Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Vice Chmn, UHG and CEO, Optum | June 26, 2018 | June 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date June 26, 2018 · Filed June 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,789.983 |
Reported balance
After 2018-06-26 transaction · row 1
1 source rowRow 1 · 2018-06-26 · Grant · Acquired 111.424 · Balance 153,789.983 F1: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2011 Filed Sep 22, 2011 22:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 352.368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-048796 · doc4.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP, UnitedHealth Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,527.45 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. Read SEC document |
| March 21, 2011 Filed Mar 22, 2011 22:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 326.777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-019265 · doc4.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP, UnitedHealth Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,174.777 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. Read SEC document |
| February 09, 2011 Filed Feb 11, 2011 21:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 59,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-008868 · doc4.xml · nonDerivative · entry 3 RENFRO LARRY C · CIK 0001235046 · EVP, UnitedHealth Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,848 F2 · shares: The restricted stock units will vest 100% on the fourth anniversary of the grant date. F3 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 9, 2011, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 53,483. Read SEC document |
| February 09, 2011 Filed Feb 11, 2011 21:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 53,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-008868 · doc4.xml · nonDerivative · entry 2 RENFRO LARRY C · CIK 0001235046 · EVP, UnitedHealth Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,423 F1 · shares: The restricted stock units will vest at a rate of 33% on February 9, 2012; December 28, 2012; and February 9, 2014. Read SEC document |
| February 09, 2011 Filed Feb 11, 2011 21:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 3,235 | $42.07 | $136,096.45 |
DisclosureSEC source: 0001209191-11-008868 · doc4.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP, UnitedHealth Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,940 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 23:54 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 9,079 | $43.04 | $390,760.16 |
DisclosureSEC source: 0001209191-11-007320 · doc4.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP & CEO Public Sr Mkts Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,175 Read SEC document |
| September 17, 2010 Filed Sep 17, 2010 21:57 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 17,870 | $34.16 | $610,367.72 |
DisclosureSEC source: 0000731766-10-000107 · edgardoc.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP & CEO Publc Sr Mkts Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,254 Read SEC document |
| February 09, 2010 Filed Feb 11, 2010 23:49 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantStock Appreciation Rights · Derivative | 76,024 | $0.00 Strike: $33.00 | $0.00 |
DisclosureSEC source: 0000731766-10-000029 · edgardoc.xml · derivative · entry 2 RENFRO LARRY C · CIK 0001235046 · EVP & CEO Publc & Sr Mkts Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,024 Underlying: Common Stock · 76,024 shares Expires 2020-02-09 F3 · derivative.exercise_date: The stock appreciation rights will vest at a rate of 25% annually on February 9 from the years 2011 through 2014. Read SEC document |
| February 09, 2010 Filed Feb 11, 2010 23:49 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 30,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-10-000029 · edgardoc.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP & CEO Publc & Sr Mkts Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,124 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2011 through 2014. F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 9, 2010, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 60,607. Amount does include shares acquired under UnitedHealth Group's Employee Stock Purchase Plan. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 23:23 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 8,780 | $33.32 | $292,549.60 |
DisclosureSEC source: 0000731766-10-000016 · edgardoc.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP & Pres Publc & Sr Mkts Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,820 Read SEC document |
| February 03, 2009 Filed Feb 4, 2009 22:35 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantStock Appreciation Rights · Derivative | 92,800 | $0.00 Strike: $29.74 | $0.00 |
DisclosureSEC source: 0000731766-09-000016 · edgardoc.xml · derivative · entry 2 RENFRO LARRY C · CIK 0001235046 · EVP, UHG & CEO, Ovations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,800 Underlying: Common Stock · 92,800 shares Expires 2019-02-03 F2 · kind: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013. Read SEC document |
| February 03, 2009 Filed Feb 4, 2009 22:35 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 106,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-09-000016 · edgardoc.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP, UHG & CEO, Ovations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,600 F1 · kind: The restricted stock units will vest at a rate of 25% annually on February 3 from the years 2010 through 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.