Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | May 17, 2018 | May 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date May 17, 2018 · Filed May 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,744 |
Last balance in matching sequence
After 2018-05-17 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-05-17 · Sale · Disposed 8,472 · Balance 43,644 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F2: This transaction was executed in multiple trades at prices ranging from $186.52 to $187.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Row 2 · 2018-05-17 · Sale · Disposed 7,100 · Balance 36,544 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F3: This transaction was executed in multiple trades at prices ranging from $187.52 to $188.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Row 3 · 2018-05-17 · Sale · Disposed 1,800 · Balance 34,744 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F4: This transaction was executed in multiple trades at prices ranging from $188.53 to $188.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018.
F2: This transaction was executed in multiple trades at prices ranging from $186.52 to $187.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F3: This transaction was executed in multiple trades at prices ranging from $187.52 to $188.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F4: This transaction was executed in multiple trades at prices ranging from $188.53 to $188.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2013 Filed Oct 17, 2013 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-054305 · rrd392789.xml · nonDerivative · entry 5 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 954 | $498.68 | $475,740.72 |
DisclosureSEC source: 0001181431-13-054305 · rrd392789.xml · nonDerivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-054305 · rrd392789.xml · nonDerivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,907 | $498.68 | $950,982.76 |
DisclosureSEC source: 0001181431-13-054305 · rrd392789.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-054305 · rrd392789.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| August 16, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 476 | $501.74 | $238,827.76 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 11 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F9 · price: This transaction was executed in multiple trades at prices ranging from $501.30 to $502.06; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 16, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 600 | $500.69 | $300,412.02 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 10 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476 F8 · price: This transaction was executed in multiple trades at prices ranging from $500.23 to $500.97; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 15, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 100 | $500.44 | $50,044.00 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 9 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076 Read SEC document |
| August 15, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 300 | $499.51 | $149,853.00 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 8 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176 F7 · price: This transaction was executed in multiple trades at prices ranging from $499.36 to $499.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 15, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 100 | $498.69 | $49,869.00 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 7 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476 Read SEC document |
| August 15, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 577 | $497.63 | $287,134.93 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 6 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576 F6 · price: This transaction was executed in multiple trades at prices ranging from $497.33 to $498.06; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 14, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 200 | $502.40 | $100,479.00 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 5 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153 F5 · price: This transaction was executed in multiple trades at prices ranging from $502.35 to $502.44; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 14, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 200 | $501.92 | $100,383.00 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,353 F4 · price: This transaction was executed in multiple trades at prices ranging from $501.58 to $502.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 14, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 601 | $500.87 | $301,023.29 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 F3 · price: This transaction was executed in multiple trades at prices ranging from $500.43 to $501.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 14, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 600 | $500.11 | $300,065.10 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,154 F2 · price: This transaction was executed in multiple trades at prices ranging from $499.87 to $500.30; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| August 14, 2013 Filed Aug 16, 2013 22:48 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 551 | $498.76 | $274,815.33 |
DisclosureSEC source: 0001181431-13-045378 · rrd388422.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754 F1 · price: This transaction was executed in multiple trades at prices ranging from $498.33 to $499.26; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · derivative · entry 9 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F5 · derivative.exercise_date: This restricted stock unit award was granted October 10, 2011 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2012. F5 · derivative.expiration_date: This restricted stock unit award was granted October 10, 2011 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2012. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · derivative · entry 8 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted October 5, 2010 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2011. F4 · derivative.expiration_date: This restricted stock unit award was granted October 5, 2010 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2011. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · derivative · entry 7 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted September 26, 2009 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2010. F3 · derivative.expiration_date: This restricted stock unit award was granted September 26, 2009 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2010. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,282 | $419.85 | $538,247.70 |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · nonDerivative · entry 6 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · nonDerivative · entry 5 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 962 | $419.85 | $403,895.70 |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · nonDerivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,087 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · nonDerivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,576 | $419.85 | $661,683.60 |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,174 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:38 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014137 · form4.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| November 16, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,199 | $530.00 | $2,755,470.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 10 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 16, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 465 | $528.64 | $245,817.60 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 9 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,199 F9 · price: This transaction was executed in multiple trades at prices ranging from $528.63 to $528.66; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 8 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,664 F8 · kind: This transaction represents a donation to a charitable institution. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 400 | $532.51 | $213,004.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 7 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,664 F7 · price: This transaction was executed in multiple trades at prices ranging from $532.30 to $532.88; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,800 | $531.86 | $957,348.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 6 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,064 F6 · price: This transaction was executed in multiple trades at prices ranging from $531.30 to $532.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,662 | $530.77 | $1,412,909.74 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 5 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,864 F5 · price: This transaction was executed in multiple trades at prices ranging from $530.28 to $531.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,300 | $529.70 | $1,748,010.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,526 F4 · price: This transaction was executed in multiple trades at prices ranging from $529.26 to $530.21; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,100 | $528.69 | $2,167,629.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,826 F3 · price: This transaction was executed in multiple trades at prices ranging from $528.18 to $529.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,800 | $527.78 | $950,004.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,926 F2 · price: This transaction was executed in multiple trades at prices ranging from $527.17 to $528.15; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 23:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 500 | $526.52 | $263,260.00 |
DisclosureSEC source: 0001127602-12-031207 · form4.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,726 F1 · price: This transaction was executed in multiple trades at prices ranging from $526.00 to $526.89; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · derivative · entry 12 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F6 · derivative.exercise_date: This restricted stock unit award was granted October 5, 2010 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2011. F6 · derivative.expiration_date: This restricted stock unit award was granted October 5, 2010 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2011. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · derivative · entry 11 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F5 · derivative.exercise_date: This restricted stock unit award was granted September 26, 2009 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2010. F5 · derivative.expiration_date: This restricted stock unit award was granted September 26, 2009 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2010. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · derivative · entry 10 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted October 12, 2008 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2009. F4 · derivative.expiration_date: This restricted stock unit award was granted October 12, 2008 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2009. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · derivative · entry 9 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted October 10, 2011 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2012. F3 · derivative.expiration_date: This restricted stock unit award was granted October 10, 2011 and vests in semi-annual installments over a four year period with the first installment vesting on April 15, 2012. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 872 | $634.76 | $553,510.72 |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 8 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,226 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 7 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,743 | $634.76 | $1,106,386.68 |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 6 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,223 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 5 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,743 | $634.76 | $1,106,386.68 |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,216 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,162 | $634.76 | $737,591.12 |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,209 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:36 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028821 · form4.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. The reporting person had vested restricted stock units settled in shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.