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Runyan Jonathan T

Disclosed activity across 1 company

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120611
SEC CIK
0001700628

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Okta, Inc.OKTA · Entity 3154General Counsel and SecretaryJanuary 17, 2023January 19, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Okta, Inc.

Report date January 17, 2023 · Filed January 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trust72,210 Reported balance After 2023-01-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-01-17 · Sale · Disposed 10 · Balance 72,210

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2: Includes 3,289 shares of Class A Common Stock transferred to the Reporting Person's trust, of which 297 shares were acquired under a Section 423 Employee Stock Purchase Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect936 Reported balance Holding disclosure · report date 2023-01-17 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 936

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,624 Reported balance Holding disclosure · report date 2023-01-17 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 4,624

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F5: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,033 Reported balance Holding disclosure · report date 2023-01-17 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 3,033

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect49,619 Reported balance Holding disclosure · report date 2023-01-17 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 49,619

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F7: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.97 · Expires 2026-07-29Direct134,900 Reported balance Holding disclosure · report date 2023-01-17 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 134,900

F8: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.21 · Expires 2028-03-21Direct52,000 Reported balance Holding disclosure · report date 2023-01-17 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 52,000

F8: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.16 · Expires 2029-03-24Direct32,520 Reported balance Holding disclosure · report date 2023-01-17 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 32,520

F9: 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14Direct31,255 Reported balance Holding disclosure · report date 2023-01-17 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 31,255

F10: 25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct12,734 Reported balance Holding disclosure · report date 2023-01-17 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 12,734

F11: 25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct101,867 Reported balance Holding disclosure · report date 2023-01-17 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 101,867

F11: 25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2: Includes 3,289 shares of Class A Common Stock transferred to the Reporting Person's trust, of which 297 shares were acquired under a Section 423 Employee Stock Purchase Plan.

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F5: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F7: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F8: The shares subject to the option are fully vested and exercisable by the Reporting Person.

F9: 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F10: 25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F11: 25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · derivative · entry 15

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Class A Common Stock · 1,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F8 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F8 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 925 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · derivative · entry 14

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

Underlying: Class A Common Stock · 925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F7 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F7 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · derivative · entry 13

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742

Underlying: Class A Common Stock · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · derivative · entry 12

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The shares underlying the RSU fully vested on March 15, 2022.

F5 · derivative.expiration_date: The shares underlying the RSU fully vested on March 15, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · nonDerivative · entry 9

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · nonDerivative · entry 7

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · nonDerivative · entry 5

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · nonDerivative · entry 3

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 17:07 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019677 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 476 $214.89 $102,287.50
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · nonDerivative · entry 6

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $207.70 to $223.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 481 $214.89 $103,361.95
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · nonDerivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $207.70 to $223.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 723 $214.89 $155,365.25
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $207.70 to $223.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 925 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · derivative · entry 10

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

Underlying: Class A Common Stock · 925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · derivative · entry 9

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677

Underlying: Class A Common Stock · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · derivative · entry 8

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407

Underlying: Class A Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · nonDerivative · entry 5

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · nonDerivative · entry 3

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:37 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070421 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 17:53 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 18,392 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060622 · doc4.xml · derivative · entry 6

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 17:53 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass B Common Stock · Derivative 18,392 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060622 · doc4.xml · derivative · entry 5

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,392

Underlying: Class A Common Stock · 18,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 17:53 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,392 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001209191-21-060622 · doc4.xml · derivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Class B Common Stock · 18,392 shares

Expires 2026-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 17:53 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 18,392 $260.00 $4,781,920.00
Disclosure

SEC source: 0001209191-21-060622 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 14, 2021 Filed Oct 15, 2021 17:53 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 18,392 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060622 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 16, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 465 $252.65 $117,480.58
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · nonDerivative · entry 6

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $249.70 to $254.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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September 16, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 470 $252.65 $118,743.81
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · nonDerivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $249.70 to $254.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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September 16, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 706 $252.65 $178,368.36
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $249.70 to $254.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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September 15, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 925 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · derivative · entry 10

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,248

Underlying: Class A Common Stock · 925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F7 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F7 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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September 15, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 936 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · derivative · entry 9

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,612

Underlying: Class A Common Stock · 936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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September 15, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · derivative · entry 8

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Class A Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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September 15, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · nonDerivative · entry 5

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · nonDerivative · entry 3

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 17:17 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056682 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 464 $223.37 $103,644.84
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · nonDerivative · entry 6

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $219.46 to $226.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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June 16, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 470 $223.37 $104,985.08
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · nonDerivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $219.46 to $226.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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June 16, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 706 $223.37 $157,700.99
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $219.46 to $226.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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June 15, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · derivative · entry 10

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173

Underlying: Class A Common Stock · 924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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June 15, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · derivative · entry 9

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548

Underlying: Class A Common Stock · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F5 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · derivative · entry 8

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,219

Underlying: Class A Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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June 15, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 924 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · nonDerivative · entry 5

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · nonDerivative · entry 3

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 18:03 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionClass A Common Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041624 · doc4.xml · nonDerivative · entry 1

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 19:09 UTC Okta, Inc. OKTA · Entity 3154 GrantEmployee Stock Option (Right to Buy) · Derivative 101,867 $0.00 Strike: $274.96 $0.00
Disclosure

SEC source: 0001209191-21-028407 · doc4.xml · derivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,867

Underlying: Class A Common Stock · 101,867 shares

Expires 2031-04-21

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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April 22, 2021 Filed Apr 26, 2021 19:09 UTC Okta, Inc. OKTA · Entity 3154 GrantRestricted Stock Units · Derivative 5,392 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028407 · doc4.xml · derivative · entry 3

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,392

Underlying: Class A Common Stock · 5,392 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F3 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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April 22, 2021 Filed Apr 26, 2021 19:09 UTC Okta, Inc. OKTA · Entity 3154 GrantEmployee Stock Option (Right to Buy) · Derivative 12,734 $0.00 Strike: $274.96 $0.00
Disclosure

SEC source: 0001209191-21-028407 · doc4.xml · derivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,734

Underlying: Class A Common Stock · 12,734 shares

Expires 2031-04-21

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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March 16, 2021 Filed Mar 17, 2021 17:09 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 372 $228.81 $85,117.36
Disclosure

SEC source: 0001209191-21-021426 · doc4.xml · nonDerivative · entry 10

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $222.156 to $232.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

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March 16, 2021 Filed Mar 17, 2021 17:09 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 117 $228.81 $26,770.78
Disclosure

SEC source: 0001209191-21-021426 · doc4.xml · nonDerivative · entry 8

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $222.156 to $232.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 17:09 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 1,858 $228.81 $425,129.17
Disclosure

SEC source: 0001209191-21-021426 · doc4.xml · nonDerivative · entry 6

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,007

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $222.156 to $232.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 17:09 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 470 $228.81 $107,540.75
Disclosure

SEC source: 0001209191-21-021426 · doc4.xml · nonDerivative · entry 4

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $222.156 to $232.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 17:09 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 707 $228.81 $161,768.74
Disclosure

SEC source: 0001209191-21-021426 · doc4.xml · nonDerivative · entry 2

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $222.156 to $232.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) with regard to the block trade.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:09 UTC Okta, Inc. OKTA · Entity 3154 Exercise / conversionRestricted Stock Units · Derivative 740 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021426 · doc4.xml · derivative · entry 17

Runyan Jonathan T · CIK 0001700628 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F8 · derivative.exercise_date: 100% of the shares underlying the RSU vested on March 15, 2021.

F8 · derivative.expiration_date: 100% of the shares underlying the RSU vested on March 15, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.