Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COSTCO WHOLESALE CORP /NEWCOST · Entity 2803 | Director | September 02, 2018 | October 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COSTCO WHOLESALE CORP /NEW
Report date September 02, 2018 · Filed October 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 631,854 |
Ending reported balance
After 2018-01-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-25 · Gift · Disposed 59,806 · Balance 635,213 F1: Personal gift. Row 2 · 2018-01-30 · Other · Disposed 3,359 · Balance 631,854 F2: Shares cancelled; unvested RSUs. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's GRAT | 5 |
Reported balance
Holding disclosure · report date 2018-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 584,507 |
Reported balance
Holding disclosure · report date 2018-09-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 584,507 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 5 |
Reported balance
Holding disclosure · report date 2018-09-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5 |
Filing footnotes · ownership attribution and instrument terms
F1: Personal gift.
F2: Shares cancelled; unvested RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 22, 2011 Filed Oct 24, 2011 22:08 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $85.30 | $207,279.00 |
DisclosureSEC source: 0001209191-11-052497 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,740 Read SEC document |
| October 19, 2011 Filed Oct 20, 2011 20:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,588 | $84.38 | $302,755.44 |
DisclosureSEC source: 0001209191-11-052290 · doc4.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,374 Read SEC document |
| October 19, 2011 Filed Oct 20, 2011 20:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-052290 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,962 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 1,000 @ 84.3900 200 @ 84.4207 57 @ 84.4500 139 @ 84.4800 100 @ 84.5100 100 @ 84.5600 100 @ 84.6000 700 @ 84.7400 200 @ 84.7500 102 @ 84.7600 700 @ 84.7700 700 @ 84.7800 300 @ 84.8100 200 @ 84.8200 100 @ 84.8300 200 @ 84.8500 100 @ 84.8600 300 @ 84.8700 200 @ 84.8800 300 @ 84.8900 600 @ 84.9000 300 @ 84.9100 200 @ 84.9200 500 @ 84.9300 202 @ 84.9400 98 @ 84.9500 180 @ 84.9600 22 @ 84.9700 100 @ 84.9800 Read SEC document |
| October 19, 2011 Filed Oct 9, 2012 22:33 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 10,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-048801 · doc5.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,170 F1 · price: Personal gift. Read SEC document |
| October 17, 2011 Filed Oct 19, 2011 17:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,544 | $82.36 | $291,883.84 |
DisclosureSEC source: 0001209191-11-052155 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,962 Read SEC document |
| September 28, 2011 Filed Sep 30, 2011 15:16 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,317 | $83.79 | $194,141.43 |
DisclosureSEC source: 0001209191-11-049467 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,506 Read SEC document |
| September 28, 2011 Filed Oct 3, 2011 19:08 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,317 | $83.79 | $194,141.43 |
DisclosureSEC source: 0001209191-11-049665 · doc4a.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,506 Read SEC document |
| September 28, 2011 Filed Oct 3, 2011 19:08 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-049665 · doc4a.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,506 F1 · shares: Grant was initially made in October 2010 subject to performance conditions concerning fiscal 2011, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| September 26, 2011 Filed Feb 6, 2013 18:52 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 54,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-13-006756 · doc5a.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,814 F1 · price: Personal gift. Read SEC document |
| September 14, 2011 Filed Sep 14, 2011 22:14 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-047902 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,823 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 183 @ 80.6704 100 @ 80.7300 600 @ 80.7400 100 @ 80.7500 300 @ 80.7600 200 @ 80.7800 500 @ 80.7900 400 @ 80.8000 400 @ 80.8100 114 @ 80.8200 100 @ 80.8300 400 @ 80.8400 600 @ 80.8500 400 @ 80.8600 237 @ 80.8700 800 @ 80.8800 100 @ 80.9000 500 @ 80.9100 166 @ 80.9300 1,000 @ 80.9400 100 @ 80.9800 200 @ 80.9900 100 @ 81.0300 200 @ 81.0900 100 @ 81.1700 100 @ 81.2100 Read SEC document |
| August 17, 2011 Filed Aug 17, 2011 23:27 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-044706 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,327 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 100 @ 75.3300 100 @ 75.3400 100 @ 75.3500 1,400 @ 75.6200 100 @ 75.6800 200 @ 75.7300 154 @ 75.7400 46 @ 75.7500 200 @ 75.9100 100 @ 75.9300 200 @ 75.9400 188 @ 75.9500 1,188 @ 75.9900 200 @ 76.0604 301 @ 76.0800 300 @ 76.0900 100 @ 76.0950 100 @ 76.1100 99 @ 76.1300 200 @ 76.1600 300 @ 76.2100 100 @ 76.2300 100 @ 76.2400 300 @ 76.2600 200 @ 76.2804 83 @ 76.2900 117 @ 76.2906 100 @ 76.3200 816 @ 76.3300 508 @ 76.3500 Read SEC document |
| July 13, 2011 Filed Jul 13, 2011 21:49 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-039415 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,327 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 400 @ 80.70 300 @ 80.71 600 @ 80.72 278 @ 80.73 400 @ 80.74 500 @ 80.75 800 @ 80.76 800 @ 80.77 400 @ 80.78 200 @ 80.80 200 @ 80.81 300 @ 80.82 100 @ 80.83 200 @ 80.84 20 @ 80.85 200 @ 80.86 200 @ 80.87 100 @ 80.88 300 @ 80.89 200 @ 80.90 100 @ 80.91 100 @ 80.92 2 @ 80.96 100 @ 80.97 100 @ 80.98 1100 @ 80.99 Read SEC document |
| July 01, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 9,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 23 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRAT Disclosed balance after: 60,964 F4 · kind: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee. Read SEC document |
| July 01, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 9,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 20 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 60,964 F3 · kind: Represents shares distributed from a GRAT to reporting person. Read SEC document |
| July 01, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 9,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 14 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,823 F4 · kind: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee. Read SEC document |
| July 01, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 9,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 13 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,575 F3 · kind: Represents shares distributed from a GRAT to reporting person. Read SEC document |
| June 15, 2011 Filed Jun 15, 2011 23:05 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-034852 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,327 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 200 @ 78.5100 200 @ 78.5200 200 @ 78.5300 1,200 @ 78.5500 100 @ 78.6000 700 @ 78.6100 500 @ 78.6200 100 @ 78.6300 100 @ 78.6500 100 @ 78.6600 200 @ 78.6700 100 @ 78.6800 239 @ 78.6900 100 @ 78.6901 100 @ 78.7000 200 @ 78.7200 100 @ 78.7300 300 @ 78.7400 300 @ 78.7500 200 @ 78.7600 100 @ 78.7700 100 @ 78.7800 100 @ 78.8000 200 @ 78.8100 300 @ 78.8200 200 @ 78.8300 300 @ 78.8400 200 @ 78.8500 300 @ 78.8600 462 @ 78.8800 100 @ 78.8900 261 @ 78.9000 100 @ 78.9100 38 @ 78.9200 Read SEC document |
| May 18, 2011 Filed May 18, 2011 22:00 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-029470 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,327 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 100 @ 82.1000 300 @ 82.1100 200 @ 82.1200 100 @ 82.1300 600 @ 82.1400 600 @ 82.1500 100 @ 82.1800 200 @ 82.1900 100 @ 82.2300 400 @ 82.2500 500 @ 82.2600 200 @ 82.2700 400 @ 82.2800 100 @ 82.2801 400 @ 82.2900 700 @ 82.3100 500 @ 82.3200 200 @ 82.3300 100 @ 82.3800 100 @ 82.3900 400 @ 82.4000 200 @ 82.4400 1,400 @ 82.6300 100 @ 82.6500 Read SEC document |
| April 17, 2011 Filed Apr 19, 2011 20:00 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 1,269 | $76.97 | $97,674.93 |
DisclosureSEC source: 0001209191-11-023341 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,327 Read SEC document |
| April 13, 2011 Filed Apr 14, 2011 15:21 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-022865 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,596 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 474 @ 76.40 100 @ 76.41 800 @ 76.42 200 @ 76.43 100 @ 76.44 600 @ 76.45 100 @ 76.47 200 @ 76.48 200 @ 76.49 300 @ 76.50 100 @ 76.51 200 @ 76.52 200 @ 76.53 550 @ 76.54 300 @ 76.55 200 @ 76.56 200 @ 76.57 200 @ 76.59 1,700 @ 76.60 200 @ 76.62 200 @ 76.63 200 @ 76.64 199 @ 76.65 100 @ 76.68 177 @ 76.69 200 @ 76.70 Read SEC document |
| March 24, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 27,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 12 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,596 F1 · price: Personal gift. Read SEC document |
| March 24, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 13,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 11 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,332 F1 · price: Personal gift. Read SEC document |
| March 16, 2011 Filed Mar 17, 2011 15:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-018571 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,200 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 100 @ 70.69 100 @ 70.70 200 @ 70.71 500 @ 70.72 362 @ 70.73 600 @ 70.79 1,038 @ 70.80 600 @ 70.81 700 @ 70.82 500 @ 70.83 200 @ 70.84 200 @ 70.85 200 @ 70.87 100 @ 70.89 200 @ 70.91 400 @ 70.94 100 @ 71.00 100 @ 71.03 100 @ 71.04 300 @ 71.10 100 @ 71.11 1,300 @ 71.19 Read SEC document |
| February 16, 2011 Filed Feb 16, 2011 22:11 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-010225 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,403 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 400 @ 74.46 250 @ 74.47 400 @ 74.49 125 @ 74.4901 100 @ 74.5 21 @ 74.53 250 @ 74.55 300 @ 74.56 300 @ 74.58 300 @ 74.585 100 @ 74.61 300 @ 74.62 300 @ 74.625 300 @ 74.63 1,000 @ 74.64 1,400 @ 74.65 800 @ 74.66 654 @ 74.67 100 @ 74.68 100 @ 74.74 100 @ 74.75 100 @ 74.77 100 @ 74.81 100 @ 74.85 100 @ 74.89 Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 22 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRAT Disclosed balance after: 70,212 F4 · kind: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 46,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 21 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's GRAT Disclosed balance after: 85,656 F5 · kind: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 19 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 70,212 F3 · kind: Represents shares distributed from a GRAT to reporting person. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 46,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 18 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 85,656 F5 · kind: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 46,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 17 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,119,410 F5 · kind: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 46,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 16 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,165,575 F5 · kind: Represents transfer of shares from LLC co-managed by reporting person and spouse, each of whom holds a 50% ownership interest in the LLC, to two grantor retained annuity trusts ("GRAT"); reporting person and spouse are the sole trustees of their respective GRATs. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 68,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 15 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,211,740 F2 · kind: Represents shares distributed from LLC to reporting person. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 10 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,200 F4 · kind: Represents shares distributed to spouse of reporting person by a GRAT of which she is the sole trustee. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 15,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 9 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,756 F3 · kind: Represents shares distributed from a GRAT to reporting person. Read SEC document |
| February 07, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 68,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 8 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,312 F2 · kind: Represents shares distributed from LLC to reporting person. Read SEC document |
| January 19, 2011 Filed Jan 20, 2011 00:08 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-003972 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,092 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 100 @ 72.1400 600 @ 72.1500 300 @ 72.1600 500 @ 72.1700 500 @ 72.1800 670 @ 72.1900 930 @ 72.2000 400 @ 72.2100 200 @ 72.2200 110 @ 72.2300 200 @ 72.2400 200 @ 72.2500 300 @ 72.2800 200 @ 72.2900 400 @ 72.3000 199 @ 72.3098 1 @ 72.3200 290 @ 72.3301 100 @ 72.3500 100 @ 72.3600 100 @ 72.3700 1,100 @ 72.3800 100 @ 72.3900 100 @ 72.4000 100 @ 72.4100 100 @ 72.4600 100 @ 72.4700 Read SEC document |
| January 18, 2011 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 7 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,403 F1 · price: Personal gift. Read SEC document |
| December 14, 2010 Filed Dec 15, 2010 18:06 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-10-060534 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,092 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 100 @ 70.77 100 @ 70.78 100 @ 70.81 100 @ 70.83 100 @ 70.86 100 @ 70.88 100 @ 70.89 100 @ 70.91 200 @ 70.94 600 @ 70.95 300 @ 70.96 900 @ 70.97 1000 @ 70.98 100 @ $70.99 100 @ 71.04 100 @ 71.05 100 @ 71.09 200 @ 71.12 100 @ 71.14 100 @ 71.15 300 @ 71.16 100 @ 71.20 100 @ 71.24 200 @ 71.27 200 @ 71.28 100 @ 71.30 300 @ 71.31 100 @ 71.32 200 @ 71.33 300 @ 71.35 100 @ 71.36 400 @ 71.38 200 @ 71.39 200 @ 71.40 100 @ 71.41 20 @ 71.43 80 @ 71.44 100 @ 71.46 200 @ 71.47 100 @ 71.49 Read SEC document |
| December 14, 2010 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 2,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 6 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,092 F1 · price: Personal gift. Read SEC document |
| November 29, 2010 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 1,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 5 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,948 F1 · price: Personal gift. Read SEC document |
| November 17, 2010 Filed Nov 18, 2010 00:26 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-10-055605 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,888 F1 · kind: This sale was effected pursuant to a 10b5-1 trading plan. F2 · price: Shares sold as follows: 100 @ 66.30 100 @ 66.33 100 @ 66.35 100 @ 66.36 100 @ 66.37 100 @ 66.39 100 @ 66.41 100 @ 66.42 300 @ 66.43 200 @ 66.44 100 @ 66.45 100 @ 66.46 100 @ 66.47 300 @ 66.50 200 @ 66.51 100 @ 66.52 200 @ 66.53 200 @ 66.54 300 @ 66.55 300 @ 66.56 100 @ 66.58 100 @ 66.61 100 @ 66.62 100 @ 66.63 100 @ 66.67 100 @ 66.69 200 @ 66.72 100 @ 66.75 100 @ 66.76 200 @ 66.77 100 @ 66.78 200 @ 66.79 200 @ 66.80 100 @ 66.82 400 @ 66.85 100 @ 66.86 200 @ 66.88 100 @ 66.89 100 @ 66.90 300 @ 66.93 200 @ 66.94 200 @ 66.96 390 @ 66.97 10 @ 66.97 100 @ 66.98 200 @ 67.02 100 @ 67.03 200 @ 67.04 100 @ 67.05 200 @ 67.06 100 @ 67.08 Read SEC document |
| November 12, 2010 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 3,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 4 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,888 F1 · price: Personal gift. Read SEC document |
| November 08, 2010 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 3 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,955 F1 · price: Personal gift. Read SEC document |
| November 08, 2010 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,495 F1 · price: Personal gift. Read SEC document |
| November 08, 2010 Filed Oct 13, 2011 22:19 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 15,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-051721 · doc5.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,424 F1 · price: Personal gift. Read SEC document |
| October 22, 2010 Filed Oct 26, 2010 21:32 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $64.03 | $155,592.90 |
DisclosureSEC source: 0001209191-10-051689 · doc4.xml · nonDerivative · entry 2 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,854 Read SEC document |
| October 22, 2010 Filed Oct 26, 2010 21:32 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,430 | $64.03 | $155,592.90 |
DisclosureSEC source: 0001209191-10-051689 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,284 Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:43 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,534 | $62.21 | $219,850.14 |
DisclosureSEC source: 0001209191-10-051257 · doc4.xml · nonDerivative · entry 1 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,714 Read SEC document |
| October 18, 2010 Filed Oct 19, 2010 19:47 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 150,000 | $30.41 Strike: $30.41 | $4,561,500.00 |
DisclosureSEC source: 0001209191-10-050925 · doc4.xml · derivative · entry 10 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2013-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2010 Filed Oct 19, 2010 19:47 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 150,000 | $39.65 Strike: $39.65 | $5,947,500.00 |
DisclosureSEC source: 0001209191-10-050925 · doc4.xml · derivative · entry 9 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2012-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2010 Filed Oct 19, 2010 19:47 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 150,000 | $36.19 Strike: $36.19 | $5,428,125.00 |
DisclosureSEC source: 0001209191-10-050925 · doc4.xml · derivative · entry 8 SINEGAL JAMES D · CIK 0001184948 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2011-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.