Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Chief Executive Officer | May 22, 2018 | May 23, 2018 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | October 08, 2018 | October 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date May 22, 2018 · Filed May 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,259 |
Last balance in matching sequence
After 2018-05-22 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2018-05-22 · Exercise / conversion · Acquired 25,122 · Balance 154,381 F1: Amount reported includes shares subject to unvested Restricted Stock Units. Row 2 · 2018-05-22 · Sale · Disposed 3,285 · Balance 151,096 F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $202.32 to $203.31, inclusive. F1: Amount reported includes shares subject to unvested Restricted Stock Units. Row 3 · 2018-05-22 · Sale · Disposed 16,700 · Balance 134,396 F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.32 to $204.23, inclusive. F1: Amount reported includes shares subject to unvested Restricted Stock Units. Row 4 · 2018-05-22 · Sale · Disposed 5,137 · Balance 129,259 F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $204.33 to $205.19, inclusive. F1: Amount reported includes shares subject to unvested Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.60 · Expires 2022-02-11 | Direct | 0 |
Reported balance
After 2018-05-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-22 · Exercise / conversion · Disposed 25,122 · Balance 0 F5: On 2/11/2015, the reporting person was granted stock options with a graded vesting schedule in which one-third of the total grant vested on each on 2/11/16, 2/11/17, and 2/11/18. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $202.32 to $203.31, inclusive.
F3: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.32 to $204.23, inclusive.
F4: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $204.33 to $205.19, inclusive.
F5: On 2/11/2015, the reporting person was granted stock options with a graded vesting schedule in which one-third of the total grant vested on each on 2/11/16, 2/11/17, and 2/11/18.
QUALCOMM INC/DE
Report date October 08, 2018 · Filed October 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 1,566 |
Reported balance
After 2018-10-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-08 · Grant · Acquired 1,566 · Balance 1,566 F1: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock. F2: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
F2: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2011 Filed May 12, 2011 18:13 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $48.03 | $480,270.00 |
DisclosureSEC source: 0001293332-11-000003 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,768 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.01 - $48.09, inclusive. Read SEC document |
| May 10, 2011 Filed May 12, 2011 18:13 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 10,000 | $20.21 | $202,100.00 |
DisclosureSEC source: 0001293332-11-000003 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 23:24 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 20,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001293332-11-000002 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,089 Read SEC document |
| February 25, 2011 Filed Mar 1, 2011 18:48 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 8,298 | $55.35 | $459,294.30 |
DisclosureSEC source: 0001293332-11-000001 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,497 Read SEC document |
| November 02, 2010 Filed Nov 3, 2010 21:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 11,959 | $45.85 | $548,308.19 |
DisclosureSEC source: 0001293332-10-000003 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,795 Read SEC document |
| October 26, 2010 Filed Oct 27, 2010 17:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $24.25 Strike: $24.25 | $48,500.00 |
DisclosureSEC source: 0001293332-10-000002 · primary_doc.xml · derivative · entry 5 Anstice Martin B · CIK 0001293332 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,120 Underlying: Common Stock · 2,000 shares Expires 2011-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option was 100% vested on 03/19/05. Read SEC document |
| October 26, 2010 Filed Oct 27, 2010 17:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 849 | $16.64 Strike: $16.64 | $14,127.36 |
DisclosureSEC source: 0001293332-10-000002 · primary_doc.xml · derivative · entry 4 Anstice Martin B · CIK 0001293332 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 849 shares Expires 2011-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2010 Filed Oct 27, 2010 17:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,849 | $44.58 | $127,008.42 |
DisclosureSEC source: 0001293332-10-000002 · primary_doc.xml · nonDerivative · entry 3 Anstice Martin B · CIK 0001293332 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,754 Read SEC document |
| October 26, 2010 Filed Oct 27, 2010 17:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 2,000 | $24.25 | $48,500.00 |
DisclosureSEC source: 0001293332-10-000002 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2010 Filed Oct 27, 2010 17:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 849 | $16.64 | $14,127.36 |
DisclosureSEC source: 0001293332-10-000002 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2010 Filed Feb 9, 2010 19:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 30,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001293332-10-000001 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,128 Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 23:34 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 54,120 | $20.21 Strike: $20.21 | $1,093,765.20 |
DisclosureSEC source: 0001293332-09-000001 · primary_doc.xml · derivative · entry 2 Anstice Martin B · CIK 0001293332 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,969 Underlying: Common Stock · 54,120 shares Expires 2014-02-26 F1 · derivative.exercise_date: 100% of the option will vest and become exercisable on 2/26/11. Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 23:34 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 21,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001293332-09-000001 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,956 Read SEC document |
| August 05, 2008 Filed Aug 5, 2008 21:46 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | PurchaseCommon Stock | 7,480 | $33.45 | $250,239.66 |
DisclosureSEC source: 0001293332-08-000001 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,841 Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 21:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 849 | Not disclosed Strike: $16.64 | Not disclosed |
DisclosureSEC source: 0001293332-08-000002 · primary_doc.xml · derivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: Common Stock · 849 shares Expires 2011-10-01 F1 · kind: On 10/01/01 the reporting person was granted an option to purchase 849 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment Agreement to amend this option. F1 · price: On 10/01/01 the reporting person was granted an option to purchase 849 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment Agreement to amend this option. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 21:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 849 | Not disclosed Strike: $16.14 | Not disclosed |
DisclosureSEC source: 0001293332-08-000002 · primary_doc.xml · derivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 849 shares Expires 2011-10-01 F1 · kind: On 10/01/01 the reporting person was granted an option to purchase 849 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment Agreement to amend this option. F1 · price: On 10/01/01 the reporting person was granted an option to purchase 849 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment Agreement to amend this option. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| April 27, 2006 Filed May 1, 2006 23:00 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $24.25 Strike: $24.25 | $72,750.00 |
DisclosureSEC source: 0001293332-06-000004 · primary_doc.xml · derivative · entry 3 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: Common Stock · 3,000 shares Expires 2011-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 25% annually from 3/19/01 - 03/19/05. Read SEC document |
| April 27, 2006 Filed May 1, 2006 23:00 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,000 | $48.83 | $146,475.90 |
DisclosureSEC source: 0001293332-06-000004 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851 Read SEC document |
| April 27, 2006 Filed May 1, 2006 23:00 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 3,000 | $24.25 | $72,750.00 |
DisclosureSEC source: 0001293332-06-000004 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 22:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $24.25 Strike: $24.25 | $72,750.00 |
DisclosureSEC source: 0001293332-06-000003 · primary_doc.xml · derivative · entry 6 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,849 Underlying: Common Stock · 3,000 shares Expires 2011-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 25% annually from 3/19/01 - 3/19/05. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 22:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,000 | $47.85 | $143,550.00 |
DisclosureSEC source: 0001293332-06-000003 · primary_doc.xml · nonDerivative · entry 4 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 22:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 3,000 | $24.25 | $72,750.00 |
DisclosureSEC source: 0001293332-06-000003 · primary_doc.xml · nonDerivative · entry 3 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 22:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $24.25 Strike: $24.25 | $72,750.00 |
DisclosureSEC source: 0001293332-06-000003 · primary_doc.xml · derivative · entry 5 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2011-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 25% annually from 3/19/01 - 3/19/05. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 22:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,000 | $47.50 | $142,500.00 |
DisclosureSEC source: 0001293332-06-000003 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 22:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 3,000 | $24.25 | $72,750.00 |
DisclosureSEC source: 0001293332-06-000003 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2006 Filed Feb 1, 2006 00:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $24.25 Strike: $24.25 | $121,250.00 |
DisclosureSEC source: 0001293332-06-000002 · primary_doc.xml · derivative · entry 3 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,849 Underlying: Common Stock · 5,000 shares Expires 2011-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 25% annually from 3/19/02 - 3/19/05. Read SEC document |
| January 27, 2006 Filed Feb 1, 2006 00:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $46.34 | $231,686.00 |
DisclosureSEC source: 0001293332-06-000002 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851 Read SEC document |
| January 27, 2006 Filed Feb 1, 2006 00:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 5,000 | $24.25 | $121,250.00 |
DisclosureSEC source: 0001293332-06-000002 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 23:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $24.25 Strike: $24.25 | $485,000.00 |
DisclosureSEC source: 0001293332-06-000001 · primary_doc.xml · derivative · entry 4 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,849 Underlying: Common Stock · 20,000 shares Expires 2011-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 25% annually from 3/19/02 - 3/19/05. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 23:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 828 | $42.36 | $35,076.81 |
DisclosureSEC source: 0001293332-06-000001 · primary_doc.xml · nonDerivative · entry 3 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851 Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 23:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $42.36 | $847,266.00 |
DisclosureSEC source: 0001293332-06-000001 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 23:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 20,000 | $24.25 | $485,000.00 |
DisclosureSEC source: 0001293332-06-000001 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 22:22 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 4,500 | $9.67 Strike: $9.67 | $43,515.00 |
DisclosureSEC source: 0001293332-05-000002 · primary_doc.xml · derivative · entry 3 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,849 Underlying: Common Stock · 4,500 shares Expires 2009-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option vested 1/8 per quarter from 10/17/02 - 10/17/04. Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 22:22 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,500 | $34.00 | $153,000.00 |
DisclosureSEC source: 0001293332-05-000002 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 22:22 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 4,500 | $9.67 | $43,515.00 |
DisclosureSEC source: 0001293332-05-000002 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2005 Filed Oct 19, 2005 21:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 18,000 | $16.14 Strike: $16.14 | $290,520.00 |
DisclosureSEC source: 0001293332-05-000001 · primary_doc.xml · derivative · entry 3 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,349 Underlying: Common Stock · 18,000 shares Expires 2011-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested 25% annually on October 1, 2002 - 2005. Read SEC document |
| October 18, 2005 Filed Oct 19, 2005 21:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 18,000 | $33.16 | $596,795.40 |
DisclosureSEC source: 0001293332-05-000001 · primary_doc.xml · nonDerivative · entry 2 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Read SEC document |
| October 18, 2005 Filed Oct 19, 2005 21:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 18,000 | $16.14 | $290,520.00 |
DisclosureSEC source: 0001293332-05-000001 · primary_doc.xml · nonDerivative · entry 1 Anstice Martin B · CIK 0001293332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.