Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BTRS Holdings Inc.
Report date December 16, 2022 · Filed December 20, 2022
Section 16 reporting ended · disclosed 2022-12-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 1 Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-16 transaction · row 1
1 source rowRow 1 · 2022-12-16 · Disposition to issuer · Disposed 410,928 · Balance 0 F1: On December 16, 2022, Bullseye Finco, Inc. (the "Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, and Bullseye Merger Sub, Inc., a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of September 28, 2022 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F2: At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $9.50 in cash (the "Merger Consideration"). In addition, at the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit ("RSU") (other than certain excluded RSUs) whether or not vested, outstanding immediately prior to the Effective Time was accelerated (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.42 · Expires 2030-02-04 | Direct | 0 |
Reported balance
After 2022-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-16 · Disposition to issuer · Disposed 1,391,441 · Balance 0 F3: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2030-05-11 | Direct | 0 |
Reported balance
After 2022-12-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-16 · Disposition to issuer · Disposed 36,719 · Balance 0 F3: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2030-06-18 | Direct | 0 |
Reported balance
After 2022-12-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-12-16 · Disposition to issuer · Disposed 216,847 · Balance 0 F3: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80 · Expires 2031-01-11 | Direct | 0 |
Reported balance
After 2022-12-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-12-16 · Disposition to issuer · Disposed 750,000 · Balance 0 F4: At the Effective Time, pursuant to the Merger Agreement, each outstanding stock option with an exercise price equal to or greater than $9.50, was cancelled without any consideration in respect of such cancelled option. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 16, 2022, Bullseye Finco, Inc. (the "Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, and Bullseye Merger Sub, Inc., a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of September 28, 2022 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").
F2: At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $9.50 in cash (the "Merger Consideration"). In addition, at the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit ("RSU") (other than certain excluded RSUs) whether or not vested, outstanding immediately prior to the Effective Time was accelerated (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration.
F3: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.
F4: At the Effective Time, pursuant to the Merger Agreement, each outstanding stock option with an exercise price equal to or greater than $9.50, was cancelled without any consideration in respect of such cancelled option.
GREEN DOT CORP
Report date December 31, 2019 · Filed January 03, 2020
Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 575,115 |
Ending reported balance
After 2019-12-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-12-31 · Tax withholding · Disposed 11,944 · Balance 577,272 F1: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $23.30 per share, which represented the closing price of the issuer's Class A Common Stock on December 31, 2019, and does not represent a sale by the reporting person. Row 2 · 2019-12-31 · Tax withholding · Disposed 1,737 · Balance 575,535 F2: The issuer has accelerated vesting and issuance of this portion of the RSU award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. Row 3 · 2019-12-31 · Tax withholding · Disposed 420 · Balance 575,115 F3: The issuer has accelerated vesting and issuance of this portion of the PRSU award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $23.30 per share, which represented the closing price of the issuer's Class A Common Stock on December 31, 2019, and does not represent a sale by the reporting person.
F2: The issuer has accelerated vesting and issuance of this portion of the RSU award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.
F3: The issuer has accelerated vesting and issuance of this portion of the PRSU award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2022 Filed Dec 20, 2022 18:57 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Disposition to issuerStock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001774155-22-000156 · wf-form4_167158061776730.xml · derivative · entry 5 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 Common Stock · 750,000 shares Expires 2031-01-11 F4 · price: At the Effective Time, pursuant to the Merger Agreement, each outstanding stock option with an exercise price equal to or greater than $9.50, was cancelled without any consideration in respect of such cancelled option. F4 · derivative.exercise_date: At the Effective Time, pursuant to the Merger Agreement, each outstanding stock option with an exercise price equal to or greater than $9.50, was cancelled without any consideration in respect of such cancelled option. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 18:57 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Disposition to issuerStock Option (right to buy) · Derivative | 216,847 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001774155-22-000156 · wf-form4_167158061776730.xml · derivative · entry 4 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 Common Stock · 216,847 shares Expires 2030-06-18 F3 · price: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 18:57 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Disposition to issuerStock Option (right to buy) · Derivative | 36,719 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001774155-22-000156 · wf-form4_167158061776730.xml · derivative · entry 3 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 Common Stock · 36,719 shares Expires 2030-05-11 F3 · price: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 18:57 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Disposition to issuerStock Option (right to buy) · Derivative | 1,391,441 | $0.00 Strike: $3.42 | $0.00 |
DisclosureSEC source: 0001774155-22-000156 · wf-form4_167158061776730.xml · derivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 1 Common Stock · 1,391,441 shares Expires 2030-02-04 F3 · price: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: At the Effective Time, pursuant to the Merger Agreement, each oustanding stock option with an exercise price less than $9.50 outstanding immediately before the Effective Time was accelerated and became fully vested and exercisable and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 18:57 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Disposition to issuerClass 1 Common Stock | 410,928 | $9.50 | $3,903,816.00 |
DisclosureSEC source: 0001774155-22-000156 · wf-form4_167158061776730.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 16, 2022, Bullseye Finco, Inc. (the "Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer, and Bullseye Merger Sub, Inc., a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of September 28, 2022 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $9.50 in cash (the "Merger Consideration"). In addition, at the Effective Time, pursuant to the Merger Agreement, each Restricted Stock Unit ("RSU") (other than certain excluded RSUs) whether or not vested, outstanding immediately prior to the Effective Time was accelerated (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, and subject to any applicable withholding taxes, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 13:19 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Tax withholdingClass 1 Common Stock | 7,944 | $7.84 | $62,280.96 |
DisclosureSEC source: 0001774155-22-000106 · wf-form4_166067037648495.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,928 F1 · kind: Represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") received pursuant to Section 3.07 (the "Earnout Rights") of that certain Business Combination Agreement, dated as of October 18, 2020 and as amended, by and among the Issuer and certain other parties thereto. Each RSU represents a contingent right to receive one share of class 1 common stock of the Issuer. The number of RSUs issuable pursuant to the Earnout Rights was determined, and the Reporting Person's right to receive such RSUs subject to the Earnout Rights became fixed and irrevocable on February 10, 2021, the date on which the Issuer's closing share price equaled or exceeded $12.50 and $15.00 for 20 trading days within a consecutive 30-trading day period. Read SEC document |
| May 16, 2022 Filed May 18, 2022 14:12 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | SaleClass 1 Common Stock | 382 | $4.74 | $1,810.68 |
DisclosureSEC source: 0001774155-22-000075 · wf-form4_165289754861322.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,872 F1 · kind: Represents the sale of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") received pursuant to Section 3.07 (the "Earnout Rights") of that certain Business Combination Agreement, dated as of October 18, 2020 and as amended, by and among the Issuer and certain other parties thereto. Each RSU represents a contingent right to receive one share of class 1 common stock of the Issuer. The number of RSUs issuable pursuant to the Earnout Rights was determined, and the Reporting Person's right to receive such RSUs subject to the Earnout Rights became fixed and irrevocable on February 10, 2021, the date on which the Issuer's closing share price equaled or exceeded $12.50 and $15.00 for 20 trading days within a consecutive 30-trading day period. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 21:57 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Tax withholdingClass 1 Common Stock | 7,485 | $6.45 | $48,278.25 |
DisclosureSEC source: 0001774155-22-000038 · wf-form4_164730940927981.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,254 F1 · kind: Represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") received pursuant to Section 3.07 (the "Earnout Rights") of that certain Business Combination Agreement, dated as of October 18, 2020 and as amended, by and among the Issuer and certain other parties thereto. Each RSU represents a contingent right to receive one share of class 1 common stock of the Issuer. The number of RSUs issuable pursuant to the Earnout Rights was determined, and the Reporting Person's right to receive such RSUs subject to the Earnout Rights became fixed and irrevocable on February 10, 2021, the date on which the Issuer's closing share price equaled or exceeded $12.50 and $15.00 for 20 trading days within a consecutive 30-trading day period. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:50 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | GrantClass 1 Common Stock | 235,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001774155-22-000029 · wf-form4_164669704269662.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,739 F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan as approved by the Compensation Committee of the Board of Directors. Each RSU represents a contingent right to receive one share of Issuer's Class 1 Common Stock. The RSU's are subject to a three-year vesting schedule, with 1/3rd of the RSU's vesting on each anniversary of the Vesting Commencement Date, or February 1, 2022, subject to the Reporting Person's Continuous Service (as defined in the 2020 Equity Incentive Plan) through each vesting date. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:30 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Tax withholdingClass 1 Common Stock | 496 | $8.82 | $4,374.72 |
DisclosureSEC source: 0001774155-21-000104 · wf-form4_163735740219348.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,630 F1 · kind: Represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") received pursuant to Section 3.07 (the "Earnout Rights") of that certain Business Combination Agreement, dated as of October 18, 2020 and as amended, by and among the Issuer and certain other parties thereto. Each RSU represents a contingent right to receive one share of class 1 common stock of the Issuer. The number of RSUs issuable pursuant to the Earnout Rights was determined, and the Reporting Person's right to receive such RSUs subject to the Earnout Rights became fixed and irrevocable on February 10, 2021, the date on which the Issuer's closing share price equaled or exceeded $12.50 and $15.00 for 20 trading days within a consecutive 30-trading day period. Read SEC document |
| September 14, 2021 Filed Sep 14, 2021 18:19 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | PurchaseClass 1 Common Stock | 1,317 | $10.15 | $13,367.55 |
DisclosureSEC source: 0001774155-21-000077 · wf-form4_163165798046527.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,126 Read SEC document |
| September 13, 2021 Filed Sep 14, 2021 18:19 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | PurchaseClass 1 Common Stock | 28,435 | $10.13 | $288,046.55 |
DisclosureSEC source: 0001774155-21-000077 · wf-form4_163165798046527.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,809 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.02 to $10.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 17, 2021 Filed May 19, 2021 17:51 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Tax withholdingClass 1 Common Stock | 345 | $12.34 | $4,257.30 |
DisclosureSEC source: 0001774155-21-000037 · wf-form4_162146103696718.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,374 F1 · kind: Represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") received pursuant to Section 3.07 (the "Earnout Rights") of that certain Business Combination Agreement, dated as of October 18, 2020 and as amended, by and among the Issuer and certain other parties thereto. Each RSU represents a contingent right to receive one share of class 1 common stock of the Issuer. The number of RSUs issuable pursuant to the Earnout Rights was determined, and the Reporting Person's right to receive such RSUs subject to the Earnout Rights became fixed and irrevocable on February 10, 2021, the date on which the Issuer's closing share price equaled or exceeded $12.50 and $15.00 for 20 trading days within a consecutive 30-trading day period. Read SEC document |
| March 24, 2021 Filed Apr 6, 2021 17:32 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | Tax withholdingClass 1 Common Stock | 16,829 | $14.73 | $247,891.17 |
DisclosureSEC source: 0001774155-21-000019 · wf-form4_161774461805793.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,719 F1 · kind: This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of certain of the Earnout Rights under that certain Business Combination Agreement, dated as of October 18, 2020 and as amended, by and among the Issuer and certain other parties thereto. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 17:05 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | GrantClass 1 Common Stock | 137,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010216 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,548 F2 · shares: Represents the number of shares underlying restricted stock units (the "RSUs") received pursuant to the Earnout Rights. Each RSU represents a contingent right to receive one share of class 1 common stock of the Issuer. The RSUs vest as to (i) 113,904 of the shares in 6 equal semi-annual installments beginning on August 5, 2021, (ii) 3,006 of the shares in 3 equal semi-annual installments beginning on May 12, 2021, and (iii) 20,710 of the shares in 7 equal semi-annual installments beginning on June 19, 2021 in each case subject to the Reporting Person's continuous service to the Issuer through each vesting date. The number of RSUs issuable pursuant to the Earnout Rights was determined, and the Reporting Person's right to receive such RSUs subject to the earnout rights became fixed and irrevocable on the Milestone Date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 17:05 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | GrantClass 1 Common Stock | 41,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010216 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,928 F1 · shares: Represents the number of shares received pursuant to Section 3.07 (the "Earnout Rights") of that certain Business Combination Agreement, dated as of October 18, 2020, by and among the Issuer and certain other parties thereto. The number of shares issuable and being reported herein was determined, and the Reporting Person's right to receive such shares became fixed and irrevocable, on February 10, 2021 (the "Milestone Date"), the date on which the Issuer's closing share price equaled or exceeded $12.50 and $15.00 for 20 trading days within a consecutive 30-trading day period. Read SEC document |
| January 12, 2021 Filed Jan 21, 2021 17:11 UTC | BTRS Holdings Inc. BTRS · Entity 121395 | GrantStock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001209191-21-004699 · doc4.xml · derivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Class 1 Common Stock · 750,000 shares Expires 2031-01-11 F1 · derivative.exercise_date: The shares of Class 1 common stock underlying this option shall vest and become exercisable in 8 equal semi-annual installments beginning on July 12, 2021, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:01 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 420 | $23.30 | $9,786.00 |
DisclosureSEC source: 0001209191-20-001159 · doc4.xml · nonDerivative · entry 3 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,115 F3 · shares: The issuer has accelerated vesting and issuance of this portion of the PRSU award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:01 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 1,737 | $23.30 | $40,472.10 |
DisclosureSEC source: 0001209191-20-001159 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,535 F2 · shares: The issuer has accelerated vesting and issuance of this portion of the RSU award to accommodate forfeiture of shares related to employment tax withholding obligations of the reporting person arising in connection with retirement eligibility. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:01 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 11,944 | $23.30 | $278,295.20 |
DisclosureSEC source: 0001209191-20-001159 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,272 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $23.30 per share, which represented the closing price of the issuer's Class A Common Stock on December 31, 2019, and does not represent a sale by the reporting person. Read SEC document |
| May 27, 2019 Filed May 29, 2019 19:05 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 2,825 | $48.84 | $137,973.00 |
DisclosureSEC source: 0001209191-19-033303 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,216 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $48.84 per share, which represented the closing price of the issuer's Class A Common Stock on May 24, 2019, and does not represent a sale by the reporting person. F2 · balance_after: Includes 301 shares acquired under the issuer's employee stock purchase plan on May 14, 2019. Read SEC document |
| May 06, 2019 Filed May 8, 2019 18:19 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 1,250 | $65.11 | $81,393.50 |
DisclosureSEC source: 0001209191-19-028320 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,740 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.05 to $65.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:46 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 6,250 | $65.00 | $406,271.25 |
DisclosureSEC source: 0001209191-19-027406 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,990 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:05 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 19,320 | $64.55 | $1,247,106.00 |
DisclosureSEC source: 0001209191-19-015091 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,240 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $64.55 per share, which represented the closing price of the issuer's Class A Common Stock on February 28, 2019, and does not represent a sale by the reporting person. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:54 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 2,655 | $74.66 | $198,222.30 |
DisclosureSEC source: 0001209191-19-010814 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,560 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $74.66 per share, which represented the closing price of the issuer's Class A Common Stock on February 13, 2019, and does not represent a sale by the reporting person. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:54 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 19,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010814 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,215 F1 · shares: Represents shares of Class A Common Stock underlying performance-based restricted stock unit awards granted on March 14, 2018. 25% of the awards vested on February 13, 2019 and the remaining 75% will vest ratably over the next three years on each December 31, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 16:44 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 11,473 | $78.33 | $898,680.09 |
DisclosureSEC source: 0001209191-19-001033 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,261 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $78.33 per share, which represented the closing price of the issuer's Class A Common Stock on January 2, 2019, and does not represent a sale by the reporting person. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:44 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 9,286 | $79.52 | $738,422.72 |
DisclosureSEC source: 0001209191-19-001033 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,734 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $79.52 per share, which represented the closing price of the issuer's Class A Common Stock on December 31, 2018, and does not represent a sale by the reporting person. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 18:40 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 10,000 | $82.68 | $826,810.00 |
DisclosureSEC source: 0001209191-18-060672 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,020 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.40 to $82.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:46 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 5,678 | $75.53 | $428,871.26 |
DisclosureSEC source: 0001209191-18-055401 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,020 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.02 to $76.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 17:46 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 4,322 | $74.57 | $322,311.85 |
DisclosureSEC source: 0001209191-18-055401 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,698 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.91 to $74.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:21 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 1,803 | $86.88 | $156,648.61 |
DisclosureSEC source: 0001209191-18-050580 · doc4.xml · nonDerivative · entry 3 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,020 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.77 to $87.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:21 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 8,197 | $86.24 | $706,942.89 |
DisclosureSEC source: 0001209191-18-050580 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,823 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.75 to $86.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 21, 2018 Filed Sep 11, 2018 20:21 UTC | GREEN DOT CORP GDOT · Entity 5163 | GiftClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050580 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,020 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:35 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 2,279 | $84.54 | $192,659.60 |
DisclosureSEC source: 0001209191-18-046681 · doc4.xml · nonDerivative · entry 3 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,020 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.07 to $84.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:35 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 2,275 | $83.50 | $189,951.35 |
DisclosureSEC source: 0001209191-18-046681 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,299 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.07 to $83.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:35 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 5,446 | $82.44 | $448,944.82 |
DisclosureSEC source: 0001209191-18-046681 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,574 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.07 to $83.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 20:30 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 10,000 | $78.01 | $780,075.00 |
DisclosureSEC source: 0001209191-18-042936 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,020 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.50 to $78.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 16:24 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 5,322 | $75.58 | $402,236.76 |
DisclosureSEC source: 0001209191-18-041996 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,020 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $75.58 per share, which represented the closing price of the issuer's Class A Common Stock on July 5, 2018, and does not represent a sale by the reporting person. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 17:14 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 600 | $77.31 | $46,388.04 |
DisclosureSEC source: 0001209191-18-037270 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,342 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.29 to $77.35 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 17:14 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 9,400 | $76.95 | $723,301.80 |
DisclosureSEC source: 0001209191-18-037270 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,942 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.28 to $77.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 27, 2018 Filed May 29, 2018 16:48 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 2,825 | $71.93 | $203,202.25 |
DisclosureSEC source: 0001209191-18-033867 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,342 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $71.93 per share, which represented the closing price of the issuer's Class A Common Stock on May 25, 2018, and does not represent a sale by the reporting person. F2 · balance_after: Includes 410 shares acquired under the issuer's employee stock purchase plan on May 14, 2018. Read SEC document |
| May 14, 2018 Filed May 15, 2018 18:06 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 10,000 | $72.68 | $726,762.00 |
DisclosureSEC source: 0001209191-18-030291 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,757 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.19 to $73.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 17:14 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 10,000 | $62.81 | $628,078.00 |
DisclosureSEC source: 0001209191-18-025222 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,757 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017, as amended on February 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.54 to $63.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:05 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 4,196 | $67.04 | $281,299.84 |
DisclosureSEC source: 0001209191-18-020436 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,758 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $67.04 per share, which represented the closing price of the issuer's Class A Common Stock on March 15, 2018, and does not represent a sale by the reporting person. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:05 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 31,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020436 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,954 F1 · shares: Represents shares of Class A Common Stock underlying a performance-based restricted stock unit award granted on March 30, 2017. 25% of the award vested on March 15, 2018 and the remaining 75% will vest ratably over the next three years on each December 31, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| March 15, 2018 Filed Mar 23, 2018 17:41 UTC Amendment | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 4,197 | $67.04 | $281,366.88 |
DisclosureSEC source: 0001209191-18-021467 · doc4a.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,757 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $67.04 per share, which represented the closing price of the issuer's Class A Common Stock on March 15, 2018, and does not represent a sale by the reporting person. F2 · shares: This amended Form 4 is being filed to correct the number of shares of Class A Common Stock withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of PRSUs. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:53 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 600 | $68.60 | $41,160.00 |
DisclosureSEC source: 0001209191-18-019415 · doc4.xml · nonDerivative · entry 2 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,413 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.57 to $68.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 18:53 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 5,900 | $68.04 | $401,441.90 |
DisclosureSEC source: 0001209191-18-019415 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,013 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.56 to $68.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:27 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 19,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015862 · doc4.xml · nonDerivative · entry 1 Shifke Mark L · CIK 0001497742 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,913 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $65.13 per share, which represented the closing price of the issuer's Class A Common Stock on February 28, 2018, and does not represent a sale by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.