Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Johnson Controls International plcJCI · Entity 2940 | Pres. Bldg Solutions, North Am | December 11, 2019 | December 11, 2019 |
| REV Group, Inc.REVG · Entity 68209 | Director · Chief Executive Officer | December 31, 2022 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Johnson Controls International plc
Report date December 11, 2019 · Filed December 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 22,891.47 |
Reported balance
After 2019-12-11 transaction · row 1
1 source rowRow 1 · 2019-12-11 · Sale · Disposed 9,460 · Balance 22,891.47 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan.
REV Group, Inc.
Report date December 31, 2022 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 973,847 |
Reported balance
After 2022-12-31 transaction · row 1
1 source rowRow 1 · 2022-12-31 · Tax withholding · Disposed 137,195 · Balance 973,847 F1: Represents shares reacquired by REV Group, Inc. to satisfy withholding obligations in connection with the vesting and conversion to shares of 291,900 restricted REV Group, Inc. common stock and does not represent a sale. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares reacquired by REV Group, Inc. to satisfy withholding obligations in connection with the vesting and conversion to shares of 291,900 restricted REV Group, Inc. common stock and does not represent a sale.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2022 Filed Jan 4, 2023 16:19 UTC | REV Group, Inc. REVG · Entity 68209 | Tax withholdingCommon Stock | 137,195 | $12.62 | $1,731,400.90 |
DisclosureSEC source: 0000950103-23-000099 · dp186577_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,847 F1 · shares: Represents shares reacquired by REV Group, Inc. to satisfy withholding obligations in connection with the vesting and conversion to shares of 291,900 restricted REV Group, Inc. common stock and does not represent a sale. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:07 UTC | REV Group, Inc. REVG · Entity 68209 | GrantCommon Stock | 195,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-020938 · dp185597_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,042 F1 · shares: Represents shares of restricted REV Group, Inc. common stock that vest in three equal installments on each of December 31, 2023, 2024 and 2025. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 18:23 UTC | REV Group, Inc. REVG · Entity 68209 | Tax withholdingCommon Stock | 111,048 | $14.15 | $1,571,329.20 |
DisclosureSEC source: 0000950103-22-000171 · dp164697_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,238 F1 · shares: Represents shares reacquired by Rev Group, Inc. to satisfy withholding obligations in connection with the vesting and conversion to shares of 239,581 shares of restricted REV Group, Inc. common stock and does not represent a sale. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 16:33 UTC | REV Group, Inc. REVG · Entity 68209 | Tax withholdingCommon Stock | 49,479 | $11.87 | $587,315.73 |
DisclosureSEC source: 0000950103-21-019929 · dp163814_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,286 F1 · shares: Represents the number of shares of REV Group, Inc. that have been withheld by REV Group, Inc. to satisfy withholding and remittance obligations in connection with the settlement of 106,751 restricted stock units and does not represent a sale. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:15 UTC | REV Group, Inc. REVG · Entity 68209 | GrantCommon Stock | 156,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-019683 · dp163583_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,765 F1 · shares: Represents shares of restricted REV Group, Inc. common stock that vest in three equal installments on each of December 31, 2022, 2023 and 2024. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 18:37 UTC | REV Group, Inc. REVG · Entity 68209 | Tax withholdingCommon Stock | 49,479 | $15.01 | $742,679.79 |
DisclosureSEC source: 0000950103-21-013765 · dp157689_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,808 F1 · shares: Represents the number of shares of REV Group, Inc. that have been withheld by REV Group, Inc. to satisfy withholding and remittance obligations in connection with the settlement of 106,751 restricted stock units and does not represent a sale. Read SEC document |
| June 11, 2021 Filed Jun 11, 2021 16:42 UTC | REV Group, Inc. REVG · Entity 68209 | PurchaseCommon Stock | 19,292 | $15.87 | $306,164.04 |
DisclosureSEC source: 0000950103-21-008704 · dp152572_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,287 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.69 to $15.98 inclusive. The reporting person undertakes to provide to REV Group, Inc., any security holder of REV Group, Inc. or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 29, 2021 Filed Mar 29, 2021 18:42 UTC | REV Group, Inc. REVG · Entity 68209 | PurchaseCommon Stock | 16,750 | $17.98 | $301,165.00 |
DisclosureSEC source: 0000950103-21-004772 · dp148617_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,995 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.905 to $18.010, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 16:45 UTC | REV Group, Inc. REVG · Entity 68209 | GrantCommon Stock | 63,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-004582 · dp148379_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,245 F1 · shares: Represents shares of restricted REV Group, Inc. common stock that vest in three equal installments on each of December 31, 2021, 2022 and 2023. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 16:28 UTC | REV Group, Inc. REVG · Entity 68209 | GrantCommon Stock | 279,366 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-024216 · dp142875_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,630 F1 · shares: Represents shares of restricted REV Group, Inc. common stock that vest in three equal installments on each of December 31, 2021, 2022 and 2023. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 20:46 UTC | REV Group, Inc. REVG · Entity 68209 | GrantCommon Stock | 375,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-005933 · dp124551_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,763 F1 · shares: Represents shares of restricted REV Group, Inc. common stock that vest in three equal installments on each of December 31, 2020, 2021 and 2022. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 19:11 UTC | REV Group, Inc. REVG · Entity 68209 | GrantCommon Stock | 213,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-006003 · dp124664_4-rushing.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,264 F1 · shares: Represents shares of restricted stock units of REV Group, Inc. which will vest on the earlier of (a) January 31, 2023 or (b) each date on which specified performance goals are achieved. Read SEC document |
| December 11, 2019 Filed Dec 11, 2019 23:42 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 9,460 | $42.50 | $402,050.00 |
DisclosureSEC source: 0001127602-19-034837 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,891.47 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:12 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 2,019 | $42.09 | $84,979.71 |
DisclosureSEC source: 0001127602-19-034622 · form4.xml · nonDerivative · entry 3 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,351.47 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 00:12 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 4,121 | $42.09 | $173,452.89 |
DisclosureSEC source: 0001127602-19-034622 · form4.xml · nonDerivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,370.47 Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:12 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 72,016 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001127602-19-034622 · form4.xml · derivative · entry 4 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,016 Underlying: Ordinary Shares · 72,016 shares Expires 2029-12-05 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 00:12 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 12,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034622 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,491.47 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:04 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantPhantom Stock Units - Deferred Compensation · Derivative | 10,471.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034446 · form4.xml · derivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,452.31 Underlying: Ordinary Shares · 10,471.96 shares Expires 2018-10-07 F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. The reporting person settled the units of phantom stock in cash. F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019. F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash . F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash . Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 21:04 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 10,470.41 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034446 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,917.47 F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on December 4, 2019. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 15:39 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 764 | $42.50 | $32,470.00 |
DisclosureSEC source: 0001127602-19-030471 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,447.06 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 22:27 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 678 | $42.24 | $28,638.72 |
DisclosureSEC source: 0001127602-19-030334 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,211.06 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 18:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $25.67 | $0.00 |
DisclosureSEC source: 0001127602-19-028324 · form4.xml · derivative · entry 3 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 14,000 shares Expires 2022-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 18:52 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 14,000 | $44.28 | $619,920.00 |
DisclosureSEC source: 0001127602-19-028324 · form4.xml · nonDerivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,766.55 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.25 to $44.38 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 18:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 14,000 | $25.67 | $359,380.00 |
DisclosureSEC source: 0001127602-19-028324 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,766.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 20:18 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 13,908 | $42.88 | $596,426.50 |
DisclosureSEC source: 0001127602-19-028042 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,766.55 Read SEC document |
| September 02, 2019 Filed Sep 4, 2019 22:02 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 12,335 | $42.69 | $526,581.15 |
DisclosureSEC source: 0001127602-19-027924 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,674.55 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:21 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,853 | $0.00 Strike: $26.30 | $0.00 |
DisclosureSEC source: 0001127602-19-023713 · form4.xml · derivative · entry 3 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,853 shares Expires 2021-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:21 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 10,853 | $41.63 | $451,810.39 |
DisclosureSEC source: 0001127602-19-023713 · form4.xml · nonDerivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,741 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.60 to $41.67 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:21 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 10,853 | $26.30 | $285,433.90 |
DisclosureSEC source: 0001127602-19-023713 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:32 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,341 | $0.00 Strike: $28.14 | $0.00 |
DisclosureSEC source: 0001127602-19-017200 · form4.xml · derivative · entry 5 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 11,341 shares Expires 2020-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:32 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,716 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001127602-19-017200 · form4.xml · derivative · entry 4 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 14,716 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:32 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 29,728 | $39.03 | $1,160,283.84 |
DisclosureSEC source: 0001127602-19-017200 · form4.xml · nonDerivative · entry 3 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,741.91 Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:32 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 11,341 | $28.14 | $319,135.74 |
DisclosureSEC source: 0001127602-19-017200 · form4.xml · nonDerivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,469.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:32 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 14,716 | $22.92 | $337,290.72 |
DisclosureSEC source: 0001127602-19-017200 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,128.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions effected pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Adjustment of balance to account for 14,974 shares doubly counted in prior Form 4. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 23:16 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 89,928 | $33.39 Strike: $33.39 | $3,002,695.92 |
DisclosureSEC source: 0001127602-18-035738 · form4.xml · derivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,928 Underlying: Ordinary Shares · 89,928 shares Expires 2028-12-06 F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 23:16 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 14,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035738 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,687 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| October 07, 2018 Filed Oct 9, 2018 22:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionPhantom Stock Units - Deferred Compensation · Derivative | 5,089 | $0.00 Strike: $36.31 | $0.00 |
DisclosureSEC source: 0001127602-18-029859 · form4.xml · derivative · entry 4 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,633 Underlying: Ordinary Shares · 5,089 shares Expires 2018-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc. The reporting person settled the units of phantom stock in cash. F2 · balance_after: Reflects prior grant of restricted share units which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting. Vested restricted share units will be credited to the reporting persons account under the company's deferred compensation plan and will be distributed upon the reporting persons termination or retirement pursuant to the terms of such plan. Read SEC document |
| October 07, 2018 Filed Oct 9, 2018 22:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Disposition to issuerOrdinary Shares | 5,089 | $36.31 | $184,781.59 |
DisclosureSEC source: 0001127602-18-029859 · form4.xml · nonDerivative · entry 3 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,517 Read SEC document |
| October 07, 2018 Filed Oct 9, 2018 22:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 5,089 | $36.31 | $184,781.59 |
DisclosureSEC source: 0001127602-18-029859 · form4.xml · nonDerivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2018 Filed Oct 9, 2018 22:37 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,719 | $36.31 | $62,416.89 |
DisclosureSEC source: 0001127602-18-029859 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,517 Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 20:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,767 | $0.00 Strike: $26.53 | $0.00 |
DisclosureSEC source: 0001127602-18-028452 · form4.xml · derivative · entry 3 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 9,767 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 20:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Disposition to issuerOrdinary Shares | 9,767 | $35.79 | $349,560.93 |
DisclosureSEC source: 0001127602-18-028452 · form4.xml · nonDerivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,236 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.65 to $35.91, inclusive, pursuant to a 10b5-1 plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 20:10 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 9,767 | $26.53 | $259,118.51 |
DisclosureSEC source: 0001127602-18-028452 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2018 Filed May 15, 2018 21:23 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 8,148 | $36.55 | $297,809.40 |
DisclosureSEC source: 0001127602-18-017543 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,999 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 14:55 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 13,391 | $37.85 | $506,849.35 |
DisclosureSEC source: 0001127602-18-007888 · form4.xml · nonDerivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Indirect · By 401k Plan Trustee Disclosed balance after: 0 F1 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. F1 · balance_after: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 14:55 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 808 | $38.34 | $30,978.72 |
DisclosureSEC source: 0001127602-18-007888 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,847 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:32 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantRestricted Share Units · Derivative | 9,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034403 · form4.xml · derivative · entry 2 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,409 Underlying: Ordinary Shares · 9,428 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. F3 · shares: Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting. F4 · derivative.exercise_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. F4 · derivative.expiration_date: Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:32 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 49,964 | $0.00 Strike: $37.36 | $0.00 |
DisclosureSEC source: 0001127602-17-034403 · form4.xml · derivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,964 Underlying: Ordinary Shares · 49,964 shares Expires 2027-12-07 F1 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:03 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 1,190 | $36.39 | $43,304.10 |
DisclosureSEC source: 0001127602-17-033039 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,385 Read SEC document |
| October 07, 2017 Filed Oct 11, 2017 20:59 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 457 | $41.07 | $18,768.99 |
DisclosureSEC source: 0001127602-17-029711 · form4.xml · nonDerivative · entry 1 Rushing Rodney M · CIK 0001691203 · Pres. Bldg Solutions, North Am 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,338 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.