Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | November 09, 2018 | November 13, 2018 |
| SPLUNK INCSPLK · Entity 92815 | Director | June 29, 2022 | July 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date November 09, 2018 · Filed November 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,847 |
Reported balance
After 2018-11-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-09 · Grant · Acquired 1,350 · Balance 9,847 F1: Amount reported includes shares subject to unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
SPLUNK INC
Report date June 29, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,782 |
Reported balance
After 2022-06-29 transaction · row 1
1 source rowRow 1 · 2022-06-29 · Grant · Acquired 2,301 · Balance 44,782 F1: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2022, December 10, 2022, March 10, 2023 and June 10, 2023 (or the Issuer's next annual meeting if earlier). |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2022, December 10, 2022, March 10, 2023 and June 10, 2023 (or the Issuer's next annual meeting if earlier).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 37,500 | $31.04 | $1,164,000.00 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · nonDerivative · entry 6 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| February 15, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 37,500 | $4.82 | $180,858.75 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · nonDerivative · entry 5 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $4.82 Strike: $4.82 | $60,286.25 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · derivative · entry 8 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 12,500 | $30.00 | $375,000.00 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · nonDerivative · entry 4 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| February 14, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 12,500 | $4.82 | $60,286.25 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 12,500 | $4.82 Strike: $4.82 | $60,286.25 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · derivative · entry 7 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 12,500 | $30.00 | $375,000.00 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| February 11, 2005 Filed Feb 15, 2005 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 12,500 | $4.82 | $60,286.25 |
DisclosureSEC source: 0001225111-05-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2005 Filed Feb 10, 2005 23:48 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $4.82 Strike: $4.82 | $120,572.50 |
DisclosureSEC source: 0001225111-05-000001 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,759,600 Underlying: Common Stock · 25,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2005 Filed Feb 10, 2005 23:48 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $30.13 | $753,215.00 |
DisclosureSEC source: 0001225111-05-000001 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| February 08, 2005 Filed Feb 10, 2005 23:48 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 25,000 | $4.82 | $120,572.50 |
DisclosureSEC source: 0001225111-05-000001 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2004 Filed Dec 3, 2004 23:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $4.82 Strike: $4.82 | $241,145.00 |
DisclosureSEC source: 0001225111-04-000002 · primary_doc.xml · derivative · entry 6 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,784,600 Underlying: Common Stock · 50,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2004 Filed Dec 3, 2004 23:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $29.33 | $1,466,635.00 |
DisclosureSEC source: 0001225111-04-000002 · primary_doc.xml · nonDerivative · entry 4 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| December 03, 2004 Filed Dec 3, 2004 23:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $4.82 | $241,145.00 |
DisclosureSEC source: 0001225111-04-000002 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 23:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $4.82 Strike: $4.82 | $96,458.00 |
DisclosureSEC source: 0001225111-04-000002 · primary_doc.xml · derivative · entry 5 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 23:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $28.00 | $560,000.00 |
DisclosureSEC source: 0001225111-04-000002 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 23:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 20,000 | $4.82 | $96,458.00 |
DisclosureSEC source: 0001225111-04-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 10,100 | $4.82 Strike: $4.82 | $48,711.29 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · derivative · entry 9 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,854,600 Underlying: Common Stock · 10,100 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,100 | $28.00 | $282,800.00 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · nonDerivative · entry 6 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| November 18, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 10,100 | $4.82 | $48,711.29 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 19,900 | $4.82 Strike: $4.82 | $95,975.71 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · derivative · entry 8 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,900 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 19,900 | $28.00 | $557,200.00 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · nonDerivative · entry 5 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 19,900 | $4.82 | $95,975.71 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $7.21 Strike: $7.21 | $720,830.00 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · derivative · entry 7 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2008-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 100,000 | $26.93 | $2,693,440.00 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · nonDerivative · entry 4 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 23:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 100,000 | $7.21 | $720,830.00 |
DisclosureSEC source: 0001225111-04-000001 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 20:40 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $4.82 Strike: $4.82 | $482,000.00 |
DisclosureSEC source: 0001225111-03-000007 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,984,600 Underlying: Common Stock · 100,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 20:40 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 100,000 | $32.03 | $3,203,000.00 |
DisclosureSEC source: 0001225111-03-000007 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 20:40 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 100,000 | $4.82 | $482,000.00 |
DisclosureSEC source: 0001225111-03-000007 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 21:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,900 | $4.82 Strike: $4.82 | $269,438.00 |
DisclosureSEC source: 0001225111-03-000006 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084,600 Underlying: Common Stock · 55,900 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 21:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 55,900 | $32.11 | $1,794,949.00 |
DisclosureSEC source: 0001225111-03-000006 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 05, 2003 Filed Dec 8, 2003 21:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 55,900 | $4.82 | $269,438.00 |
DisclosureSEC source: 0001225111-03-000006 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2003 Filed Nov 7, 2003 22:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $4.82 Strike: $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000005 · primary_doc.xml · derivative · entry 6 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140,500 Underlying: Common Stock · 50,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2003 Filed Nov 7, 2003 22:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $30.84 | $1,542,000.00 |
DisclosureSEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 4 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 07, 2003 Filed Nov 7, 2003 22:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 22:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $4.82 Strike: $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000005 · primary_doc.xml · derivative · entry 5 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 22:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $30.54 | $1,527,000.00 |
DisclosureSEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 22:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2003 Filed Oct 29, 2003 21:03 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $4.82 Strike: $4.82 | $482,000.00 |
DisclosureSEC source: 0001225111-03-000004 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,240,500 Underlying: Common Stock · 100,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2003 Filed Oct 29, 2003 21:03 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 100,000 | $27.95 | $2,795,000.00 |
DisclosureSEC source: 0001225111-03-000004 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| October 28, 2003 Filed Oct 29, 2003 21:03 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 100,000 | $4.82 | $482,000.00 |
DisclosureSEC source: 0001225111-03-000004 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2003 Filed Aug 22, 2003 22:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $4.82 Strike: $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000003 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340,500 Underlying: Common Stock · 50,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Additional Indirect Beneficial Ownership, Derivative Securities: 60,000 shares, a prepaid forward contract held in "The Stephen & Shelly Newberry Living Trust" Read SEC document |
| August 22, 2003 Filed Aug 22, 2003 22:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $25.18 | $1,259,000.00 |
DisclosureSEC source: 0001225111-03-000003 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| August 22, 2003 Filed Aug 22, 2003 22:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000003 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 00:34 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Rght to Buy) · Derivative | 50,000 | $4.82 Strike: $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000002 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,390,500 Underlying: Common Stock · 50,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Additional Indirect Beneficial Ownership, Derivative Securities: 60,000 shares, a prepaid forward contract held in "The Stephen & Shelly Newberry Living Trust" Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 00:34 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $22.18 | $1,109,000.00 |
DisclosureSEC source: 0001225111-03-000002 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 00:34 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $4.82 | $241,000.00 |
DisclosureSEC source: 0001225111-03-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.