Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED INDUSTRIAL TECHNOLOGIES INCAIT · Entity 3467 | Director | September 30, 2019 | October 01, 2019 |
| Barnes & Noble Education, Inc.BNED · Entity 5624 | Director | September 24, 2021 | September 27, 2021 |
| FIRSTENERGY CORPFE · Entity 3171 | Director | April 26, 2019 | April 30, 2019 |
| Orbital Infrastructure Group, Inc.OIG · Entity 117432 | Director | January 05, 2023 | January 11, 2023 |
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director | October 31, 2016 | November 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED INDUSTRIAL TECHNOLOGIES INC
Report date September 30, 2019 · Filed October 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Compensation Plan | 1,299.32 |
Reported balance
After 2019-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-30 · Grant · Acquired 7.5 · Balance 1,299.32 |
| Common StockSEC Table I · non-derivative | Direct | 55,002.953 |
Reported balance
Holding disclosure · report date 2019-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55,002.953 |
Barnes & Noble Education, Inc.
Report date September 24, 2021 · Filed September 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,478 |
Reported balance
After 2021-09-24 transaction · row 1
1 source rowRow 1 · 2021-09-24 · Grant · Acquired 11,804 · Balance 161,478 F1: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 24, 2022; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 24, 2022; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.
FIRSTENERGY CORP
Report date April 26, 2019 · Filed April 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,183.102 |
Reported balance
After 2019-04-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-26 · Grant · Acquired 843 · Balance 25,183.102 F1: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F2: 1 for 1 F3: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. F4: Includes phantom stock units acquired through dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
F2: 1 for 1
F3: This holding reflects phantom stock payable in cash or shares of FirstEnergy Corp. common stock following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
F4: Includes phantom stock units acquired through dividend reinvestments.
Orbital Infrastructure Group, Inc.
Report date January 05, 2023 · Filed January 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 123,111 |
Reported balance
After 2023-01-05 transaction · row 1
1 source rowRow 1 · 2023-01-05 · Grant · Acquired 63,452 · Balance 123,111 F1: The reporting person received the shares of common stock as periodic director compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received the shares of common stock as periodic director compensation.
RPM INTERNATIONAL INC/DE/
Report date October 31, 2016 · Filed November 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 37,859.382 |
Reported balance
After 2016-10-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-10-31 · Tax withholding · Disposed 738 · Balance 37,859.382 F1: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 738 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2: Includes 7,300 shares of restricted Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 19,201 |
Reported balance
Holding disclosure · report date 2016-10-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 19,201 F3: 1-for-1 F4: No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. F5: Upon cessation as a Director in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended. F6: The phantom stock units represent the stock equivalent value of the reporting person's director fees and dividends accrued thereon, and such units are held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended. The total amount of phantom stock units includes additional accrued dividends in the amount of 120 stock equivalents since the date of the reporting person's last Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 738 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
F2: Includes 7,300 shares of restricted Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.
F3: 1-for-1
F4: No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
F5: Upon cessation as a Director in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
F6: The phantom stock units represent the stock equivalent value of the reporting person's director fees and dividends accrued thereon, and such units are held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended. The total amount of phantom stock units includes additional accrued dividends in the amount of 120 stock equivalents since the date of the reporting person's last Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2017 Filed Jan 17, 2017 12:58 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | OtherCommon Stock | 4,631 | $61.41 | $284,389.71 |
DisclosureSEC source: 0000109563-17-000020 · wf-form4_148465785449874.xml · nonDerivative · entry 2 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,429.953 F1 · kind: Represents distribution from Deferred Compensation Plan for Non-Employee Directors to reporting person. Read SEC document |
| January 16, 2017 Filed Jan 17, 2017 12:58 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | OtherCommon Stock | 4,631 | $61.41 | $284,389.71 |
DisclosureSEC source: 0000109563-17-000020 · wf-form4_148465785449874.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 2,462.47 F1 · kind: Represents distribution from Deferred Compensation Plan for Non-Employee Directors to reporting person. F2 · balance_after: Adjusted to reflect cash payment in lieu of distribution of 0.13 fractional share from the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 19:52 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GrantCommon Stock | 33.03 | $59.85 | $1,976.85 |
DisclosureSEC source: 0000109563-17-000008 · wf-form4_148347316161093.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 7,093.6 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:17 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantPhantom Stock Units · Derivative | 1,001 | $33.70 | $33,733.70 |
DisclosureSEC source: 0001127602-16-066789 · form4.xml · derivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,341.618 Underlying: Common Stock · 1,001 shares Expires not disclosed F1 · security: Represents shares paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F3 · derivative.expiration_date: In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 13:01 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000109563-16-000319 · wf-form4_147826450438964.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,798.953 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:28 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 738 | $47.54 | $35,084.52 |
DisclosureSEC source: 0001209191-16-147648 · doc4.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,859.382 F1 · kind: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 738 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes 7,300 shares of restricted Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 21:27 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145279 · doc4.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,597.382 F1 · kind: Represents a grant of 2,200 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. F2 · balance_after: Includes 9,800 shares of restricted Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 12:01 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GrantCommon Stock | 41.28 | $47.61 | $1,965.34 |
DisclosureSEC source: 0000109563-16-000302 · wf-form4_147558249923490.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 7,060.57 Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 17:14 UTC | Barnes & Noble Education, Inc. BNED · Entity 5624 | GrantCommon Stock | 12,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001634117-16-000132 · wf-form4_147440604334620.xml · nonDerivative · entry 1 THORNTON JERRY SUE · CIK 0001183301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,587 F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 16, 2017; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.