Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gogo Inc.GOGO · Entity 5812 | EVP and CFO | December 31, 2022 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gogo Inc.
Report date December 31, 2022 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,663 |
Ending reported balance
After 2022-12-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-12-01 · Gift · Disposed 10,000 · Balance 100,667 Row 2 · 2022-12-31 · Exercise / conversion · Acquired 55,250 · Balance 155,917 F1: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. Row 3 · 2022-12-31 · Tax withholding · Disposed 24,254 · Balance 131,663 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,000 |
Reported balance
After 2022-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-12-31 · Exercise / conversion · Disposed 55,250 · Balance 16,000 F1: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2: 32,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to contined employment with the Company. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 109,594 |
Reported balance
Holding disclosure · report date 2022-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 109,594 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
F2: 32,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to contined employment with the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2020 Filed Jun 16, 2020 11:56 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 50,000 | Not disclosed Strike: $5.26 | Not disclosed |
DisclosureSEC source: 0001209191-20-036906 · doc4.xml · derivative · entry 5 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2029-04-30 F2 · price: On 6/12/20, pursuant to its option exchange program, the issuer cancelled the following options to purchase shares of common stock held by the reporting person: (i) options to purchase (A) 200,000 shares and (B) 100,000 shares granted on 4/24/17, (ii) options to purchase (A) 37,000 shares and (B) 37,000 shares granted on 2/17/18 and (iii) 50,000 shares granted on 4/30/19. In exchange, the reporting person received replacement options to purchase 249,414 shares of common stock, having an exercise price of $2.61 per share. F6 · derivative.exercise_date: These options provided for vesting as follows: (i) 50% of the options vest on December 31, 2020 and (ii) the remaining 50% vest on December 31, 2021, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 11:56 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 37,000 | Not disclosed Strike: $10.23 | Not disclosed |
DisclosureSEC source: 0001209191-20-036906 · doc4.xml · derivative · entry 4 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,000 shares Expires 2028-02-17 F2 · price: On 6/12/20, pursuant to its option exchange program, the issuer cancelled the following options to purchase shares of common stock held by the reporting person: (i) options to purchase (A) 200,000 shares and (B) 100,000 shares granted on 4/24/17, (ii) options to purchase (A) 37,000 shares and (B) 37,000 shares granted on 2/17/18 and (iii) 50,000 shares granted on 4/30/19. In exchange, the reporting person received replacement options to purchase 249,414 shares of common stock, having an exercise price of $2.61 per share. F5 · derivative.exercise_date: Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 11:56 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 37,000 | Not disclosed Strike: $10.23 | Not disclosed |
DisclosureSEC source: 0001209191-20-036906 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,000 shares Expires 2028-02-17 F2 · price: On 6/12/20, pursuant to its option exchange program, the issuer cancelled the following options to purchase shares of common stock held by the reporting person: (i) options to purchase (A) 200,000 shares and (B) 100,000 shares granted on 4/24/17, (ii) options to purchase (A) 37,000 shares and (B) 37,000 shares granted on 2/17/18 and (iii) 50,000 shares granted on 4/30/19. In exchange, the reporting person received replacement options to purchase 249,414 shares of common stock, having an exercise price of $2.61 per share. F4 · derivative.exercise_date: These options provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 11:56 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 100,000 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001209191-20-036906 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2027-04-24 F2 · price: On 6/12/20, pursuant to its option exchange program, the issuer cancelled the following options to purchase shares of common stock held by the reporting person: (i) options to purchase (A) 200,000 shares and (B) 100,000 shares granted on 4/24/17, (ii) options to purchase (A) 37,000 shares and (B) 37,000 shares granted on 2/17/18 and (iii) 50,000 shares granted on 4/30/19. In exchange, the reporting person received replacement options to purchase 249,414 shares of common stock, having an exercise price of $2.61 per share. F3 · derivative.exercise_date: Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of April 24, 2017, subject to continued employment with the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 11:56 UTC | Gogo Inc. GOGO · Entity 5812 | Disposition to issuerOptions (Right to Buy) · Derivative | 200,000 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001209191-20-036906 · doc4.xml · derivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2027-04-24 F2 · price: On 6/12/20, pursuant to its option exchange program, the issuer cancelled the following options to purchase shares of common stock held by the reporting person: (i) options to purchase (A) 200,000 shares and (B) 100,000 shares granted on 4/24/17, (ii) options to purchase (A) 37,000 shares and (B) 37,000 shares granted on 2/17/18 and (iii) 50,000 shares granted on 4/30/19. In exchange, the reporting person received replacement options to purchase 249,414 shares of common stock, having an exercise price of $2.61 per share. F1 · derivative.exercise_date: These options provided for vesting in four annual installments beginning on the first anniversary of April 24, 2017, subject to continued employment with the Company. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 11:03 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025885 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 24, 2017, the reporting person was granted 20,000 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. The remaining restricted stock units will vest on April 24, 2021 subject to continued employment with the Company. F3 · derivative.expiration_date: On April 24, 2017, the reporting person was granted 20,000 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. The remaining restricted stock units will vest on April 24, 2021 subject to continued employment with the Company. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 11:03 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025885 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 87,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 6 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250 Underlying: Common Stock · 87,250 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F8 · derivative.exercise_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. F8 · derivative.expiration_date: 32,000 of these restricted stock units will vest in four equal installments on the first four anniversaries of March 17, 2020 and 55,250 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 53,000 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 5 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 53,000 shares Expires 2030-03-17 F6 · derivative.exercise_date: These options will vest and become exercisable in four equal installments on the first four anniversaries of March 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 4 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Underlying: Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. F5 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 11,700 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,925 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in three equal installments on the first three anniversaries of March 10, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 2,750 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on the first two anniversaries of February 17, 2020, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionPerformance Restricted Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 24, 2017, the reporting person was granted 20,000 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 10,000 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on April 24, 2020 and the first anniversary thereof, subject to continued employment with the Company. F3 · derivative.expiration_date: On April 24, 2017, the reporting person was granted 20,000 performance restricted stock units which were subject to both time-based vesting and performance-based vesting. Effective March 17, 2020, the Compensation Committee of the Company eliminated the performance conditions for these restricted stock units. This modification resulted in the immediate vesting and settlement of 10,000 restricted stock units, corresponding to the portion of the award for which service-vesting dates had previously elapsed. The remaining restricted stock units will vest in two equal installments on April 24, 2020 and the first anniversary thereof, subject to continued employment with the Company. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 12:55 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 15,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-020211 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 14:12 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 8,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018402 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,287 Underlying: Common Stock · 8,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 10, 2019, the reporting person was granted 35,050 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019. F3 · derivative.expiration_date: On March 10, 2019, the reporting person was granted 35,050 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 14:12 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 8,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-018402 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 13:14 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010447 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 1,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. F3 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2020 Filed Feb 19, 2020 13:14 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-010447 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 30, 2019 Filed May 2, 2019 10:30 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.26 | $0.00 |
DisclosureSEC source: 0001209191-19-026903 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-04-30 F3 · derivative.exercise_date: These options were granted on April 30, 2019. 50% of these options are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company. Read SEC document |
| April 30, 2019 Filed May 2, 2019 10:30 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 56,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026903 · doc4.xml · derivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,559 Underlying: Common Stock · 56,559 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: These restricted stock units were granted on April 30, 2019. 50% of these restricted stock units are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company. F2 · derivative.expiration_date: These restricted stock units were granted on April 30, 2019. 50% of these restricted stock units are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021, subject to continued employment with the Company. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 15:36 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 2,930 | $5.13 | $15,030.90 |
DisclosureSEC source: 0001209191-19-026159 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,040 F1 · security: Includes restricted shares. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 20:29 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019036 · doc4.xml · derivative · entry 6 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F8 · derivative.exercise_date: These restricted stock units were granted on March 10, 2019. 50% of these restricted stock units are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021. F8 · derivative.expiration_date: These restricted stock units were granted on March 10, 2019. 50% of these restricted stock units are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 20:29 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.57 | $0.00 |
DisclosureSEC source: 0001209191-19-019036 · doc4.xml · derivative · entry 5 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-03-10 F7 · derivative.exercise_date: These options were granted on March 10, 2019. 50% of these options are scheduled to vest on December 31, 2020 and the remaining 50% are scheduled to vest on December 31, 2021. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 20:29 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Options (Right to Buy) · Derivative | 20,200 | $0.00 Strike: $4.57 | $0.00 |
DisclosureSEC source: 0001209191-19-019036 · doc4.xml · derivative · entry 4 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,200 Underlying: Common Stock · 20,200 shares Expires 2029-03-10 F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 10, 2023 shall be forfeited. F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 10, 2023 shall be forfeited. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 20:29 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Restricted Stock Units · Derivative | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019036 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 Underlying: Common Stock · 11,700 shares Expires not disclosed F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 10, 2023 shall be forfeited. F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 10, 2019 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 10, 2019 equals or exceeds $6.50 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 10, 2023 shall be forfeited. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 20:29 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 60,550 | $0.00 Strike: $4.57 | $0.00 |
DisclosureSEC source: 0001209191-19-019036 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,550 Underlying: Common Stock · 60,550 shares Expires 2029-03-10 F3 · derivative.exercise_date: These options were granted on March 10, 2019 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 20:29 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 35,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019036 · doc4.xml · derivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,050 Underlying: Common Stock · 35,050 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:09 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011055 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 Underlying: Common Stock · 1,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. F3 · derivative.expiration_date: On February 17, 2018, the reporting person was granted 5,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of February 17, 2018. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:09 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 475 | $3.78 | $1,795.50 |
DisclosureSEC source: 0001209191-19-011055 · doc4.xml · nonDerivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,970 F1 · security: Includes restricted shares. Read SEC document |
| February 17, 2019 Filed Feb 19, 2019 16:09 UTC | Gogo Inc. GOGO · Entity 5812 | Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011055 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes restricted shares. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:24 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 24,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045126 · doc4.xml · derivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,064 Underlying: Common Stock · 24,064 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: 24,064 restricted stock units were granted on July 31, 2018. 24,064 of these restricted stock units are scheduled to fully vest on July 31, 2020. F2 · derivative.expiration_date: 24,064 restricted stock units were granted on July 31, 2018. 24,064 of these restricted stock units are scheduled to fully vest on July 31, 2020. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 10:38 UTC | Gogo Inc. GOGO · Entity 5812 | Tax withholdingCommon Stock | 2,930 | $8.99 | $26,340.70 |
DisclosureSEC source: 0001209191-18-026158 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,070 F1 · security: Includes restricted shares. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 17:20 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Options (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 4 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2028-02-17 F6 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited. F6 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 17:20 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Restricted Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited. F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 17:20 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2028-02-17 F3 · derivative.exercise_date: These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 17:20 UTC | Gogo Inc. GOGO · Entity 5812 | GrantRestricted Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011434 · doc4.xml · derivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F2 · derivative.exercise_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company. F2 · derivative.expiration_date: These restricted stock units vest in four equal installments on the first four anniversaries of February 17, 2018, subject to continued employment with the Company. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:26 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Restricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028206 · doc4.xml · derivative · entry 4 ROWAN BARRY L · CIK 0001253821 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F4 · derivative.exercise_price: Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. F5 · derivative.exercise_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by April 24, 2021 shall be forfeited. F5 · derivative.expiration_date: The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by April 24, 2021 shall be forfeited. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:26 UTC | Gogo Inc. GOGO · Entity 5812 | GrantPerformance Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001209191-17-028206 · doc4.xml · derivative · entry 3 ROWAN BARRY L · CIK 0001253821 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-04-24 F3 · derivative.exercise_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by April 24, 2021 shall be forfeited. F3 · derivative.expiration_date: The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of April 24, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of April 24, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by April 24, 2021 shall be forfeited. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:26 UTC | Gogo Inc. GOGO · Entity 5812 | GrantOptions (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001209191-17-028206 · doc4.xml · derivative · entry 2 ROWAN BARRY L · CIK 0001253821 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-04-24 F2 · derivative.exercise_date: These options were granted on April 24, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:26 UTC | Gogo Inc. GOGO · Entity 5812 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028206 · doc4.xml · nonDerivative · entry 1 ROWAN BARRY L · CIK 0001253821 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Grant of restricted shares, which are scheduled to vest in four equal annual installments on the first four anniversaries of April 24, 2017, subject to continued employment with the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.