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person · Reporting owner

CALDERONI FRANK

Disclosed activity across 6 companies

Tapewire entity
12064
SEC CIK
0001249051

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADOBE INC.ADBE · Entity 2895DirectorApril 15, 2026April 17, 2026
CISCO SYSTEMS, INC.CSCO · Entity 2802EVP and CFODecember 01, 2014December 02, 2014
Palo Alto Networks IncPANW · Entity 1811DirectorDecember 07, 2018December 11, 2018
RED HAT INCRHT · Entity 156102EVP, Operations & CFOJanuary 17, 2017January 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADOBE INC.

Report date April 15, 2026 · Filed April 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,656 Reported balance After 2026-04-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-15 · Exercise / conversion · Acquired 900 · Balance 3,656

F1: Includes the transfer of 29,061 shares to the Frank A Calderoni and Brenda J Zawatski Living Trust dtd 03/11/05 on May 16, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-04-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-15 · Exercise / conversion · Disposed 900 · Balance 0

F3: This restricted stock unit award vested in full on April 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,367 Reported balance After 2026-04-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-15 · Grant · Acquired 1,367 · Balance 1,367

F4: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

Common StockSEC Table I · non-derivativeIndirectby trust29,061 Reported balance Holding disclosure · report date 2026-04-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 29,061

F1: Includes the transfer of 29,061 shares to the Frank A Calderoni and Brenda J Zawatski Living Trust dtd 03/11/05 on May 16, 2025.

F2: Shares held by the Frank A Calderoni and Brenda J Zawatski Living Trust dtd 03/11/2005 of which the reporting person is a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Includes the transfer of 29,061 shares to the Frank A Calderoni and Brenda J Zawatski Living Trust dtd 03/11/05 on May 16, 2025.

F2: Shares held by the Frank A Calderoni and Brenda J Zawatski Living Trust dtd 03/11/2005 of which the reporting person is a trustee.

F3: This restricted stock unit award vested in full on April 15, 2026.

F4: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

CISCO SYSTEMS, INC.

Report date December 01, 2014 · Filed December 02, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect357,419 Reported balance After 2014-12-01 transaction · row 1
1 source row

Row 1 · 2014-12-01 · Sale · Disposed 100,000 · Balance 357,419

F1: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 19, 2014.

F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.36 to $27.59. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 19, 2014.

F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.36 to $27.59. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Palo Alto Networks Inc

Report date December 07, 2018 · Filed December 11, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,290 Reported balance After 2018-12-07 transaction · row 1
1 source row

Row 1 · 2018-12-07 · Grant · Acquired 1,836 · Balance 13,290

F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

RED HAT INC

Report date January 17, 2017 · Filed January 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,839 Reported balance After 2017-01-17 transaction · row 1
1 source row

Row 1 · 2017-01-17 · Tax withholding · Disposed 1,222 · Balance 67,839

F1: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Anaplan, Inc.

Report date June 22, 2022 · Filed June 28, 2022

Section 16 reporting ended · disclosed 2022-06-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-06-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-06-22 · Grant · Acquired 69,234 · Balance 859,484

F1: Represents 34,617 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 34,617 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of the award was accelerated.

Row 2 · 2022-06-22 · Disposition to issuer · Disposed 859,484 · Balance 0

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

Common StockSEC Table I · non-derivativeIndirectBy trust0 Reported balance After 2022-06-22 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-06-22 · Disposition to issuer · Disposed 381,459 · Balance 0

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

F3: The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.83 · Expires 2027-01-19Direct0 Reported balance After 2022-06-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-22 · Disposition to issuer · Disposed 1,604,297 · Balance 0

F4: The Stock Option, which provided for service-based vesting over four-years with 25% vesting on January 20, 2018, with the remainder exercisable in 36 equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.86 · Expires 2028-08-30Direct0 Reported balance After 2022-06-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-22 · Disposition to issuer · Disposed 682,200 · Balance 0

F5: The Stock Option provided for service-based vesting with 50% of the shares vesting on September 10, 2020 and the remainder in 24 equal monthly installments thereafter. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the Stock Option were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.61 · Expires 2029-05-22Direct0 Reported balance After 2022-06-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-06-22 · Disposition to issuer · Disposed 120,859 · Balance 0

F7: The Stock Option provided for service-based vesting over four-years in equal quarterly installments commencing on September 10, 2019. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the Stock Option were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.61 · Expires 2030-03-09Direct0 Reported balance After 2022-06-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-06-22 · Disposition to issuer · Disposed 169,635 · Balance 0

F9: The Stock Option which provided for service-based vesting over four-years in 48 equal monthly installments commencing on April 9, 2020. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the Stock Option were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-22 · Disposition to issuer · Disposed 51,112 · Balance 0

F6: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions with 50% of the shares vesting on September 10, 2020 and the remainder vesting in equal quarterly installments. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-06-22 · Disposition to issuer · Disposed 39,038 · Balance 0

F8: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions over a four-year period in equal quarterly installments commencing on September 10, 2019. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-06-22 · Disposition to issuer · Disposed 58,531 · Balance 0

F10: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions over a four-year period in equal quarterly installments commencing on June 10, 2020. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-06-22 · Disposition to issuer · Disposed 47,598 · Balance 0

F11: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions over a four-year period in equal quarterly installments commencing on June 10, 2021. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 34,617 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 34,617 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of the award was accelerated.

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

F3: The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.

F4: The Stock Option, which provided for service-based vesting over four-years with 25% vesting on January 20, 2018, with the remainder exercisable in 36 equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment.

F5: The Stock Option provided for service-based vesting with 50% of the shares vesting on September 10, 2020 and the remainder in 24 equal monthly installments thereafter. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the Stock Option were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

F6: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions with 50% of the shares vesting on September 10, 2020 and the remainder vesting in equal quarterly installments. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

F7: The Stock Option provided for service-based vesting over four-years in equal quarterly installments commencing on September 10, 2019. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the Stock Option were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

F8: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions over a four-year period in equal quarterly installments commencing on September 10, 2019. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

F9: The Stock Option which provided for service-based vesting over four-years in 48 equal monthly installments commencing on April 9, 2020. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the Stock Option were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement in exchange for a cash payment representing the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

F10: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions over a four-year period in equal quarterly installments commencing on June 10, 2020. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

F11: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSU was subject to service-based vesting conditions over a four-year period in equal quarterly installments commencing on June 10, 2021. Immediately prior to the Effective Time, fifty percent (50%) of the unvested shares subject to the RSU were accelerated. The award was subsequently cancelled pursuant to the Merger Agreement and the Reporting Person became entitled to receive a cash payment equal to the product of $63.75 and the number of vested shares of the Issuer's Common Stock subject to the RSU, less all applicable deductions and withholdings required to be withheld in respect of such payment. Following the Effective Time, and in connection with the Reporting Person's termination of employment with the Company, the remaining unvested portion of such award was accelerated.

Nimble Storage Inc

Report date April 17, 2017 · Filed April 19, 2017

Section 16 reporting ended · disclosed 2017-04-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-17 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2017-04-17 · Disposition to issuer · Disposed 229,931 · Balance 0

F1: Disposed of pursuant to a merger agreement between Issuer and Hewlett Packard Enterprise Company, a Delaware corporation ("HPE") and Nebraska Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of HPE (the "Merger") on the effective date of the Merger in exchange for a cash payment of $2,874,137.50, representing $12.50 per share.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-17 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2017-04-17 · Disposition to issuer · Disposed 13,400 · Balance 0

F2: This RSU, which provided for vesting in two equal installments, was canceled in the Merger in exchange for a cash payment of $167,500.00, representing $12.50 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to a merger agreement between Issuer and Hewlett Packard Enterprise Company, a Delaware corporation ("HPE") and Nebraska Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of HPE (the "Merger") on the effective date of the Merger in exchange for a cash payment of $2,874,137.50, representing $12.50 per share.

F2: This RSU, which provided for vesting in two equal installments, was canceled in the Merger in exchange for a cash payment of $167,500.00, representing $12.50 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2019 Filed Jul 31, 2019 21:20 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 7,104 $60.00 $426,268.42
Disclosure

SEC source: 0000899243-19-020686 · doc4.xml · nonDerivative · entry 4

CALDERONI FRANK · CIK 0001249051 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 588,596

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $60.00 to $60.06, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F6 · ownership.nature: The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:20 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,300 $59.24 $77,009.01
Disclosure

SEC source: 0000899243-19-020686 · doc4.xml · nonDerivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 595,700

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $58.80 to $59.53, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F6 · ownership.nature: The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:20 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 12,801 $57.91 $741,279.03
Disclosure

SEC source: 0000899243-19-020686 · doc4.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 597,000

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $57.77 to $58.74, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F6 · ownership.nature: The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:20 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 30,199 $57.36 $1,732,299.20
Disclosure

SEC source: 0000899243-19-020686 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 609,801

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $56.77 to $57.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F6 · ownership.nature: The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 22:23 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 49,703 $56.03 $2,784,849.15
Disclosure

SEC source: 0000899243-19-020126 · doc4.xml · nonDerivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,678

F3 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs on July 20, 2019. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $55.9901 to $56.03, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
July 20, 2019 Filed Jul 23, 2019 22:23 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 101,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020126 · doc4.xml · derivative · entry 4

CALDERONI FRANK · CIK 0001249051 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,828,125

Underlying: Common Stock · 101,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
July 20, 2019 Filed Jul 23, 2019 22:23 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 101,562 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-020126 · doc4.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F2 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:00 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 100,000 $49.75 $4,974,620.00
Disclosure

SEC source: 0000899243-19-018942 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,819

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $50.08 to $49.50, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 23:10 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 49,550 $50.93 $2,523,531.95
Disclosure

SEC source: 0000899243-19-018013 · doc4.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,819

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs on June 20, 2019. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $50.375 to $50.93, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 23:10 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 101,563 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018013 · doc4.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929,687

Underlying: Common Stock · 101,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 23:10 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 101,563 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-018013 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
May 22, 2019 Filed May 23, 2019 00:23 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 48,366 $37.79 $1,827,601.21
Disclosure

SEC source: 0000899243-19-014404 · doc4.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,806

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs on May 20, 2019. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $37.77 to $39.08, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:36 UTC Anaplan, Inc. PLAN · Entity 125824 GrantStock Option (right to buy) · Derivative 126,039 $0.00 Strike: $38.61 $0.00
Disclosure

SEC source: 0000899243-19-014767 · doc4.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,039

Underlying: Common Stock · 126,039 shares

Expires 2029-05-21

F2 · derivative.exercise_date: The option is exercisable in equal quarterly installments over 4 years commencing with the first vest date onSeptember 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:36 UTC Anaplan, Inc. PLAN · Entity 125824 GrantRestricted Stock Units · Derivative 156,152 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014767 · doc4.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,152

Underlying: Common Stock · 156,152 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:23 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 101,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014404 · doc4.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031,250

Underlying: Common Stock · 101,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:23 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 101,562 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014404 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
April 20, 2019 Filed Apr 23, 2019 01:39 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 101,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010958 · doc4.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132,812

Underlying: Common Stock · 101,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
April 20, 2019 Filed Apr 23, 2019 01:39 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 101,563 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010958 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.

Read SEC document
April 18, 2019 Filed Apr 23, 2019 01:39 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 149,188 $34.79 $5,190,310.20
Disclosure

SEC source: 0000899243-19-010958 · doc4.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459,740

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs on April 15, 2019. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $34.79 to $34.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
April 18, 2019 Filed Apr 27, 2019 00:00 UTC Amendment Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 152,318 $34.79 $5,299,204.15
Disclosure

SEC source: 0000899243-19-011290 · doc4a.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,610

F1 · shares: On April 22, 2019, the Reporting Person filed a Form 4 (the "Prior Report") reporting the sale of 149,188 shares of the Issuer's common stock in a non-discretionary "sell to cover" transaction in order to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs on April 15, 2019. The Prior Report inadvertently and mistakenly reported that 149,188 shares of the Issuer's common stock were sold when in fact the number of shares sold was 152,318. This form reflects the correct number of shares sold in the reported transaction and the amount of securities beneficially owned following the reported transaction has been revised accordingly.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $34.79 to $34.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 01:48 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 304,688 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010857 · doc4.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,234,375

Underlying: Common Stock · 304,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. The settlement of the RSUs did not occur until April 15, 2019.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. The settlement of the RSUs did not occur until April 15, 2019.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. The settlement of the RSUs did not occur until April 15, 2019.

Read SEC document
April 15, 2019 Filed Apr 18, 2019 01:48 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 304,688 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010857 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. The settlement of the RSUs did not occur until April 15, 2019.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. The settlement of the RSUs did not occur until April 15, 2019.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 20:34 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 1,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000101 · wf-form4_155510127571844.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 1,073 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:34 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000101 · wf-form4_155510127571844.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 10, 2019.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 10, 2019.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:34 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,177 $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000101 · wf-form4_155510127571844.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2018 Filed Dec 22, 2018 00:32 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,335,937 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-031630 · doc4.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539,063

Underlying: Common Stock · 2,335,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 21, 2018 Filed Dec 22, 2018 00:32 UTC Anaplan, Inc. PLAN · Entity 125824 Tax withholdingCommon Stock 1,153,963 $24.63 $28,422,108.69
Disclosure

SEC source: 0000899243-18-031630 · doc4.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,677

F2 · shares: As previously disclosed, upon vesting of the RSUs, shares of common stock were automatically withheld by the Issuer in a "net settlement" to satisfy the Reporting Person's tax withholding obligation. The "net settlement" is a non-discretionary, non-market transaction with the Issuer. No shares were sold by the Reporting Person, and the shares of common stock received by the Reporting Person upon vesting of the RSUs are subject to a lock-up agreement with the underwriters of the Issuer's initial public offering.

Read SEC document
December 21, 2018 Filed Dec 22, 2018 00:32 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,335,937 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-031630 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:42 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062015 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,290

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

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April 13, 2018 Filed Apr 13, 2018 20:26 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000098 · wf-form4_152365115603013.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

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April 13, 2018 Filed Apr 19, 2024 20:15 UTC Amendment ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000088 · wk-form4a_1713557744.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

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April 11, 2018 Filed Apr 13, 2018 20:26 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000098 · wf-form4_152365115603013.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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April 11, 2018 Filed Apr 13, 2018 20:26 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000098 · wf-form4_152365115603013.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 19, 2024 20:15 UTC Amendment ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000088 · wk-form4a_1713557744.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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April 11, 2018 Filed Apr 19, 2024 20:15 UTC Amendment ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000088 · wk-form4a_1713557744.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 22:08 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 2,226 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065228 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

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April 17, 2017 Filed Apr 19, 2017 21:52 UTC Nimble Storage Inc NMBL · Entity 176878 Disposition to issuerCommon Stock 13,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027616 · doc4.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This RSU, which provided for vesting in two equal installments, was canceled in the Merger in exchange for a cash payment of $167,500.00, representing $12.50 per share.

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April 17, 2017 Filed Apr 19, 2017 21:52 UTC Nimble Storage Inc NMBL · Entity 176878 Disposition to issuerCommon Stock 229,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027616 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to a merger agreement between Issuer and Hewlett Packard Enterprise Company, a Delaware corporation ("HPE") and Nebraska Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of HPE (the "Merger") on the effective date of the Merger in exchange for a cash payment of $2,874,137.50, representing $12.50 per share.

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April 13, 2017 Filed Apr 13, 2017 20:14 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-17-000104 · wf-form4_149211442548269.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Underlying: Common Stock · 2,035 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

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April 11, 2017 Filed Apr 13, 2017 20:14 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-17-000104 · wf-form4_149211442548269.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2017.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2017.

Read SEC document
April 11, 2017 Filed Apr 13, 2017 20:14 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,801 $0.00 $0.00
Disclosure

SEC source: 0000796343-17-000104 · wf-form4_149211442548269.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 16:37 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 1,222 $72.77 $88,924.94
Disclosure

SEC source: 0001209191-17-004154 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · EVP, Operations & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,839

F1 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

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December 08, 2016 Filed Dec 12, 2016 21:30 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 2,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154701 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,228

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

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October 17, 2016 Filed Oct 18, 2016 20:42 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 1,679 $76.19 $127,923.01
Disclosure

SEC source: 0001209191-16-146249 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · EVP, Operations & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,061

F1 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

Read SEC document
March 20, 2016 Filed Mar 21, 2016 20:06 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 7,011 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-109734 · doc4.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of PANW common stock for each RSU. One-third of the RSUs will vest on March 20, 2017 and the remaining RSUs will vest in equal increments over the next two years on each quarterly anniversary thereafter, subject to the Reporting Person continuing to be a Service Provider through each such date.

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December 01, 2014 Filed Dec 2, 2014 22:12 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 100,000 $27.46 $2,745,670.00
Disclosure

SEC source: 0001140361-14-043926 · doc1.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,419

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 19, 2014.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.36 to $27.59. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 24, 2014 Filed Nov 25, 2014 23:21 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 150,000 $27.09 $4,064,070.00
Disclosure

SEC source: 0001140361-14-043483 · doc1.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,419

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.09 to $27.10. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 17, 2014 Filed Nov 19, 2014 23:45 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $23.01 $0.00
Disclosure

SEC source: 0001140361-14-042876 · doc1.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2015-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 20, 2014.

F3 · derivative.exercise_date: This option is immediately exercisable.

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November 17, 2014 Filed Nov 19, 2014 23:45 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 200,000 $26.07 $5,214,340.00
Disclosure

SEC source: 0001140361-14-042876 · doc1.xml · nonDerivative · entry 2

CALDERONI FRANK · CIK 0001249051 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,419

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 20, 2014.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.20. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 17, 2014 Filed Nov 19, 2014 23:45 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionCommon Stock 200,000 $23.01 $4,602,000.00
Disclosure

SEC source: 0001140361-14-042876 · doc1.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on June 20, 2014.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.