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person · Reporting owner

HOOPER ANTHONY C

Disclosed activity across 4 companies

Tapewire entity
12130
SEC CIK
0001277244

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMGEN INCAMGN · Entity 2832EVP, Global Commercial Ops.May 03, 2018May 07, 2018
BRISTOL MYERS SQUIBB COBMY · Entity 1662SVP ComOps Pres USJap IntMay 13, 2011May 17, 2011
BeOne Medicines Ltd.ONC · Entity 2168DirectorJune 11, 2026June 15, 2026
MANNKIND CORPMNKD · Entity 4792DirectorMay 20, 2026May 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMGEN INC

Report date May 03, 2018 · Filed May 07, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect215,147 Reported balance After 2018-05-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-05-03 · Tax withholding · Disposed 883 · Balance 215,147

F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,563 RSUs which vest in one installment on 1/30/2019; 3,428 RSUs which vest in installments of 1,688 on 5/3/2019 and 1,740 on 5/3/2020; and 4,920 RSUs which vest in installments of 1,623 on 5/1/2019, 1,624 on 5/1/2020 and 1,673 on 5/1/2021. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2: These shares include 449 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Filing footnotes · ownership attribution and instrument terms

F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,563 RSUs which vest in one installment on 1/30/2019; 3,428 RSUs which vest in installments of 1,688 on 5/3/2019 and 1,740 on 5/3/2020; and 4,920 RSUs which vest in installments of 1,623 on 5/1/2019, 1,624 on 5/1/2020 and 1,673 on 5/1/2021. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2: These shares include 449 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

BRISTOL MYERS SQUIBB CO

Report date May 13, 2011 · Filed May 17, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeDirect203,170 Ending reported balance After 2011-05-13 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2011-05-13 · Exercise / conversion · Acquired 381,750 · Balance 544,178

Row 2 · 2011-05-13 · Sale · Disposed 13,372 · Balance 530,806

F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2011-05-13 · Tax withholding · Disposed 47,869 · Balance 482,937

F2: Shares withheld for payment of taxes and fees upon exercise of stock options.

F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 4 · 2011-05-13 · Tax withholding · Disposed 279,767 · Balance 203,170

F3: Shares withheld for payment of exercise price upon exercise of stock options.

F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.51 · Expires 2019-03-02Direct158,634 Reported balance After 2011-05-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2011-05-13 · Exercise / conversion · Disposed 110,000 · Balance 158,634

F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.14 · Expires 2018-03-03Direct46,495 Reported balance After 2011-05-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2011-05-13 · Exercise / conversion · Disposed 125,000 · Balance 46,495

F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.73 · Expires 2016-03-06Direct0 Reported balance After 2011-05-13 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2011-05-13 · Exercise / conversion · Disposed 78,750 · Balance 0

F6: Currently exercisable.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.14 · Expires 2013-03-03Direct0 Reported balance After 2011-05-13 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2011-05-13 · Exercise / conversion · Disposed 68,000 · Balance 0

F6: Currently exercisable.

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectBy BMY Savings & Investment Program1,573.97 Reported balance Holding disclosure · report date 2011-05-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,573.97

F4: Based on a plan statement as of the end of the most recent fiscal quarter.

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectBy Spouse3,675 Reported balance Holding disclosure · report date 2011-05-13 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,675

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Shares withheld for payment of taxes and fees upon exercise of stock options.

F3: Shares withheld for payment of exercise price upon exercise of stock options.

F4: Based on a plan statement as of the end of the most recent fiscal quarter.

F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

F6: Currently exercisable.

BeOne Medicines Ltd.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect83,720 Reported balance After 2026-06-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 18,980 · Balance 83,720

F1: Represents securities underlying restricted share units. The restricted share units shall become fully vested on the earlier to occur of the first anniversary of the grant date or the date of the next annual general meeting; provided, however, that all vesting shall cease if the director resigns from the board of directors or otherwise ceases to serve as a director, unless there is a triggering event of accelerated vesting pursuant to the Company's Independent Non-Executive Director Compensation Policy.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities underlying restricted share units. The restricted share units shall become fully vested on the earlier to occur of the first anniversary of the grant date or the date of the next annual general meeting; provided, however, that all vesting shall cease if the director resigns from the board of directors or otherwise ceases to serve as a director, unless there is a triggering event of accelerated vesting pursuant to the Company's Independent Non-Executive Director Compensation Policy.

MANNKIND CORP

Report date May 20, 2026 · Filed May 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect82,781 Reported balance After 2026-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 82,781 · Balance 82,781

F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect16,556 Reported balance After 2026-05-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-20 · Grant · Acquired 16,556 · Balance 16,556

F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F3: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2015 Filed Apr 28, 2015 23:56 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 1,575 $167.91 $264,458.25
Disclosure

SEC source: 0001127602-15-015473 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,334

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 2,943 RSUs which vest on 4/27/2016; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 520 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 27, 2015 Filed Mar 31, 2015 22:49 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 28,624 $160.55 $4,595,583.20
Disclosure

SEC source: 0001127602-15-012982 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,909

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 680 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 11, 2015 Filed Mar 13, 2015 22:32 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 27,540 $153.58 $4,229,593.20
Disclosure

SEC source: 0001127602-15-011303 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,148

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 04, 2015 Filed Mar 7, 2015 02:03 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 107,354 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-010545 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,688

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 01:52 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 3,215 $157.72 $507,069.80
Disclosure

SEC source: 0001127602-15-009819 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,334

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
January 30, 2015 Filed Feb 4, 2015 00:02 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 4,597 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-004133 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,549

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 1/30/2017, 1/30/2018 and 1/30/2019, respectively.

F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,101 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 21:58 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 35 $158.89 $5,561.15
Disclosure

SEC source: 0001127602-15-003487 · form4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,952

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,101 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 21:58 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 924 $158.89 $146,814.36
Disclosure

SEC source: 0001127602-15-003487 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,987

Read SEC document
April 27, 2014 Filed Apr 29, 2014 21:45 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 56 $111.41 $6,238.96
Disclosure

SEC source: 0001127602-14-015508 · form4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,664

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 417 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
April 27, 2014 Filed Apr 29, 2014 21:45 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 1,490 $111.41 $166,000.90
Disclosure

SEC source: 0001127602-14-015508 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,720

Read SEC document
March 12, 2014 Filed Mar 14, 2014 20:11 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 27,540 $124.27 $3,422,395.80
Disclosure

SEC source: 0001127602-14-011619 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,210

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 523 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 05, 2014 Filed Mar 7, 2014 22:31 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 52,777 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-010752 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,642

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 415 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 02, 2014 Filed Mar 4, 2014 21:31 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 7,537 $124.02 $934,738.74
Disclosure

SEC source: 0001127602-14-009977 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,865

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 415 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
January 31, 2014 Filed Feb 4, 2014 22:44 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 5,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-004381 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,402

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 1/31/2016, 1/31/2017 and 1/31/2018, respectively.

F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 16,699 RSUs which fully vest on 3/2/2014; 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3 · balance_after: These shares include 415 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 13, 2013 Filed Mar 14, 2013 22:20 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 27,540 $91.75 $2,526,795.00
Disclosure

SEC source: 0001127602-13-010825 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,060

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,009 RSUs which fully vest on 3/2/2014; 14,929 RSUs which vest in one installment of 7,690 on 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 06, 2013 Filed Mar 8, 2013 23:20 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 52,777 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-010160 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,600

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,009 RSUs which fully vest on 3/2/2014; 14,929 RSUs which vest in one installment of 7,690 on 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 02, 2013 Filed Mar 4, 2013 23:28 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 4,109 $92.58 $380,411.22
Disclosure

SEC source: 0001127602-13-009086 · form4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,823

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,009 RSUs which fully vest on 3/2/2014; 14,929 RSUs which vest in one installment of 7,690 on 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
March 02, 2013 Filed Mar 4, 2013 23:28 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 2,889 $92.58 $267,463.62
Disclosure

SEC source: 0001127602-13-009086 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,932

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:15 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 7,477 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-003259 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,821

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 1/28/2015, 1/28/2016 and 1/28/2017, respectively.

F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 17,753 RSUs which vest in one installment of 8,744 on 3/2/2013 and one installment of 9,009 on 3/2/2014; 22,619 RSUs which vest in two equal installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Read SEC document
April 27, 2012 Filed May 2, 2012 00:55 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 8,654 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015253 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,227

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/27/2014, 4/27/2015 and 4/27/2016, respectively.

F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 17,753 RSUs which vest in one installment of 8,744 on 3/2/2013 and one installment of 9,009 on 3/2/2014; 22,619 RSUs which vest in two equal annual installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015; and 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 22:25 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 4,082 $67.59 $275,902.38
Disclosure

SEC source: 0001127602-12-009595 · form4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,573

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 17,753 RSUs which vest in one installment of 8,744 on 3/2/2013 and one installment of 9,009 on 3/2/2014; and 22,619 RSUs which vest in two equal annual installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 22:25 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 9,080 $67.59 $613,717.20
Disclosure

SEC source: 0001127602-12-009595 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,655

Read SEC document
January 31, 2012 Filed Feb 3, 2012 01:08 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 26,497 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-003808 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,735

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 3/2/2012, 3/2/2013 and 3/2/2014, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 22,619 which fully vest on 3/2/2012; 26,497 RSUs which vest in two equal installments of 8,744 each on 3/2/2012 and 3/2/2013 and one installment of 9,009 on 3/2/2014; 22,619 RSUs which vest in two equal installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

Read SEC document
October 27, 2011 Filed Oct 28, 2011 21:31 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 45,238 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-027872 · form4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,238

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Company's 2009 Equity Incentive Plan and vest on the following schedule: 22,619 RSUs vest on 3/2/2012; 15,380 RSUs vest in two equal annual installments of 7,690 on 3/2/2013 and 3/2/2014; and 7,239 RSUs vest on 3/2/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionOption (right to buy) · Derivative 68,000 $28.80 Strike: $23.14 $1,958,352.40
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 10

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 68,000 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionExecutive Option (right to buy) · Derivative 78,750 $28.80 Strike: $22.73 $2,267,944.88
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 9

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 78,750 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionExecutive Option (right to buy) · Derivative 125,000 $28.80 Strike: $22.14 $3,599,912.50
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 8

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,495

Underlying: Common Stock, $0.10 par value · 125,000 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionExecutive Option (right to buy) · Derivative 110,000 $28.80 Strike: $17.51 $3,167,923.00
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 7

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,634

Underlying: Common Stock, $0.10 par value · 110,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 279,767 $28.80 $8,057,093.76
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 4

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,170

F3 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 47,869 $28.80 $1,378,593.69
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 3

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,937

F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 13,372 $28.80 $385,104.24
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,806

F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 381,750 $28.80 $10,994,132.78
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,921 $26.31 $76,851.51
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 5

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,428

F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 06, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 8,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · derivative · entry 9

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,434

Underlying: Common Stock, $0.10 par value · 8,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

F7 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

Read SEC document
March 06, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 4,041 $26.43 $106,803.63
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 4

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,349

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 06, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 8,717 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 3

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 4,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · derivative · entry 8

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,718

Underlying: Common Stock, $0.10 par value · 4,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F7 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

F7 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,021 $26.43 $53,415.03
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,673

F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 04, 2011 Filed Mar 8, 2011 22:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 4,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 8,921 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · derivative · entry 6

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,307

Underlying: Common Stock, $0.10 par value · 8,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:04 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 4,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 3

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,335

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

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March 02, 2011 Filed Mar 5, 2011 00:04 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 327 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,622

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock awards.

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March 02, 2011 Filed Mar 5, 2011 00:04 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 8,921 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

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March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 4,287 $25.39 $108,846.93
Disclosure

SEC source: 0001225208-11-009868 · doc4a.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,335

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

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March 01, 2011 Filed Mar 4, 2011 02:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 76,455 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 11

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,675.78

Underlying: Common Stock, $0.10 par value · 76,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

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March 01, 2011 Filed Mar 4, 2011 02:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherPerformance Shares · Derivative 1,089.78 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 10

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,130.78

Underlying: Common Stock, $0.10 par value · 1,089.78 shares

Expires not disclosed

F12 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

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March 01, 2011 Filed Mar 4, 2011 02:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 19,989 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 9

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,041

Underlying: Common Stock, $0.10 par value · 19,989 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

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March 01, 2011 Filed Mar 4, 2011 02:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 21,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 8

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,052

Underlying: Common Stock, $0.10 par value · 21,327 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F9 · shares: Consists of performance shares earned under the 2010-2012 Long-Term Performance Award.

F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

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March 01, 2011 Filed Mar 4, 2011 02:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 23,018 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 7

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,725

Underlying: Common Stock, $0.10 par value · 23,018 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

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March 01, 2011 Filed Mar 4, 2011 02:56 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 37,544 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 6

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,228

Underlying: Common Stock, $0.10 par value · 37,544 shares

Expires not disclosed

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.