Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anaplan, Inc.PLAN · Entity 125824 | Chief Financial Officer | June 10, 2021 | June 15, 2021 |
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | Director | October 09, 2026 | October 13, 2026 |
| Intapp, Inc.INTA · Entity 352 | Chief Financial Officer | August 24, 2026 | August 26, 2026 |
| Seagate Technology Holdings plcSTX · Entity 2029 | EVP & CFO | July 25, 2018 | July 27, 2018 |
| Tesla, Inc.TSLA · Entity 2791 | Chief Accounting Officer | August 06, 2018 | August 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anaplan, Inc.
Report date June 10, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,886 |
Reported balance
After 2021-06-10 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-06-10 · Exercise / conversion · Acquired 59,375 · Balance 67,886 F1: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
| Common StockSEC Table I · non-derivative | Direct | 38,075 |
Reported balance
After 2021-06-11 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-06-11 · Sale · Disposed 29,811 · Balance 38,075 F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 41,739 |
Reported balance
After 2021-06-10 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2021-06-10 · Exercise / conversion · Acquired 3,664 · Balance 41,739 F3: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
| Common StockSEC Table I · non-derivative | Direct | 39,899 |
Reported balance
After 2021-06-11 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2021-06-11 · Sale · Disposed 1,840 · Balance 39,899 F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 42,759 |
Reported balance
After 2021-06-10 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2021-06-10 · Exercise / conversion · Acquired 2,860 · Balance 42,759 F4: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
| Common StockSEC Table I · non-derivative | Direct | 41,322 |
Reported balance
After 2021-06-11 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2021-06-11 · Sale · Disposed 1,437 · Balance 41,322 F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 43,371 |
Reported balance
After 2021-06-10 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2021-06-10 · Exercise / conversion · Acquired 2,049 · Balance 43,371 F5: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
| Common StockSEC Table I · non-derivative | Direct | 42,342 |
Reported balance
After 2021-06-11 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2021-06-11 · Sale · Disposed 1,029 · Balance 42,342 F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 296,875 |
Reported balance
After 2021-06-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-06-10 · Exercise / conversion · Disposed 59,375 · Balance 296,875 F1: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,312 |
Reported balance
After 2021-06-10 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-06-10 · Exercise / conversion · Disposed 3,664 · Balance 29,312 F3: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 31,466 |
Reported balance
After 2021-06-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-06-10 · Exercise / conversion · Disposed 2,860 · Balance 31,466 F4: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,747 |
Reported balance
After 2021-06-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-06-10 · Exercise / conversion · Disposed 2,049 · Balance 30,747 F5: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F4: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F5: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
COMMVAULT SYSTEMS INC
Report date October 09, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,317 |
Reported balance
After 2026-10-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-09 · Grant · Acquired 1,317 · Balance 1,317 F1: The common stock is being granted as restricted stock units, 100% of which shall vest on the date of the 2027 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock is being granted as restricted stock units, 100% of which shall vest on the date of the 2027 Annual Meeting of Stockholders.
Intapp, Inc.
Report date August 24, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 120,074 |
Reported balance
After 2026-08-24 transaction · row 1
1 source rowRow 1 · 2026-08-24 · Sale · Disposed 10,000 · Balance 120,074 F1: The sale of shares of common stock of Intapp, Inc. was executed pursuant to a 10b5-1 plan put in place by the Reporting Person on August 14, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.35 to $41.29, inclusive. The reporting person undertakes to provide to Intapp, Inc., any security holder of Intapp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares of common stock of Intapp, Inc. was executed pursuant to a 10b5-1 plan put in place by the Reporting Person on August 14, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.35 to $41.29, inclusive. The reporting person undertakes to provide to Intapp, Inc., any security holder of Intapp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
Seagate Technology Holdings plc
Report date July 25, 2018 · Filed July 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 23,346 |
Ending reported balance
After 2018-07-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-07-25 · Grant · Acquired 9,943 · Balance 16,076 F1: On July 25, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 9,943 of the 39,772 Threshold Performance Share Units granted to Mr. Morton on September 9, 2016. The 9,943 Ordinary Shares will vest on September 9, 2018, subject to continuous service through such date. Row 2 · 2018-07-25 · Grant · Acquired 7,270 · Balance 23,346 F2: On July 25, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 7,270 of the 29,080 Threshold Performance Share Units granted to Mr. Morton on September 11, 2017. The 7,270 Ordinary Shares will vest on September 11, 2018, subject to continuous service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 25, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 9,943 of the 39,772 Threshold Performance Share Units granted to Mr. Morton on September 9, 2016. The 9,943 Ordinary Shares will vest on September 9, 2018, subject to continuous service through such date.
F2: On July 25, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 7,270 of the 29,080 Threshold Performance Share Units granted to Mr. Morton on September 11, 2017. The 7,270 Ordinary Shares will vest on September 11, 2018, subject to continuous service through such date.
Tesla, Inc.
Report date August 06, 2018 · Filed August 15, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2019 Filed Dec 12, 2019 21:34 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 3,673 | $51.00 | $187,324.10 |
DisclosureSEC source: 0001209191-19-060224 · doc4.xml · nonDerivative · entry 4 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,915 F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $51.00 to $51.06, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 21:34 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 29,757 | $51.00 | $1,517,612.95 |
DisclosureSEC source: 0001209191-19-060224 · doc4.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,261 F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $51.00 to $51.0427, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:34 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionRestricted Stock Units · Derivative | 7,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060224 · doc4.xml · derivative · entry 6 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,296 Underlying: Common Stock · 7,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:34 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionRestricted Stock Units · Derivative | 59,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060224 · doc4.xml · derivative · entry 5 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,125 Underlying: Common Stock · 59,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:34 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionCommon Stock | 7,327 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060224 · doc4.xml · nonDerivative · entry 3 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F4 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:34 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionCommon Stock | 59,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060224 · doc4.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019 and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 00:22 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $11.86 | $0.00 |
DisclosureSEC source: 0000899243-19-024206 · doc4.xml · derivative · entry 5 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,569 Underlying: Common Stock · 40,000 shares Expires 2028-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the stock option vested on September 10, 2019, with the remainder exercisable in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date; the option may also be exercised early subject to Issuer's right of repurchase. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 00:22 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 40,000 | $51.87 | $2,074,760.00 |
DisclosureSEC source: 0000899243-19-024206 · doc4.xml · nonDerivative · entry 4 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,643 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $51.50 to $52.005, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 00:22 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionCommon Stock | 40,000 | $11.86 | $474,400.00 |
DisclosureSEC source: 0000899243-19-024206 · doc4.xml · nonDerivative · entry 3 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2019 Filed Sep 25, 2019 00:22 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 34,867 | $53.00 | $1,848,052.11 |
DisclosureSEC source: 0000899243-19-024206 · doc4.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,643 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $52.80 to $53.19, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| September 20, 2019 Filed Sep 25, 2019 00:22 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 25,133 | $52.25 | $1,313,121.34 |
DisclosureSEC source: 0000899243-19-024206 · doc4.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,510 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $51.80 to $52.795, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 23:31 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 17,900 | $47.07 | $842,563.74 |
DisclosureSEC source: 0000899243-19-023755 · doc4.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,643 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $46.83 to $47.45, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 23:31 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 43,312 | $46.37 | $2,008,490.05 |
DisclosureSEC source: 0000899243-19-023755 · doc4.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,543 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $45.82 to $46.81, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 23:16 UTC | Anaplan, Inc. PLAN · Entity 125824 | SaleCommon Stock | 115,076 | $48.30 | $5,558,170.80 |
DisclosureSEC source: 0000899243-19-023501 · doc4.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,855 F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 23:16 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionRestricted Stock Units · Derivative | 237,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-023501 · doc4.xml · derivative · entry 3 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,500 Underlying: Common Stock · 237,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on September 10, 2019 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on September 10, 2019 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on September 10, 2019 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 23:16 UTC | Anaplan, Inc. PLAN · Entity 125824 | Exercise / conversionCommon Stock | 237,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-023501 · doc4.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on September 10, 2019 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on September 10, 2019 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 23:35 UTC | Anaplan, Inc. PLAN · Entity 125824 | GrantStock Option (right to buy) · Derivative | 47,318 | $0.00 Strike: $38.61 | $0.00 |
DisclosureSEC source: 0000899243-19-014766 · doc4.xml · derivative · entry 3 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,318 Underlying: Common Stock · 47,318 shares Expires 2029-05-21 F2 · derivative.exercise_date: Two-sixteenths of the option is exercisable on December 10, 2019, and 1/16 vests quarterly after that, provided that the Reporting Person remains in continuous service on each vesting date. Read SEC document |
| May 22, 2019 Filed May 24, 2019 23:35 UTC | Anaplan, Inc. PLAN · Entity 125824 | GrantRestricted Stock Units · Derivative | 58,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014766 · doc4.xml · derivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,623 Underlying: Common Stock · 58,623 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. Two-sixteenths of the RSUs vest on December 10, 2019, and 1/16 vests quarterly after that, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. Two-sixteenths of the RSUs vest on December 10, 2019, and 1/16 vests quarterly after that, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. Two-sixteenths of the RSUs vest on December 10, 2019, and 1/16 vests quarterly after that, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 23:35 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOrdinary Shares | 7,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-18-000048 · wf-form4_153273449218160.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,346 F2 · shares: On July 25, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 7,270 of the 29,080 Threshold Performance Share Units granted to Mr. Morton on September 11, 2017. The 7,270 Ordinary Shares will vest on September 11, 2018, subject to continuous service through such date. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 23:35 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOrdinary Shares | 9,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-18-000048 · wf-form4_153273449218160.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,076 F1 · shares: On July 25, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 9,943 of the 39,772 Threshold Performance Share Units granted to Mr. Morton on September 9, 2016. The 9,943 Ordinary Shares will vest on September 9, 2018, subject to continuous service through such date. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionNQ Stock Options · Derivative | 12,389 | $0.00 Strike: $36.09 | $0.00 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · derivative · entry 9 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,013 Underlying: Ordinary Shares · 12,389 shares Expires 2023-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the option shares vested on September 9, 2017. The remaining options shares vest in equal monthly installments over the 36 months following September 9, 2017. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionNQ Stock Options · Derivative | 15,452 | $0.00 Strike: $50.10 | $0.00 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · derivative · entry 8 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,125 Underlying: Ordinary Shares · 15,452 shares Expires 2022-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the option shares vested on September 9, 2016. The remaining option shares vest in equal monthly installments over the 36 months following September 9, 2016. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionNQ Stock Options · Derivative | 4,894 | $0.00 Strike: $40.16 | $0.00 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · derivative · entry 7 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,894 shares Expires 2020-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the option shares vested on September 9, 2014. The remaining option shares vest in equal monthly installments over the 36 months following September 9, 2014. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionNQ Stock Options · Derivative | 2,407 | $0.00 Strike: $29.87 | $0.00 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · derivative · entry 6 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,407 shares Expires 2019-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the option shares vested on September 10, 2013. The remaining option shares vest in equal monthly installments over the 36 months following September 10, 2013. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 35,142 | $55.00 | $1,932,810.00 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · nonDerivative · entry 5 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,133 F1 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $55.00 to $55.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 12,389 | $36.09 | $447,119.01 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · nonDerivative · entry 4 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 15,452 | $50.10 | $774,145.20 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · nonDerivative · entry 3 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 4,894 | $40.16 | $196,543.04 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:30 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 2,407 | $29.87 | $71,897.09 |
DisclosureSEC source: 0001137789-18-000022 · wf-form4_152045799874698.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 23:12 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 11,491 | $51.78 | $595,003.98 |
DisclosureSEC source: 0001137789-18-000019 · wf-form4_151934112596461.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,133 F3 · shares: Ordinary Shares sold under 10b5-1 Trading Plan adopted by the Reporting Person on November 14, 2017. F4 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $51.46 to $52.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:12 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 8,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-18-000019 · wf-form4_151934112596461.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,624 F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. F2 · balance_after: Includes 572 Ordinary Shares purchased by Reporting Person on January 31, 2018 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2018 Filed Jan 11, 2018 00:47 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionNQ Stock Options · Derivative | 40,263 | $0.00 Strike: $36.09 | $0.00 |
DisclosureSEC source: 0001137789-18-000010 · wf-form4_151563161075901.xml · derivative · entry 3 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,402 Underlying: Ordinary Shares · 40,263 shares Expires 2023-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four year vesting schedule. Subject to continuous employment, one quarter of the options vested on September 9, 2017. The remaining options shares vest in equal monthly installments over the 36 months following September 9, 2017. Read SEC document |
| January 08, 2018 Filed Jan 11, 2018 00:47 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 40,263 | $48.78 | $1,964,029.14 |
DisclosureSEC source: 0001137789-18-000010 · wf-form4_151563161075901.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,561 F1 · kind: These Ordinary Shares are being sold under a 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| January 08, 2018 Filed Jan 11, 2018 00:47 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 40,263 | $36.09 | $1,453,091.67 |
DisclosureSEC source: 0001137789-18-000010 · wf-form4_151563161075901.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 23:45 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 7,909 | $40.00 | $316,360.00 |
DisclosureSEC source: 0001137789-17-000079 · wf-form4_150897514284398.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,561 F1 · shares: These Ordinary Shares were sold pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 18:57 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 1,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000054 · wf-form4_150550185076653.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,470 F2 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Performance Share Units in accordance with Rule 16b-3. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 18:57 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOrdinary Shares | 2,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000054 · wf-form4_150550185076653.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,596 F1 · shares: On September 13, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 2,156 of the 3,850 Performance Share Units granted to Mr. Morton on September 9, 2014. Achievement of performance objectives resulted in the Reporting Person earning Ordinary Shares in the amount of 56% of the Performance Share Units granted. The 2,156 Ordinary Shares vested on September 13, 2017. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 01:37 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantNQ Stock Option Grant · Derivative | 109,290 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · derivative · entry 6 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,290 Underlying: Ordinary Shares · 109,290 shares Expires 2024-09-11 F5 · derivative.exercise_date: Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options will vest on September 11, 2018. The remaining options will vest in equal monthly installments over the 36 months following September 11, 2018. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 01:37 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantPerformance-Based Restricted Share Unit Grant · Derivative | 56,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · derivative · entry 5 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 56,323 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted share unit ("PSU") represents a contingent right to receive one share of Seagate Technology plc's ("Seagate") ordinary shares. The number of PSUs that may be earned is between 0% and 200% of the target number of PSUs and shall vest based on ROIC and relative TSR performance over the three-year performance period ending on September 11, 2020. F4 · derivative.exercise_date: The PSUs vest on or after September 11, 2020 subject to the achievement and certification of the performance criteria. F4 · derivative.expiration_date: The PSUs vest on or after September 11, 2020 subject to the achievement and certification of the performance criteria. Read SEC document |
| September 09, 2017 Filed Sep 13, 2017 01:37 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 4 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,440 F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. Read SEC document |
| September 09, 2017 Filed Sep 13, 2017 01:37 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 3 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,482 F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. Read SEC document |
| September 09, 2017 Filed Sep 13, 2017 01:37 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,056 F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. Read SEC document |
| September 09, 2017 Filed Sep 13, 2017 01:37 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 5,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000050 · wf-form4_150526664872757.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,761 F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. F2 · balance_after: Includes 468 Ordinary Shares purchased by Reporting Person on July 31, 2017 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 22:44 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOrdinary Shares | 9,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000040 · wf-form4_150110903414035.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,482 F3 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 9,943 of the 39,772 Threshold Performance Share Units granted to Mr. Morton on September 9, 2016. The 9,943 Ordinary Shares will vest on September 9, 2017, subject to continuous service through such date. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 22:44 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOrdinary Shares | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-17-000040 · wf-form4_150110903414035.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,539 F1 · shares: On July 24, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 20,000 of the 30,000 Threshold Performance Share Units granted to Mr. Morton on February 20, 2015. The 20,000 Ordinary Shares will vest on February 20, 2018, subject to continuous service through such date. F2 · balance_after: Includes 476 Ordinary Shares purchased by the Reporting Person on January 31, 2017 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:33 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 3,040 | $43.26 | $131,510.40 |
DisclosureSEC source: 0001137789-17-000029 · wf-form4_149738597363347.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,063 F1 · shares: These Ordinary Shares are being sold under a 10b5-1 Trading Plan adopted by the Reporting Person. F2 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $42.75 to $43.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 02:05 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 6,197 | $47.34 | $293,365.98 |
DisclosureSEC source: 0001137789-17-000012 · wf-form4_148781552951458.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,103 F2 · shares: These Ordinary Shares are being sold under a 10b5-1 Trading Plan adopted by the Reporting Person. F3 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $47.22 to $47.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 02:05 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 3,803 | $47.14 | $179,273.42 |
DisclosureSEC source: 0001137789-17-000012 · wf-form4_148781552951458.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,300 F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident of the vesting of securities previously reported on one or more Form 4s by the Reporting Person in accordance with Rule 16b-3. Read SEC document |
| September 27, 2016 Filed Sep 28, 2016 21:08 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 796 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-16-000056 · wf-form4_147509692378460.xml · nonDerivative · entry 2 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,103 F2 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of the above-listed Performance Share Units in accordance with Rule 16b-3. Read SEC document |
| September 26, 2016 Filed Sep 28, 2016 21:08 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOrdinary Shares | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-16-000056 · wf-form4_147509692378460.xml · nonDerivative · entry 1 MORTON DAVID H JR · CIK 0001476070 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,899 F1 · shares: On September 26, 2016, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 2,117 of the 2,160 Performance Share Units granted to Mr. Morton on September 9, 2013. Achievement of performance objectives resulted in the Reporting Person earning Ordinary Shares in the amount of 98% of the Performance Share Units granted. The 2,117 Ordinary Shares vested on September 26, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.