Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COSTCO WHOLESALE CORP /NEWCOST · Entity 2803 | Former Executive VP | October 02, 2018 | October 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COSTCO WHOLESALE CORP /NEW
Report date October 02, 2018 · Filed October 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,053 |
Ending reported balance
After 2018-10-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-10-02 · Grant · Acquired 18,680 · Balance 18,680 F1: Grant was initially made in October 2017 subject to performance conditions concerning fiscal 2018, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2: Not applicable. Grant of Restricted Stock Units. Row 2 · 2018-10-02 · Tax withholding · Disposed 8,627 · Balance 10,053 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant was initially made in October 2017 subject to performance conditions concerning fiscal 2018, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.
F2: Not applicable. Grant of Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2013 Filed Apr 3, 2013 20:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 4,000 | $106.50 | $426,000.00 |
DisclosureSEC source: 0001209191-13-020164 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,246 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $106.49 to $106.51 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 23:38 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 1,270 | $98.31 | $124,853.70 |
DisclosureSEC source: 0001209191-12-057559 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,246 F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.0763 in connection with the $7.00 per share special cash dividend payable by the issuer to shareholders of record on December 10, 2012. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate. Read SEC document |
| October 26, 2012 Filed Oct 26, 2012 18:21 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 11,000 | $96.29 | $1,059,154.80 |
DisclosureSEC source: 0001209191-12-050613 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,976 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $96.1650 to $96.4100 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 779 | $95.00 | $74,005.00 |
DisclosureSEC source: 0001209191-12-050459 · doc4.xml · nonDerivative · entry 4 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,976 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 779 | $95.00 | $74,005.00 |
DisclosureSEC source: 0001209191-12-050459 · doc4.xml · nonDerivative · entry 3 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,755 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 779 | $95.00 | $74,005.00 |
DisclosureSEC source: 0001209191-12-050459 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,534 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 779 | $95.00 | $74,005.00 |
DisclosureSEC source: 0001209191-12-050459 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,313 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2012. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 15:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,289 | $96.78 | $221,529.42 |
DisclosureSEC source: 0001209191-12-049990 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,092 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 17, 2012. Read SEC document |
| September 26, 2012 Filed Sep 28, 2012 21:24 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 6,802 | $101.00 | $687,002.00 |
DisclosureSEC source: 0001209191-12-046936 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,381 Read SEC document |
| September 26, 2012 Filed Sep 28, 2012 21:24 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-046936 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,183 F1 · shares: Grant was initially made in October 2011 subject to performance conditions concerning fiscal 2012, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| March 12, 2012 Filed Mar 12, 2012 22:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 7,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-017562 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,183 F1 · price: Shares sold as follows: 2 @ $89.6000 7223 @ $89.6027 675 @ $89.6050 Read SEC document |
| October 26, 2011 Filed Oct 26, 2011 17:56 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,000 | $83.41 | $417,050.00 |
DisclosureSEC source: 0001209191-11-052715 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,885 Read SEC document |
| October 26, 2011 Filed Oct 27, 2011 20:28 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 13,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-052935 · doc4a.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,083 F1 · price: Shares sold as follows: 100 @ 83.8100 6,700 @ 83.8145 1,802 @ 83.8287 200 @ 83.8300 5,000 @ 84.0000 Read SEC document |
| October 26, 2011 Filed Oct 27, 2011 20:28 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,000 | $83.41 | $417,050.00 |
DisclosureSEC source: 0001209191-11-052935 · doc4a.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,885 Read SEC document |
| October 22, 2011 Filed Oct 24, 2011 22:13 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 4,668 | $85.30 | $398,180.40 |
DisclosureSEC source: 0001209191-11-052503 · doc4.xml · nonDerivative · entry 3 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,885 Read SEC document |
| October 22, 2011 Filed Oct 24, 2011 22:13 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,891 | $85.30 | $331,902.30 |
DisclosureSEC source: 0001209191-11-052503 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,553 Read SEC document |
| October 22, 2011 Filed Oct 24, 2011 22:13 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,113 | $85.30 | $265,538.90 |
DisclosureSEC source: 0001209191-11-052503 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,444 Read SEC document |
| October 19, 2011 Filed Oct 20, 2011 20:34 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,305 | $84.38 | $194,495.90 |
DisclosureSEC source: 0001209191-11-052287 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,557 Read SEC document |
| October 17, 2011 Filed Oct 19, 2011 17:30 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,169 | $82.36 | $178,638.84 |
DisclosureSEC source: 0001209191-11-052158 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,862 Read SEC document |
| September 28, 2011 Filed Sep 30, 2011 15:21 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,058 | $83.79 | $256,229.82 |
DisclosureSEC source: 0001209191-11-049469 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,031 Read SEC document |
| September 28, 2011 Filed Oct 3, 2011 19:10 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,058 | $83.79 | $256,229.82 |
DisclosureSEC source: 0001209191-11-049671 · doc4a.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,031 Read SEC document |
| September 28, 2011 Filed Oct 3, 2011 19:10 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-049671 · doc4a.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,031 F1 · shares: Grant was initially made in October 2010 subject to performance conditions concerning fiscal 2011, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| April 27, 2011 Filed Apr 27, 2011 20:36 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 1,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-024596 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,089 F1 · price: Shares sold as follows: 100 @ 80.6600 400 @ 80.6700 1107 @ 80.6800 Read SEC document |
| April 12, 2011 Filed Apr 14, 2011 15:29 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 893 | $76.45 | $68,269.85 |
DisclosureSEC source: 0001209191-11-022873 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,696 Read SEC document |
| March 10, 2011 Filed Mar 11, 2011 17:12 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-11-017273 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,589 F1 · price: Shares sold as follows: 3570 @ 73.4249 258 @ 73.4300 231 @ 73.4400 141 @ 73.4500 1000 @ 73.4600 2800 @ 73.4700 Read SEC document |
| October 22, 2010 Filed Oct 26, 2010 21:33 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 1,556 | $64.03 | $99,630.68 |
DisclosureSEC source: 0001209191-10-051691 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,589 Read SEC document |
| October 22, 2010 Filed Oct 26, 2010 21:33 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 1,484 | $64.03 | $95,020.52 |
DisclosureSEC source: 0001209191-10-051691 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,145 Read SEC document |
| October 19, 2010 Filed Oct 21, 2010 17:45 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,206 | $62.21 | $137,235.26 |
DisclosureSEC source: 0001209191-10-051259 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,629 Read SEC document |
| October 17, 2010 Filed Oct 19, 2010 22:01 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,190 | $63.70 | $139,503.00 |
DisclosureSEC source: 0001209191-10-051066 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,835 Read SEC document |
| October 12, 2010 Filed Oct 13, 2010 22:29 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-10-050327 · doc4.xml · nonDerivative · entry 3 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,025 F3 · price: Shares sold as follows: 3900 @ 63.73 2400 @ 63.74 700 @ 63.75 Read SEC document |
| October 07, 2010 Filed Oct 13, 2010 22:29 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,058 | $65.26 | $199,565.08 |
DisclosureSEC source: 0001209191-10-050327 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,025 Read SEC document |
| October 07, 2010 Filed Oct 13, 2010 22:29 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-10-050327 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,083 F1 · shares: Grant was initially made in October 2009 subject to performance conditions concerning fiscal 2010, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| April 13, 2010 Filed Apr 13, 2010 19:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 15,000 | $43.79 Strike: $43.79 | $656,850.00 |
DisclosureSEC source: 0001209191-10-022046 · doc4.xml · derivative · entry 4 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2015-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2010 Filed Apr 13, 2010 19:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-10-022046 · doc4.xml · nonDerivative · entry 3 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,083 F1 · price: Shares sold as follows: 2700 @ 60.2200 400 @ 60.2500 100 @ 60.2550 168 @ 60.2600 400 @ 60.2800 200 @ 60.2850 1132 @ 60.2900 400 @ 60.3000 800 @ 60.3025 1700 @ 60.3100 1144 @ 60.3200 400 @ 60.3300 100 @ 60.3350 100 @ 60.3375 1900 @ 60.3400 256 @ 60.3500 2200 @ 60.3600 100 @ 60.3650 100 @ 60.3670 700 @ 60.3700 Read SEC document |
| April 13, 2010 Filed Apr 13, 2010 19:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 15,000 | $43.79 | $656,850.00 |
DisclosureSEC source: 0001209191-10-022046 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2010 Filed Apr 13, 2010 19:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 885 | $60.35 | $53,409.75 |
DisclosureSEC source: 0001209191-10-022046 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,083 Read SEC document |
| December 16, 2009 Filed Dec 16, 2009 21:37 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,000 | $59.09 | $295,455.00 |
DisclosureSEC source: 0001209191-09-057415 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,968 Read SEC document |
| November 16, 2009 Filed Nov 16, 2009 23:03 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-09-052952 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,968 F1 · price: # of Shares Price 2,700 60.8023 3,700 60.8100 500 60.8200 1,100 60.8300 Read SEC document |
| October 22, 2009 Filed Oct 23, 2009 21:48 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 1,525 | $58.27 | $88,861.75 |
DisclosureSEC source: 0001209191-09-049675 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,968 Read SEC document |
| October 19, 2009 Filed Oct 21, 2009 16:37 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,279 | $59.23 | $134,985.17 |
DisclosureSEC source: 0001209191-09-049350 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,493 Read SEC document |
| October 17, 2009 Filed Oct 19, 2009 22:17 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 1,976 | $58.48 | $115,556.48 |
DisclosureSEC source: 0001209191-09-049154 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,772 Read SEC document |
| October 07, 2009 Filed Oct 8, 2009 23:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,981 | $59.00 | $175,879.00 |
DisclosureSEC source: 0001209191-09-048159 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,748 Read SEC document |
| October 07, 2009 Filed Oct 8, 2009 23:59 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-09-048159 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,729 F1 · shares: Grant was initially made in October 2008 subject to performance conditions concerning fiscal 2009, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| July 31, 2009 Filed Jul 31, 2009 20:08 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 15,000 | $43.79 Strike: $43.79 | $656,850.00 |
DisclosureSEC source: 0001209191-09-038366 · doc4.xml · derivative · entry 3 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2015-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2009 Filed Jul 31, 2009 20:08 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-09-038366 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,729 F1 · price: Shares sold as follows: 400 @ 49.2700 700 @ 49.2800 775 @ 49.2900 700 @ 49.2950 1300 @ 49.3000 200 @ 49.3050 4725 @ 49.3100 200 @ 49.3150 800 @ 49.3200 3400 @ 49.3300 1700 @ 49.3350 100 @ 49.3375 Read SEC document |
| July 31, 2009 Filed Jul 31, 2009 20:08 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 15,000 | $43.79 | $656,850.00 |
DisclosureSEC source: 0001209191-09-038366 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2009 Filed Apr 15, 2009 14:55 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 15,000 | $37.35 Strike: $37.35 | $560,250.00 |
DisclosureSEC source: 0001209191-09-021559 · doc4.xml · derivative · entry 3 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2014-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2009 Filed Apr 15, 2009 14:55 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-09-021559 · doc4.xml · nonDerivative · entry 2 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,729 F1 · price: Shares sold as follows: 1475 @ 45.3200 400 @ 45.3201 2500 @ 45.3300 1300 @ 45.3400 700 @ 45.3500 800 @ 45.3600 1500 @ 45.3700 200 @ 45.3800 1455 @ 45.3900 600 @ 45.3901 2540 @ 45.4000 900 @ 45.4100 500 @ 45.4200 100 @ 45.4300 30 @ 45.4412 Read SEC document |
| April 14, 2009 Filed Apr 15, 2009 14:55 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 15,000 | $37.35 | $560,250.00 |
DisclosureSEC source: 0001209191-09-021559 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2009 Filed Apr 13, 2009 21:02 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 861 | $46.90 | $40,380.90 |
DisclosureSEC source: 0001209191-09-021375 · doc4.xml · nonDerivative · entry 1 ZOOK DENNIS R · CIK 0001184499 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,729 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.