Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | September 30, 2026 | October 03, 2026 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | October 01, 2018 | October 03, 2018 |
| LPL Financial Holdings Inc.LPLA · Entity 3160 | Director | March 24, 2017 | March 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 29,783.951 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 212.17 · Balance 29,783.951 F1: Each Share Equivalent Unit reflects the value of one common share. F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Share Equivalent Unit reflects the value of one common share.
F2: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
GENERAL ELECTRIC CO
Report date October 01, 2018 · Filed October 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 99,091 |
Reported balance
After 2018-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-01 · Grant · Acquired 6,809 · Balance 99,091 F1: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
LPL Financial Holdings Inc.
Report date March 24, 2017 · Filed March 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,883 |
Ending reported balance
After 2017-03-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-24 · Grant · Acquired 22 · Balance 45,872 F1: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 11, 2017. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Row 2 · 2017-03-24 · Grant · Acquired 11 · Balance 45,883 F2: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 11, 2017. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
F2: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2017 Filed Oct 3, 2017 21:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 379.597 | $88.91 | $33,749.97 |
DisclosureSEC source: 0001127602-17-029017 · form4.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339.345 Underlying: Common Stock · 379.597 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 20:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 10,000 | $25.80 | $258,000.00 |
DisclosureSEC source: 0001231205-17-000079 · edgar.xml · nonDerivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,221 | $27.95 | $90,026.95 |
DisclosureSEC source: 0001231205-17-000062 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,658 Underlying: Common Stock · 3,221 shares Expires not disclosed F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:48 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 407.12 | $82.90 | $33,750.25 |
DisclosureSEC source: 0001127602-17-023028 · form4.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,948.59 Underlying: Common Stock · 407.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| May 01, 2017 Filed May 3, 2017 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,108.626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-016520 · form4.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,539.716 Underlying: Common Stock · 2,108.626 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 20:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,026 | $29.74 | $89,993.24 |
DisclosureSEC source: 0001231205-17-000031 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,949 Underlying: Common Stock · 3,026 shares Expires not disclosed F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 431.09 | $79.11 | $34,103.53 |
DisclosureSEC source: 0001127602-17-014003 · form4.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431.09 Underlying: Common Stock · 431.09 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 00:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000085 · wf-form4_149074634907729.xml · nonDerivative · entry 2 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,883 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 24, 2017 Filed Mar 29, 2017 00:12 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-17-000085 · wf-form4_149074634907729.xml · nonDerivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 11, 2017. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy"). The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 4,000 | $79.74 | $318,940.00 |
DisclosureSEC source: 0001127602-17-007979 · form4.xml · nonDerivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,235 | $31.68 | $102,484.80 |
DisclosureSEC source: 0001231205-17-000011 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,478 Underlying: Common Stock · 3,235 shares Expires not disclosed F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:41 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-16-000360 · wf-form4_148193170249243.xml · nonDerivative · entry 2 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,850 F3 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:41 UTC | LPL Financial Holdings Inc. LPLA · Entity 3160 | GrantCommon Stock | 3,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-16-000360 · wf-form4_148193170249243.xml · nonDerivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,116 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 11, 2017. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy. F2 · balance_after: Includes 386.430681 shares acquired under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,409 | $30.07 | $102,508.63 |
DisclosureSEC source: 0001231205-16-000185 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,822 Underlying: Common Stock · 3,409 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2016 Filed Jul 5, 2016 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,085 | $30.39 | $93,753.15 |
DisclosureSEC source: 0001231205-16-000143 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,058 Underlying: Common Stock · 3,085 shares Expires not disclosed F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 20:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,050 | $30.74 | $93,757.00 |
DisclosureSEC source: 0001231205-16-000117 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,631 Underlying: Common Stock · 3,050 shares Expires not disclosed F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 04, 2016 Filed Jan 4, 2016 22:44 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,064 | $30.60 | $93,758.40 |
DisclosureSEC source: 0001231205-16-000092 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,235 Underlying: Common Stock · 3,064 shares Expires not disclosed F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2015 Filed Oct 2, 2015 18:35 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,768 | $24.88 | $93,747.84 |
DisclosureSEC source: 0001231205-15-000064 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,875 Underlying: Common Stock · 3,768 shares Expires not disclosed F1 · security: Acquired at a price of $24.88 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2015 Filed Jul 1, 2015 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,440 | $27.25 | $93,740.00 |
DisclosureSEC source: 0001231205-15-000035 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,802 Underlying: Common Stock · 3,440 shares Expires not disclosed F1 · security: Acquired at a price of $27.25 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2015 Filed Apr 4, 2015 01:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,467 | $25.24 | $87,507.08 |
DisclosureSEC source: 0001206774-15-001160 · brennan_form4.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,854 Underlying: Common Stock · 3,467 shares Expires not disclosed F1 · security: Acquired at a price of $25.24 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 02, 2015 Filed Jan 5, 2015 22:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,434 | $25.48 | $87,498.32 |
DisclosureSEC source: 0001231205-15-000003 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,137 Underlying: Common Stock · 3,434 shares Expires not disclosed F1 · security: Acquired at a price of $25.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2014 Filed Oct 1, 2014 19:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,372 | $25.95 | $87,503.40 |
DisclosureSEC source: 0001231205-14-000083 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,503 Underlying: Common Stock · 3,372 shares Expires not disclosed F1 · security: Acquired at a price of $25.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 19:02 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,262 | $26.82 | $87,486.84 |
DisclosureSEC source: 0001231205-14-000055 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,963 Underlying: Common Stock · 3,262 shares Expires not disclosed F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:57 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,678 | $25.67 | $68,744.26 |
DisclosureSEC source: 0001231205-14-000032 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,561 Underlying: Common Stock · 2,678 shares Expires not disclosed F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 20:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,530 | $27.18 | $68,765.40 |
DisclosureSEC source: 0001231205-14-000002 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,759 Underlying: Common Stock · 2,530 shares Expires not disclosed F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2013 Filed Oct 3, 2013 19:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,874 | $23.92 | $68,746.08 |
DisclosureSEC source: 0001231205-13-000108 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,146 Underlying: Common Stock · 2,874 shares Expires not disclosed F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 22:21 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,657 | $23.52 | $62,492.64 |
DisclosureSEC source: 0001231205-13-000060 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,207 Underlying: Common Stock · 2,657 shares Expires not disclosed F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 18:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,670 | $23.40 | $62,478.00 |
DisclosureSEC source: 0001231205-13-000026 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,499 Underlying: Common Stock · 2,670 shares Expires not disclosed F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,949 | $21.20 | $62,518.80 |
DisclosureSEC source: 0001231205-13-000002 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804 Underlying: Common Stock · 2,949 shares Expires not disclosed F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 26, 2012 Filed Oct 26, 2012 18:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 5,000 | $21.20 | $106,000.00 |
DisclosureSEC source: 0001231205-12-000115 · edgar.xml · nonDerivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| October 01, 2012 Filed Oct 1, 2012 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,856 | $21.89 | $62,517.84 |
DisclosureSEC source: 0001231205-12-000097 · edgar.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 Underlying: Common Stock · 2,856 shares Expires not disclosed F1 · security: Acquired at a price of $21.89 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| August 02, 2012 Filed Aug 3, 2012 20:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 20,000 | $20.44 | $408,800.00 |
DisclosureSEC source: 0001231205-12-000075 · edgar.xml · nonDerivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.