Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | EVP, Global Commercial Ops. | May 03, 2018 | May 07, 2018 |
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP ComOps Pres USJap Int | May 13, 2011 | May 17, 2011 |
| BeOne Medicines Ltd.ONC · Entity 2168 | Director | June 11, 2026 | June 15, 2026 |
| MANNKIND CORPMNKD · Entity 4792 | Director | May 20, 2026 | May 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date May 03, 2018 · Filed May 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 215,147 |
Reported balance
After 2018-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-03 · Tax withholding · Disposed 883 · Balance 215,147 F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,563 RSUs which vest in one installment on 1/30/2019; 3,428 RSUs which vest in installments of 1,688 on 5/3/2019 and 1,740 on 5/3/2020; and 4,920 RSUs which vest in installments of 1,623 on 5/1/2019, 1,624 on 5/1/2020 and 1,673 on 5/1/2021. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2: These shares include 449 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,563 RSUs which vest in one installment on 1/30/2019; 3,428 RSUs which vest in installments of 1,688 on 5/3/2019 and 1,740 on 5/3/2020; and 4,920 RSUs which vest in installments of 1,623 on 5/1/2019, 1,624 on 5/1/2020 and 1,673 on 5/1/2021. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F2: These shares include 449 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
BRISTOL MYERS SQUIBB CO
Report date May 13, 2011 · Filed May 17, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 203,170 |
Ending reported balance
After 2011-05-13 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2011-05-13 · Exercise / conversion · Acquired 381,750 · Balance 544,178 Row 2 · 2011-05-13 · Sale · Disposed 13,372 · Balance 530,806 F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2011-05-13 · Tax withholding · Disposed 47,869 · Balance 482,937 F2: Shares withheld for payment of taxes and fees upon exercise of stock options. F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 4 · 2011-05-13 · Tax withholding · Disposed 279,767 · Balance 203,170 F3: Shares withheld for payment of exercise price upon exercise of stock options. F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.51 · Expires 2019-03-02 | Direct | 158,634 |
Reported balance
After 2011-05-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2011-05-13 · Exercise / conversion · Disposed 110,000 · Balance 158,634 F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date. |
| Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.14 · Expires 2018-03-03 | Direct | 46,495 |
Reported balance
After 2011-05-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2011-05-13 · Exercise / conversion · Disposed 125,000 · Balance 46,495 F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date. |
| Executive Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.73 · Expires 2016-03-06 | Direct | 0 |
Reported balance
After 2011-05-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2011-05-13 · Exercise / conversion · Disposed 78,750 · Balance 0 F6: Currently exercisable. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.14 · Expires 2013-03-03 | Direct | 0 |
Reported balance
After 2011-05-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2011-05-13 · Exercise / conversion · Disposed 68,000 · Balance 0 F6: Currently exercisable. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings & Investment Program | 1,573.97 |
Reported balance
Holding disclosure · report date 2011-05-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,573.97 F4: Based on a plan statement as of the end of the most recent fiscal quarter. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy Spouse | 3,675 |
Reported balance
Holding disclosure · report date 2011-05-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,675 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Shares withheld for payment of taxes and fees upon exercise of stock options.
F3: Shares withheld for payment of exercise price upon exercise of stock options.
F4: Based on a plan statement as of the end of the most recent fiscal quarter.
F5: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.
F6: Currently exercisable.
BeOne Medicines Ltd.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 83,720 |
Reported balance
After 2026-06-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 18,980 · Balance 83,720 F1: Represents securities underlying restricted share units. The restricted share units shall become fully vested on the earlier to occur of the first anniversary of the grant date or the date of the next annual general meeting; provided, however, that all vesting shall cease if the director resigns from the board of directors or otherwise ceases to serve as a director, unless there is a triggering event of accelerated vesting pursuant to the Company's Independent Non-Executive Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents securities underlying restricted share units. The restricted share units shall become fully vested on the earlier to occur of the first anniversary of the grant date or the date of the next annual general meeting; provided, however, that all vesting shall cease if the director resigns from the board of directors or otherwise ceases to serve as a director, unless there is a triggering event of accelerated vesting pursuant to the Company's Independent Non-Executive Director Compensation Policy.
MANNKIND CORP
Report date May 20, 2026 · Filed May 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 82,781 |
Reported balance
After 2026-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 82,781 · Balance 82,781 F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. F2: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 16,556 |
Reported balance
After 2026-05-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-20 · Grant · Acquired 16,556 · Balance 16,556 F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. F3: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.
F2: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.
F3: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service from the board of directors of MannKind Corporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2015 Filed Apr 28, 2015 23:56 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 1,575 | $167.91 | $264,458.25 |
DisclosureSEC source: 0001127602-15-015473 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,334 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 2,943 RSUs which vest on 4/27/2016; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 520 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 27, 2015 Filed Mar 31, 2015 22:49 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 28,624 | $160.55 | $4,595,583.20 |
DisclosureSEC source: 0001127602-15-012982 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,909 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 680 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 11, 2015 Filed Mar 13, 2015 22:32 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 27,540 | $153.58 | $4,229,593.20 |
DisclosureSEC source: 0001127602-15-011303 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,148 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 04, 2015 Filed Mar 7, 2015 02:03 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 107,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-010545 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,688 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 01:52 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 3,215 | $157.72 | $507,069.80 |
DisclosureSEC source: 0001127602-15-009819 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,334 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| January 30, 2015 Filed Feb 4, 2015 00:02 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 4,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-004133 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,549 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 1/30/2017, 1/30/2018 and 1/30/2019, respectively. F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,101 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively; and 4,597 RSUs which vest in two equal installments of 1,517 on 1/30/2017 and 1/30/2018 and one installment of 1,563 on 1/30/2019. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F3 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:58 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 35 | $158.89 | $5,561.15 |
DisclosureSEC source: 0001127602-15-003487 · form4.xml · nonDerivative · entry 2 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,952 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 5,101 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 573 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 21:58 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 924 | $158.89 | $146,814.36 |
DisclosureSEC source: 0001127602-15-003487 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,987 Read SEC document |
| April 27, 2014 Filed Apr 29, 2014 21:45 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 56 | $111.41 | $6,238.96 |
DisclosureSEC source: 0001127602-14-015508 · form4.xml · nonDerivative · entry 2 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,664 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 5,799 RSUs which vest in two installments of 2,856 and 2,943 on 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 417 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 27, 2014 Filed Apr 29, 2014 21:45 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 1,490 | $111.41 | $166,000.90 |
DisclosureSEC source: 0001127602-14-015508 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,720 Read SEC document |
| March 12, 2014 Filed Mar 14, 2014 20:11 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 27,540 | $124.27 | $3,422,395.80 |
DisclosureSEC source: 0001127602-14-011619 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,210 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 523 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 05, 2014 Filed Mar 7, 2014 22:31 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 52,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-010752 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,642 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 415 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 02, 2014 Filed Mar 4, 2014 21:31 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 7,537 | $124.02 | $934,738.74 |
DisclosureSEC source: 0001127602-14-009977 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,865 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 415 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| January 31, 2014 Filed Feb 4, 2014 22:44 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 5,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-004381 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,402 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 16,699 RSUs which fully vest on 3/2/2014; 7,239 RSUs which vest in one installment on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017; and 5,044 RSUs which vest in three installments of 1,664, 1,665 and 1,715 on 1/31/2016, 1/31/2017 and 1/31/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F3 · balance_after: These shares include 415 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 13, 2013 Filed Mar 14, 2013 22:20 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 27,540 | $91.75 | $2,526,795.00 |
DisclosureSEC source: 0001127602-13-010825 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,060 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,009 RSUs which fully vest on 3/2/2014; 14,929 RSUs which vest in one installment of 7,690 on 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 06, 2013 Filed Mar 8, 2013 23:20 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 52,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-010160 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,600 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,009 RSUs which fully vest on 3/2/2014; 14,929 RSUs which vest in one installment of 7,690 on 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 02, 2013 Filed Mar 4, 2013 23:28 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,109 | $92.58 | $380,411.22 |
DisclosureSEC source: 0001127602-13-009086 · form4.xml · nonDerivative · entry 2 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,823 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 9,009 RSUs which fully vest on 3/2/2014; 14,929 RSUs which vest in one installment of 7,690 on 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| March 02, 2013 Filed Mar 4, 2013 23:28 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 2,889 | $92.58 | $267,463.62 |
DisclosureSEC source: 0001127602-13-009086 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,932 Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 01:15 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 7,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-003259 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,821 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 1/28/2015, 1/28/2016 and 1/28/2017, respectively. F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 17,753 RSUs which vest in one installment of 8,744 on 3/2/2013 and one installment of 9,009 on 3/2/2014; 22,619 RSUs which vest in two equal installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015; 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F3 · balance_after: These shares include 117 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 27, 2012 Filed May 2, 2012 00:55 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 8,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015253 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,227 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 17,753 RSUs which vest in one installment of 8,744 on 3/2/2013 and one installment of 9,009 on 3/2/2014; 22,619 RSUs which vest in two equal annual installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015; and 8,654 RSUs which vest in three installments of 2,855, 2,856 and 2,943 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 22:25 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 4,082 | $67.59 | $275,902.38 |
DisclosureSEC source: 0001127602-12-009595 · form4.xml · nonDerivative · entry 2 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,573 F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 17,753 RSUs which vest in one installment of 8,744 on 3/2/2013 and one installment of 9,009 on 3/2/2014; and 22,619 RSUs which vest in two equal annual installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 22:25 UTC | AMGEN INC AMGN · Entity 2832 | Tax withholdingCommon Stock | 9,080 | $67.59 | $613,717.20 |
DisclosureSEC source: 0001127602-12-009595 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,655 Read SEC document |
| January 31, 2012 Filed Feb 3, 2012 01:08 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 26,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003808 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,735 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 3/2/2012, 3/2/2013 and 3/2/2014, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 22,619 which fully vest on 3/2/2012; 26,497 RSUs which vest in two equal installments of 8,744 each on 3/2/2012 and 3/2/2013 and one installment of 9,009 on 3/2/2014; 22,619 RSUs which vest in two equal installments of 7,690 each on 3/2/2013 and 3/2/2014 and one installment of 7,239 on 3/2/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 21:31 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 45,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-027872 · form4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · EVP, Global Commercial Ops. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,238 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Company's 2009 Equity Incentive Plan and vest on the following schedule: 22,619 RSUs vest on 3/2/2012; 15,380 RSUs vest in two equal annual installments of 7,690 on 3/2/2013 and 3/2/2014; and 7,239 RSUs vest on 3/2/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 68,000 | $28.80 Strike: $23.14 | $1,958,352.40 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 10 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 68,000 shares Expires 2013-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionExecutive Option (right to buy) · Derivative | 78,750 | $28.80 Strike: $22.73 | $2,267,944.88 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 9 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 78,750 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionExecutive Option (right to buy) · Derivative | 125,000 | $28.80 Strike: $22.14 | $3,599,912.50 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 8 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,495 Underlying: Common Stock, $0.10 par value · 125,000 shares Expires 2018-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionExecutive Option (right to buy) · Derivative | 110,000 | $28.80 Strike: $17.51 | $3,167,923.00 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 7 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,634 Underlying: Common Stock, $0.10 par value · 110,000 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 279,767 | $28.80 | $8,057,093.76 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 4 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,170 F3 · shares: Shares withheld for payment of exercise price upon exercise of stock options. F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 47,869 | $28.80 | $1,378,593.69 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 3 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,937 F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options. F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 13,372 | $28.80 | $385,104.24 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 2 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,806 F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 13, 2011 Filed May 17, 2011 21:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 381,750 | $28.80 | $10,994,132.78 |
DisclosureSEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,921 | $26.31 | $76,851.51 |
DisclosureSEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 5 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,428 F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 8,717 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009171 · doc4.xml · derivative · entry 9 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,434 Underlying: Common Stock, $0.10 par value · 8,717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F7 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. F7 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,041 | $26.43 | $106,803.63 |
DisclosureSEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 4 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,349 F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 8,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 3 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 4,359 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009171 · doc4.xml · derivative · entry 8 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,718 Underlying: Common Stock, $0.10 par value · 4,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F7 · derivative.exercise_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. F7 · derivative.expiration_date: Shares consist of restricted stock units with one-third vesting on each of the third, forth, and fifth anniversaries of the grant date. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,021 | $26.43 | $53,415.03 |
DisclosureSEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 2 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,673 F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 4,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 8,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008870 · doc4.xml · derivative · entry 6 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,307 Underlying: Common Stock, $0.10 par value · 8,921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 3 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,335 F4 · shares: Shares withheld for payment of taxes upon vesting of market share units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 2 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,622 F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:04 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 8,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008870 · doc4.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of market share units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,287 | $25.39 | $108,846.93 |
DisclosureSEC source: 0001225208-11-009868 · doc4a.xml · nonDerivative · entry 1 HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,335 F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 76,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 11 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,675.78 Underlying: Common Stock, $0.10 par value · 76,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,089.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 10 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,130.78 Underlying: Common Stock, $0.10 par value · 1,089.78 shares Expires not disclosed F12 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F12 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F12 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F12 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 19,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 9 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,041 Underlying: Common Stock, $0.10 par value · 19,989 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F11 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 21,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 8 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,052 Underlying: Common Stock, $0.10 par value · 21,327 shares Expires not disclosed F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F9 · shares: Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 23,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 7 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,725 Underlying: Common Stock, $0.10 par value · 23,018 shares Expires not disclosed F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:56 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 37,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008703 · doc4.xml · derivative · entry 6 HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,228 Underlying: Common Stock, $0.10 par value · 37,544 shares Expires not disclosed F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.