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Hardison Hope A.

Disclosed activity across 1 company

Tapewire entity
12096
SEC CIK
0001608010

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WELLS FARGO & COMPANY/MNWFC · Entity 2824Sr. Executive Vice PresidentAugust 02, 2018August 14, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WELLS FARGO & COMPANY/MN

Report date August 02, 2018 · Filed August 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeDirect109.408 Reported balance After 2018-08-02 transaction · row 1
1 source row

Row 1 · 2018-08-02 · Gift · Disposed 2,019 · Balance 109.408

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeIndirectThrough Family Trust132,576 Reported balance After 2018-08-02 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-08-02 · Gift · Acquired 2,019 · Balance 132,576

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeIndirectThrough Family Trust107,576 Reported balance After 2018-08-13 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-08-13 · Sale · Disposed 25,000 · Balance 107,576

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.033 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeIndirectThrough 401(k) Plan12,965.6303 Reported balance Holding disclosure · report date 2018-08-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 12,965.6303

F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of July 31, 2018, as if investable cash equivalents held by Plan were fully invested in Company common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.033 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of July 31, 2018, as if investable cash equivalents held by Plan were fully invested in Company common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2014 Filed Feb 13, 2015 17:55 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GiftCommon Stock, $1 2/3 Par Value 5,091 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-005927 · form5.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109.408

Read SEC document
August 11, 2014 Filed Feb 13, 2015 17:55 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GiftCommon Stock, $1 2/3 Par Value 5,091 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-005927 · form5.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 30,583

Read SEC document
July 27, 2014 Filed Jul 29, 2014 18:18 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionRestricted Share Right · Derivative 3,469.7442 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-024031 · form4.xml · derivative · entry 5

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,626.6909

Underlying: Common Stock, $1 2/3 Par Value · 3,469.7442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: 30% on 7/27/2013, 30% on 7/27/2014, and 40% on 7/27/2015.

F4 · derivative.expiration_date: These RSRs vest in three installments: 30% on 7/27/2013, 30% on 7/27/2014, and 40% on 7/27/2015.

Read SEC document
July 27, 2014 Filed Jul 29, 2014 18:18 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 1,810.7442 $51.60 $93,434.40
Disclosure

SEC source: 0001127602-14-024031 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200.408

Read SEC document
July 27, 2014 Filed Jul 29, 2014 18:18 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 3,469.7442 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-024031 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011.1522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/27/2014. Original grant date was 7/27/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

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July 22, 2014 Filed Jul 24, 2014 20:29 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantRestricted Share Right · Derivative 5,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-023789 · form4.xml · derivative · entry 4

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,843

Underlying: Common Stock, $1 2/3 Par Value · 5,843 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
May 27, 2014 Filed May 29, 2014 18:10 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionEmployee Stock Purchase Option · Derivative 9,300 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001127602-14-019111 · form4.xml · derivative · entry 5

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 9,300 shares

Expires 2015-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2014 Filed May 29, 2014 18:10 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 7,482 $50.55 $378,215.10
Disclosure

SEC source: 0001127602-14-019111 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,541.408

Read SEC document
May 27, 2014 Filed May 29, 2014 18:10 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 9,300 $29.91 $278,116.50
Disclosure

SEC source: 0001127602-14-019111 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,023.408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.