Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COSTCO WHOLESALE CORP /NEWCOST · Entity 2803 | Director | September 02, 2018 | October 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COSTCO WHOLESALE CORP /NEW
Report date September 02, 2018 · Filed October 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 631,854 |
Ending reported balance
After 2018-01-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-25 · Gift · Disposed 59,806 · Balance 635,213 F1: Personal gift. Row 2 · 2018-01-30 · Other · Disposed 3,359 · Balance 631,854 F2: Shares cancelled; unvested RSUs. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's GRAT | 5 |
Reported balance
Holding disclosure · report date 2018-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 584,507 |
Reported balance
Holding disclosure · report date 2018-09-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 584,507 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 5 |
Reported balance
Holding disclosure · report date 2018-09-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5 |
Filing footnotes · ownership attribution and instrument terms
F1: Personal gift.
F2: Shares cancelled; unvested RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2004 Filed Feb 1, 2006 16:41 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 3,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-06-000001 · primary_doc.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,614 F1 · kind: Personal gift. Read SEC document |
| December 17, 2004 Filed Feb 1, 2006 16:41 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 1,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-06-000001 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,294 F1 · kind: Personal gift. Read SEC document |
| November 29, 2004 Filed Oct 11, 2005 16:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 8,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-05-000005 · primary_doc.xml · nonDerivative · entry 11 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,913,971 F4 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| November 29, 2004 Filed Oct 11, 2005 16:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 8,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-05-000005 · primary_doc.xml · nonDerivative · entry 10 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,921,993 F4 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| November 29, 2004 Filed Oct 11, 2005 16:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 6,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-05-000005 · primary_doc.xml · nonDerivative · entry 9 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,930,015 F4 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| November 29, 2004 Filed Oct 11, 2005 16:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 6,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-05-000005 · primary_doc.xml · nonDerivative · entry 8 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,936,079 F4 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| November 29, 2004 Filed Oct 11, 2005 16:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-05-000005 · primary_doc.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,026 F2 · kind: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee. Read SEC document |
| October 22, 2004 Filed Oct 11, 2005 16:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 26,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-05-000005 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,926 F1 · kind: Personal gift. Read SEC document |
| June 17, 2004 Filed Jun 18, 2004 19:15 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 120,163 | $41.61 | $4,999,982.43 |
DisclosureSEC source: 0001184948-04-000005 · c0001184948d20040618f4f.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,942,143 F1 · shares: The reporting person contributed the shares to an exchange fund in return for units of limited partnership interests in the exchange fund. F2 · price: The price of $41.61 represents the NASDAQ closing price on June 16, 2004. Read SEC document |
| June 17, 2004 Filed Jun 18, 2004 19:15 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 24,033 | $41.61 | $1,000,013.13 |
DisclosureSEC source: 0001184948-04-000005 · c0001184948d20040618f4f.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,713 F1 · shares: The reporting person contributed the shares to an exchange fund in return for units of limited partnership interests in the exchange fund. F2 · price: The price of $41.61 represents the NASDAQ closing price on June 16, 2004. Read SEC document |
| April 01, 2004 Filed Apr 2, 2004 21:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantStock Option · Derivative | 150,000 | $0.00 Strike: $37.35 | $0.00 |
DisclosureSEC source: 0001184948-04-000003 · c0001184948d20040402f4f.xml · derivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2014-04-01 F1 · kind: Granted pursuant to the Incentive Stock Option plan. F2 · derivative.exercise_date: Vest 20%/year over five years Read SEC document |
| April 01, 2004 Filed Apr 14, 2004 17:19 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantStock Option · Derivative | 150,000 | $0.00 Strike: $37.35 | $0.00 |
DisclosureSEC source: 0001184948-04-000004 · c0001184948d20040414f4af.xml · derivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2014-04-01 F1 · kind: Granted pursuant to the Incentive Stock Option plan. F2 · derivative.exercise_date: Vest 20%/year over five years Read SEC document |
| March 17, 2004 Filed Mar 19, 2004 22:18 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 200,000 | $37.24 | $7,447,420.00 |
DisclosureSEC source: 0000907303-04-000054 · form4sinegalmarch2004_ex.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,428 F1 · price: Represents average sale price - see exhibit A Read SEC document |
| December 12, 2003 Filed Sep 29, 2004 22:01 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 139,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000006 · primary_doc.xml · nonDerivative · entry 4 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,746 Read SEC document |
| December 12, 2003 Filed Sep 29, 2004 22:01 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 7,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000006 · primary_doc.xml · nonDerivative · entry 3 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203,983 Read SEC document |
| December 12, 2003 Filed Dec 21, 2004 23:35 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 139,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000007 · primary_doc.xml · nonDerivative · entry 4 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,713 F2 · balance_after: Includes 47,318 shares previously reported as indirectly held by the LLC and the GRATs. F4 · balance_after: This filing is intended to correct the balance and does not report any new transactions. Read SEC document |
| December 12, 2003 Filed Dec 21, 2004 23:35 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 7,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000007 · primary_doc.xml · nonDerivative · entry 3 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,713 Read SEC document |
| November 28, 2003 Filed Sep 29, 2004 22:01 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 8,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000006 · primary_doc.xml · nonDerivative · entry 6 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by LLC Disclosed balance after: 2,062,306 F3 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| November 28, 2003 Filed Sep 29, 2004 22:01 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 8,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000006 · primary_doc.xml · nonDerivative · entry 5 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by LLC Disclosed balance after: 2,070,841 F3 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| November 28, 2003 Filed Sep 29, 2004 22:01 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 8,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000006 · primary_doc.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,939 F1 · kind: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee. F2 · balance_after: Includes 47,318 shares previously reported as indirectly held by the LLC and the GRATs. Read SEC document |
| November 28, 2003 Filed Dec 21, 2004 23:35 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 8,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000007 · primary_doc.xml · nonDerivative · entry 6 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by LLC Disclosed balance after: 1,942,143 F3 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. F4 · balance_after: This filing is intended to correct the balance and does not report any new transactions. Read SEC document |
| November 28, 2003 Filed Dec 21, 2004 23:35 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 8,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000007 · primary_doc.xml · nonDerivative · entry 5 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by LLC Disclosed balance after: 1,942,143 F3 · shares: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| November 28, 2003 Filed Dec 21, 2004 23:35 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 8,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000007 · primary_doc.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,713 F1 · kind: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee. Read SEC document |
| November 19, 2003 Filed Nov 19, 2003 21:44 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | ConversionPrepaid Variable Share Forward · Derivative | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001184948-03-000003 · primary_doc.xml · derivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires 2003-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person entered into a pre-paid variable share forward contract on November 19, 2001 relating to 450,000 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $15,640,442.19, the reporting person agreed to deliver 450,000 shares of Common Stock on November 19, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $42.667. On November 19, 2003, the reporting person delivered 450,000 shares in settlement of the contract. F1 · kind: The reporting person entered into a pre-paid variable share forward contract on November 19, 2001 relating to 450,000 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $15,640,442.19, the reporting person agreed to deliver 450,000 shares of Common Stock on November 19, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $42.667. On November 19, 2003, the reporting person delivered 450,000 shares in settlement of the contract. F1 · price: The reporting person entered into a pre-paid variable share forward contract on November 19, 2001 relating to 450,000 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $15,640,442.19, the reporting person agreed to deliver 450,000 shares of Common Stock on November 19, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $42.667. On November 19, 2003, the reporting person delivered 450,000 shares in settlement of the contract. Read SEC document |
| November 19, 2003 Filed Nov 19, 2003 21:44 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | ConversionCommon Stock | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001184948-03-000003 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person entered into a pre-paid variable share forward contract on November 19, 2001 relating to 450,000 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $15,640,442.19, the reporting person agreed to deliver 450,000 shares of Common Stock on November 19, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $42.667. On November 19, 2003, the reporting person delivered 450,000 shares in settlement of the contract. F1 · price: The reporting person entered into a pre-paid variable share forward contract on November 19, 2001 relating to 450,000 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $15,640,442.19, the reporting person agreed to deliver 450,000 shares of Common Stock on November 19, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $42.667. On November 19, 2003, the reporting person delivered 450,000 shares in settlement of the contract. Read SEC document |
| November 12, 2003 Filed Nov 12, 2003 17:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | ConversionPrepaid Variable Share Forward · Derivative | 218,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001184948-03-000002 · primary_doc.xml · derivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 218,073 shares Expires 2003-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reporting person entered into a pre-paid variable share forward contract on June 11, 2002 relating to 218,073 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $7,235,662.14, the reporting person agreed to deliver 218,073 shares of Common Stock on November 12, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $40.12. On November 12, 2003, the reporting person delivered 218,073 shares of Common Stock in settlement of the contract. F1 · kind: The reporting person entered into a pre-paid variable share forward contract on June 11, 2002 relating to 218,073 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $7,235,662.14, the reporting person agreed to deliver 218,073 shares of Common Stock on November 12, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $40.12. On November 12, 2003, the reporting person delivered 218,073 shares of Common Stock in settlement of the contract. F1 · price: The reporting person entered into a pre-paid variable share forward contract on June 11, 2002 relating to 218,073 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $7,235,662.14, the reporting person agreed to deliver 218,073 shares of Common Stock on November 12, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $40.12. On November 12, 2003, the reporting person delivered 218,073 shares of Common Stock in settlement of the contract. Read SEC document |
| November 12, 2003 Filed Nov 12, 2003 17:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | ConversionCommon Stock | 218,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001184948-03-000002 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,728,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person entered into a pre-paid variable share forward contract on June 11, 2002 relating to 218,073 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $7,235,662.14, the reporting person agreed to deliver 218,073 shares of Common Stock on November 12, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $40.12. On November 12, 2003, the reporting person delivered 218,073 shares of Common Stock in settlement of the contract. F1 · price: The reporting person entered into a pre-paid variable share forward contract on June 11, 2002 relating to 218,073 shares of Costco Wholesale Corporation common stock. In exchange for cash in the amount of $7,235,662.14, the reporting person agreed to deliver 218,073 shares of Common Stock on November 12, 2003 (or on an earlier date if the contract is terminated early) if the price of Common Stock on that day is less than $40.12. On November 12, 2003, the reporting person delivered 218,073 shares of Common Stock in settlement of the contract. Read SEC document |
| October 27, 2003 Filed Sep 29, 2004 22:01 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 3,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000006 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203,634 Read SEC document |
| October 27, 2003 Filed Dec 21, 2004 23:35 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 3,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000007 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,713 Read SEC document |
| April 01, 2003 Filed Sep 29, 2003 17:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherStock Option · Derivative | 150,000 | $0.00 Strike: $30.41 | $0.00 |
DisclosureSEC source: 0001184948-03-000001 · c0001184948d20030929f5f.xml · derivative · entry 3 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2013-04-01 F1 · kind: Granted pursuant to the Incentive Stock Option plan. Read SEC document |
| April 01, 2003 Filed Dec 23, 2003 19:25 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherStock Option · Derivative | 150,000 | $0.00 Strike: $30.41 | $0.00 |
DisclosureSEC source: 0001184948-03-000004 · primary_doc.xml · derivative · entry 6 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2013-03-31 F4 · kind: Granted pursuant to the Incentive Stock Option plan. Read SEC document |
| December 23, 2002 Filed Sep 29, 2003 17:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 9,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-03-000001 · c0001184948d20030929f5f.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950,162 Read SEC document |
| December 23, 2002 Filed Dec 23, 2003 19:25 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 9,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-03-000004 · primary_doc.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,840,078 Read SEC document |
| October 24, 2002 Filed Dec 23, 2003 19:25 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 2,110,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-03-000004 · primary_doc.xml · nonDerivative · entry 3 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,477,058 F1 · balance_after: Represents transfer of shares to LLC co-managed by reporting person and spouse, each of whom retains a 50% ownership interest in the LLC. Read SEC document |
| October 14, 2002 Filed Sep 29, 2003 17:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 739 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-03-000001 · c0001184948d20030929f5f.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,959,613 Read SEC document |
| October 14, 2002 Filed Dec 23, 2003 19:25 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 739 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-03-000004 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,959,613 Read SEC document |
| October 14, 2002 Filed Feb 10, 2004 19:27 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 3,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001184948-04-000001 · primary_doc.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836,381 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.