual equity grant for service as a director of the Company deferred into restricted stock units ("DSUs"). Each DSU vests in full on May 10, 2020 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 20:42 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000074 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,379 F2 · shares: On February 15, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 20:42 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000074 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,300 F1 · shares: On February 15, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| February 09, 2019 Filed Feb 12, 2019 20:53 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 3,364 | $46.06 | $154,937.43 |
DisclosureSEC source: 0001015780-19-000051 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,246 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 9, 2018. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 21:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 21,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000038 · edgardoc.xml · nonDerivative · entry 7 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,610 F5 · shares: Restricted Stock Unit award that will vest over three years, with one-third vesting on February 8, 2020; one-third vesting on February 8, 2021; and the remaining one-third vesting on February 8, 2022. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 3,439 | $46.98 | $161,572.82 |
DisclosureSEC source: 0001015780-19-000038 · edgardoc.xml · nonDerivative · entry 6 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,899 F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 7,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000038 · edgardoc.xml · nonDerivative · entry 5 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,338 F3 · shares: Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 3,440 | $46.98 | $161,619.80 |
DisclosureSEC source: 0001015780-19-000038 · edgardoc.xml · nonDerivative · entry 4 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,315 F4 · shares: Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 7,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000038 · edgardoc.xml · nonDerivative · entry 3 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,755 F3 · shares: Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 7,822 | $46.98 | $367,497.12 |
DisclosureSEC source: 0001015780-19-000038 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,733 F2 · shares: Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 3, 2017. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:37 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 19,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000038 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,555 F1 · shares: Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 3, 2017, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2018. Read SEC document |
| February 03, 2019 Filed Feb 5, 2019 21:54 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 3,341 | $47.30 | $158,029.30 |
DisclosureSEC source: 0001015780-19-000027 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,015 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 3, 2017. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:17 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 276 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000126 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,516 F2 · shares: On November 15, 2018, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:17 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000126 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,240 F1 · shares: On November 15, 2018, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| November 15, 2018 Filed Feb 5, 2019 21:50 UTC Amendment | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000022 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,356 F2 · shares: On November 15, 2018, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| November 15, 2018 Filed Feb 5, 2019 21:50 UTC Amendment | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000022 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,307 F1 · shares: On November 15, 2018, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting on the same terms as the respective underlying restricted stock units. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 17:48 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | PurchaseCommon Stock | 5,000 | $51.27 | $256,350.00 |
DisclosureSEC source: 0001015780-18-000107 · edgardoc.xml · nonDerivative · entry 2 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,191 Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 17:48 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | PurchaseCommon Stock | 5,000 | $51.26 | $256,300.00 |
DisclosureSEC source: 0001015780-18-000107 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,191 Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 17:08 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Tax withholdingCommon Stock | 1,835 | $53.85 | $98,814.75 |
DisclosureSEC source: 0001015780-18-000089 · edgardoc.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,191 F1 · shares: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock units originally made on September 12, 2016. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023710 · doc4.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,035 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:24 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021081 · doc4.xml · nonDerivative · entry 1 LAWSON RODGER A · CIK 0001187442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,833 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| February 09, 2018 Filed Feb 9, 2018 21:39 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 20,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000027 · edgardoc.xml · nonDerivative · entry 8 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,026 F7 · shares: Restricted Stock Unit award that will vest over three years, with one-third vesting on February 9, 2019; one-third vesting on February 9, 2020; and the remaining one-third vesting on February 9, 2021. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 21:39 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | SaleCommon Stock | 4,100 | $51.39 | $210,704.33 |
DisclosureSEC source: 0001015780-18-000027 · edgardoc.xml · nonDerivative · entry 7 LAWSON RODGER A · CIK 0001187442 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,474 F3 · shares: Sale of common stock pursuant to a Rule 10b5-1 plan entered into on February 25, 2017. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.23 to $51.65, inclusive. The reporting person undertakes to provide to E*TRADE Financial Corporation, any security holder of E*TRADE Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.