Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | May 17, 2018 | May 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date May 17, 2018 · Filed May 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,744 |
Last balance in matching sequence
After 2018-05-17 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-05-17 · Sale · Disposed 8,472 · Balance 43,644 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F2: This transaction was executed in multiple trades at prices ranging from $186.52 to $187.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Row 2 · 2018-05-17 · Sale · Disposed 7,100 · Balance 36,544 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F3: This transaction was executed in multiple trades at prices ranging from $187.52 to $188.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Row 3 · 2018-05-17 · Sale · Disposed 1,800 · Balance 34,744 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F4: This transaction was executed in multiple trades at prices ranging from $188.53 to $188.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018.
F2: This transaction was executed in multiple trades at prices ranging from $186.52 to $187.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F3: This transaction was executed in multiple trades at prices ranging from $187.52 to $188.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
F4: This transaction was executed in multiple trades at prices ranging from $188.53 to $188.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 21, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,800 | $188.68 | $339,624.00 |
DisclosureSEC source: 0000320193-18-000082 · wf-form4_152694183324049.xml · nonDerivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,744 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F4 · price: This transaction was executed in multiple trades at prices ranging from $188.53 to $188.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 17, 2018 Filed May 21, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 7,100 | $187.95 | $1,334,445.00 |
DisclosureSEC source: 0000320193-18-000082 · wf-form4_152694183324049.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,544 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $187.52 to $188.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 17, 2018 Filed May 21, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 8,472 | $187.15 | $1,585,534.80 |
DisclosureSEC source: 0000320193-18-000082 · wf-form4_152694183324049.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,644 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017, as amended on February 24, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $186.52 to $187.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,375 | $171.35 | $406,956.25 |
DisclosureSEC source: 0000320193-18-000058 · wf-form4_152305384529017.xml · nonDerivative · entry 6 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,116 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F7 · price: This transaction was executed in multiple trades at prices ranging from $170.99 to $171.93; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,900 | $170.38 | $664,482.00 |
DisclosureSEC source: 0000320193-18-000058 · wf-form4_152305384529017.xml · nonDerivative · entry 5 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,491 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F6 · price: This transaction was executed in multiple trades at prices ranging from $169.89 to $170.88; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,900 | $169.35 | $999,165.00 |
DisclosureSEC source: 0000320193-18-000058 · wf-form4_152305384529017.xml · nonDerivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,391 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F5 · price: This transaction was executed in multiple trades at prices ranging from $168.89 to $169.83; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,200 | $168.29 | $201,948.00 |
DisclosureSEC source: 0000320193-18-000058 · wf-form4_152305384529017.xml · nonDerivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,291 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F4 · price: This transaction was executed in multiple trades at prices ranging from $167.85 to $168.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 700 | $167.34 | $117,138.00 |
DisclosureSEC source: 0000320193-18-000058 · wf-form4_152305384529017.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,491 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $166.83 to $167.76; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,300 | $166.31 | $548,823.00 |
DisclosureSEC source: 0000320193-18-000058 · wf-form4_152305384529017.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,191 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $165.81 to $166.78; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 36,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000052 · wf-form4_152279483540589.xml · derivative · entry 5 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,215 Underlying: Common Stock · 36,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 40,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000052 · wf-form4_152279483540589.xml · derivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,954 Underlying: Common Stock · 40,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 53,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000052 · wf-form4_152279483540589.xml · derivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018. F3 · derivative.expiration_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 60,626 | $167.78 | $10,171,830.28 |
DisclosureSEC source: 0000320193-18-000052 · wf-form4_152279483540589.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,491 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 130,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-18-000052 · wf-form4_152279483540589.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 13,739 | $174.89 | $2,402,813.71 |
DisclosureSEC source: 0000320193-18-000002 · wf-form4_151554062441822.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $174.625 to $175.16; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,902 | $174.02 | $330,986.04 |
DisclosureSEC source: 0000320193-18-000002 · wf-form4_151554062441822.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,739 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $173.62 to $174.59; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,700 | $170.19 | $289,323.00 |
DisclosureSEC source: 0000320193-17-000087 · wf-form4_151303504615549.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,641 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $170.08 to $170.37; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 13,941 | $169.63 | $2,364,811.83 |
DisclosureSEC source: 0000320193-17-000087 · wf-form4_151303504615549.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,341 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $169.06 to $170.04; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 8,400 | $172.79 | $1,451,436.00 |
DisclosureSEC source: 0000320193-17-000081 · wf-form4_151087508159949.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,282 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $172.26 to $173.18; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 7,241 | $171.85 | $1,244,365.85 |
DisclosureSEC source: 0000320193-17-000081 · wf-form4_151087508159949.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,682 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $171.22 to $172.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 22:43 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 63,699 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000060 · wf-form4_150828022415662.xml · derivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,699 Underlying: Common Stock · 63,699 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 15,642 | $155.01 | $2,424,666.42 |
DisclosureSEC source: 0000320193-17-000045 · wf-form4_150767467144201.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,923 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $154.62 to $155.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:35 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 125,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000036 · wf-form4_150707011795652.xml · derivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the three-year period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 28, 2014. Apple's beginning value was calculated to be $100.66. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 30, 2017. Apple's ending value was calculated to be $166.62 (adjusted for dividends). F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is between these levels, the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the three-year period was 65.53%, which ranked 92nd of the 451 companies that were included in the S&P 500 for the period and placed Apple in the 80th percentile. Therefore, 125,494 RSUs vested. F3 · derivative.expiration_date: This award was granted on October 17, 2014, for a target number of 68,576 RSUs. The award vested on October 1, 2017, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 28, 2014 through September 30, 2017. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:35 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 62,929 | $154.12 | $9,698,617.48 |
DisclosureSEC source: 0000320193-17-000036 · wf-form4_150707011795652.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,565 F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:35 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 125,494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000320193-17-000036 · wf-form4_150707011795652.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| October 01, 2017 Filed Oct 17, 2017 22:43 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 64,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000320193-17-000060 · wf-form4_150828022415662.xml · derivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,885 Underlying: Common Stock · 64,885 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance. F2 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 11,949 | $142.86 | $1,707,034.14 |
DisclosureSEC source: 0000320193-17-000003 · wf-form4_149972580917613.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $142.55 to $143.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 1,100 | $155.73 | $171,303.00 |
DisclosureSEC source: 0001628280-17-006357 · wf-form4_149704742969407.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,949 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $155.60 to $155.89; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,849 | $155.28 | $1,684,632.72 |
DisclosureSEC source: 0001628280-17-006357 · wf-form4_149704742969407.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,049 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $154.60 to $155.59; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| May 16, 2017 Filed May 18, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 100 | $155.76 | $15,576.00 |
DisclosureSEC source: 0001628280-17-005698 · wf-form4_149514661622011.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,898 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| May 16, 2017 Filed May 18, 2017 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 11,849 | $155.27 | $1,839,794.23 |
DisclosureSEC source: 0001628280-17-005698 · wf-form4_149514661622011.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,998 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $154.75 to $155.615; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 11,949 | $143.98 | $1,720,417.02 |
DisclosureSEC source: 0001628280-17-003444 · wf-form4_149160425159023.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,847 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $143.52 to $144.33; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 40,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003345 · wf-form4_149134521223893.xml · derivative · entry 4 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,908 Underlying: Common Stock · 40,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, and 40,954 restricted stock units are scheduled to vest on each of April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, and 40,954 restricted stock units are scheduled to vest on each of April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 53,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003345 · wf-form4_149134521223893.xml · derivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,055 Underlying: Common Stock · 53,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, 53,055 restricted stock units vested on April 1, 2017, and 53,055 restricted stock units are scheduled to vest on April 1, 2018, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, 53,055 restricted stock units vested on April 1, 2017, and 53,055 restricted stock units are scheduled to vest on April 1, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 46,214 | $143.66 | $6,639,103.24 |
DisclosureSEC source: 0001628280-17-003345 · wf-form4_149134521223893.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,796 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 94,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-003345 · wf-form4_149134521223893.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,942 | $119.99 | $1,312,930.58 |
DisclosureSEC source: 0001628280-17-000311 · wf-form4_148486868606685.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $119.81 to $120.30; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 600 | $116.55 | $69,930.00 |
DisclosureSEC source: 0001628280-16-022104 · wf-form4_148219024507558.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,942 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $116.48 to $116.61; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,342 | $116.04 | $1,200,085.68 |
DisclosureSEC source: 0001628280-16-022104 · wf-form4_148219024507558.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $115.485 to $116.47; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 10,600 | $110.90 | $1,175,540.00 |
DisclosureSEC source: 0001628280-16-020879 · wf-form4_147829865841782.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,884 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $110.58 to $111.44; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 22,723 | $110.09 | $2,501,575.07 |
DisclosureSEC source: 0001628280-16-020879 · wf-form4_147829865841782.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,484 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $109.58 to $110.55; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 6,700 | $115.26 | $772,242.00 |
DisclosureSEC source: 0001628280-16-020488 · wf-form4_147795302659560.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,207 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $115.12 to $115.52; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 22:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 26,624 | $114.88 | $3,058,565.12 |
DisclosureSEC source: 0001628280-16-020488 · wf-form4_147795302659560.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,907 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $114.12 to $115.11; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 00:05 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 64,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020120 · wf-form4_147683550360347.xml · derivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,654 Underlying: Common Stock · 64,654 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from September 25, 2016 through September 28, 2019. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2019, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple's relative total shareholder return from September 25, 2016 through September 28, 2019. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2019, with the vesting percentage determined based on actual performance. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 00:05 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 85,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020120 · wf-form4_147683550360347.xml · derivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,013 Underlying: Common Stock · 85,013 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2019, April 1, 2020 and April 1, 2021. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2019, April 1, 2020 and April 1, 2021. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019938 · wf-form4_147562038659364.xml · derivative · entry 3 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. F4 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the 20 trading days prior to September 29, 2013. Apple's beginning value was calculated to be $68.67 (adjusted for dividends and Apple's 7:1 stock split in June 2014). Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 24, 2016. Apple's ending value was calculated to be $116.24 (adjusted for dividends). F5 · derivative.exercise_date: This award provided that if Apple's relative TSR performance is ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance is ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance is ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance is ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance is ranked above the 25th percentile but below the 85th percentile, then the portion of the RSUs that vest is determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages. F6 · derivative.exercise_date: Apple's TSR for the performance period was 69.27%, which ranked 77th of the 458 companies that were included in the S&P 500 for the period and placed Apple in the 83rd percentile. Therefore, 87,578 RSUs subject to performance requirements vested. F3 · derivative.expiration_date: This award was granted on March 3, 2014, for a target number of 44,912 restricted stock units (adjusted for Apple's 7:1 stock split in June 2014). Between 0% and 200% of the target number of units vested on October 1, 2016, with the vesting percentage determined based on Apple's total shareholder return (TSR) relative to the other companies in the S&P 500 from September 29, 2013 through September 24, 2016. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 43,809 | $113.05 | $4,952,607.45 |
DisclosureSEC source: 0001628280-16-019938 · wf-form4_147562038659364.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,531 F2 · security: Shares withheld by Apple to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 87,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-16-019938 · wf-form4_147562038659364.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:35 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,281 | $113.55 | $259,007.55 |
DisclosureSEC source: 0001628280-16-019757 · wf-form4_147467014510458.xml · nonDerivative · entry 2 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,762 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $113.50 to $113.715; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 22:35 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 20,100 | $113.00 | $2,271,300.00 |
DisclosureSEC source: 0001628280-16-019757 · wf-form4_147467014510458.xml · nonDerivative · entry 1 Riccio Daniel J. · CIK 0001557203 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,043 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $112.50 to $113.485; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.