Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Sr. Executive Vice President | August 02, 2018 | August 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WELLS FARGO & COMPANY/MN
Report date August 02, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 109.408 |
Reported balance
After 2018-08-02 transaction · row 1
1 source rowRow 1 · 2018-08-02 · Gift · Disposed 2,019 · Balance 109.408 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 132,576 |
Reported balance
After 2018-08-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-08-02 · Gift · Acquired 2,019 · Balance 132,576 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 107,576 |
Reported balance
After 2018-08-13 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-08-13 · Sale · Disposed 25,000 · Balance 107,576 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.033 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 12,965.6303 |
Reported balance
Holding disclosure · report date 2018-08-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 12,965.6303 F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of July 31, 2018, as if investable cash equivalents held by Plan were fully invested in Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.033 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of July 31, 2018, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2014 Filed Feb 13, 2015 17:55 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005927 · form5.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109.408 Read SEC document |
| August 11, 2014 Filed Feb 13, 2015 17:55 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005927 · form5.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 30,583 Read SEC document |
| July 27, 2014 Filed Jul 29, 2014 18:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 3,469.7442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024031 · form4.xml · derivative · entry 5 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,626.6909 Underlying: Common Stock, $1 2/3 Par Value · 3,469.7442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in three installments: 30% on 7/27/2013, 30% on 7/27/2014, and 40% on 7/27/2015. F4 · derivative.expiration_date: These RSRs vest in three installments: 30% on 7/27/2013, 30% on 7/27/2014, and 40% on 7/27/2015. Read SEC document |
| July 27, 2014 Filed Jul 29, 2014 18:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,810.7442 | $51.60 | $93,434.40 |
DisclosureSEC source: 0001127602-14-024031 · form4.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200.408 Read SEC document |
| July 27, 2014 Filed Jul 29, 2014 18:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 3,469.7442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024031 · form4.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,011.1522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/27/2014. Original grant date was 7/27/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 20:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 5,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023789 · form4.xml · derivative · entry 4 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,843 Underlying: Common Stock, $1 2/3 Par Value · 5,843 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| May 27, 2014 Filed May 29, 2014 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 9,300 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001127602-14-019111 · form4.xml · derivative · entry 5 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 9,300 shares Expires 2015-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2014 Filed May 29, 2014 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 7,482 | $50.55 | $378,215.10 |
DisclosureSEC source: 0001127602-14-019111 · form4.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,541.408 Read SEC document |
| May 27, 2014 Filed May 29, 2014 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 9,300 | $29.91 | $278,116.50 |
DisclosureSEC source: 0001127602-14-019111 · form4.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,023.408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.