organization · Reporting owner
Lone Star Value Management LLC
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enveric Biosciences, Inc.AMRH · Entity 8193 | 10% owner | August 16, 2018 | August 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enveric Biosciences, Inc.
Report date August 16, 2018 · Filed August 20, 2018
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Co-Invest I, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 9.00% Series A Cumulative Preferred StockSEC Table I · non-derivative | Direct | 159,950 |
Reported balance
After 2018-08-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-08-20 · Other · Acquired 5,057 · Balance 159,950 F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2023-08-16 | Direct | 1,910,397 |
Reported balance
After 2018-08-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-16 · Other · Acquired 1,910,397 · Balance 1,910,397 F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,196,842 |
Reported balance
Holding disclosure · report date 2018-08-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,196,842 F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933. F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,910 shares of common stock previously held indirectly through Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") which are now held directly by Mr. Eberwein as a result of a change in the form of beneficial ownership which was excepted from disclosure pursuant to Rule 16a-13 of Section 16 of the Securities Act of 1933.
F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I , Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock.
F4: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ATRM Holdings, Inc.
Report date September 06, 2019 · Filed September 12, 2019
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors LP, Lone Star Value Investors GP LLC
Section 16 reporting ended · disclosed 2019-09-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 445,012 |
Reported balance
After 2019-09-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-09-06 · Grant · Acquired 10,000 · Balance 445,012 F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-09-10 · Disposition to issuer · Disposed 445,012 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors GP, LLC | 0 |
Reported balance
After 2019-09-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-09-10 · Disposition to issuer · Disposed 3,005 · Balance 0 F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control.
F2: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F3: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control.
CROSSROADS SYSTEMS INC
Report date September 14, 2017 · Filed September 18, 2017
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors LP, Lone Star Value Investors GP LLC, Lone Star Value Co-Invest I, LP
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors, LP | 0 |
Reported balance
After 2017-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-14 · Other · Disposed 228,978 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 86,739 |
Reported balance
After 2017-09-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-09-14 · Other · Acquired 86,739 · Balance 86,739 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors GP, LLC | 644 |
Reported balance
After 2017-09-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-09-14 · Other · Acquired 644 · Balance 644 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Separately Managed Account | 0 |
Reported balance
After 2017-09-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-09-14 · Other · Disposed 20,000 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I. F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Co-Invest I, LP | 1,707 |
Reported balance
Holding disclosure · report date 2017-09-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,707 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners.
F7: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners.
F8: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration.
F9: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I.
DAKOTA PLAINS HOLDINGS, INC.
Report date September 21, 2016 · Filed September 23, 2016
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors LP, Lone Star Value Investors GP LLC
Section 16 reporting ended · disclosed 2016-09-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors, LP | 5,127,897 |
Last balance in matching sequence
After 2016-09-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-09-21 · Sale · Disposed 288,000 · Balance 5,366,454 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Row 2 · 2016-09-22 · Sale · Disposed 238,557 · Balance 5,127,897 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. |
| Common StockSEC Table I · non-derivative | IndirectBy: Separately Managed Account | 382,209 |
Reported balance
After 2016-09-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-09-22 · Sale · Disposed 17,791 · Balance 382,209 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may have been deemed to be a member of a Section 13(d) group that collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaimed beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person was the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.
F3: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.
F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.03000 to $.03220. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.02300 to $.02800. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4.
Superior Drilling Products, Inc.
Report date May 17, 2017 · Filed May 19, 2017
Jointly reported with Eberwein Jeffrey E., Lone Star Value Investors LP, Lone Star Value Co-Invest I, LP, Lone Star Value Investors GP LLC
Section 16 reporting ended · disclosed 2017-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Co-Invest I, LP | 0 |
Last balance in matching sequence
After 2017-05-18 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-05-17 · Sale · Disposed 43,000 · Balance 107,000 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7383 to $0.8900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4. F3: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Row 2 · 2017-05-18 · Sale · Disposed 107,000 · Balance 0 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7500 to $0.8014. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4. F3: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. |
| Common StockSEC Table I · non-derivative | IndirectBy: Lone Star Value Investors, LP | 1,997,458 |
Reported balance
After 2017-05-18 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-18 · Sale · Disposed 50,000 · Balance 1,997,458 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7800 to $0.7900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4. F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. |
| Common StockSEC Table I · non-derivative | IndirectBy: Separately Managed Account | 266,740 |
Reported balance
Holding disclosure · report date 2017-05-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 266,740 F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F2: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.
F3: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest.
F4: Securities held in an account separately managed by Lone Star Value Management ("Separately Managed Account I"). Lone Star Value Management, as the investment manager of Separately Managed Account I, may be deemed the beneficial owner of the securities held in Separately Managed Account I. Mr. Eberwein, as the sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities held in Separately Managed Account I.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7383 to $0.8900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7500 to $0.8014. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7800 to $0.7900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2019 Filed Sep 12, 2019 19:07 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | Disposition to issuerCommon Stock, $0.001 par value | 3,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-016616 · form4.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors GP, LLC Disclosed balance after: 0 F2 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · price: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. F3 · ownership.nature: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 19:07 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | Disposition to issuerCommon Stock, $0.001 par value | 445,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-016616 · form4.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Prior to the merger, Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP owned in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · price: Each share of Common Stock disposed of pursuant to that certain Agreement and Plan of Merger, dated as of July 3, 2019, by and among the Company, Digirad Corporation and Digirad Acquisition Corporation, a newly-formed subsidiary of Parent in exchange for 0.03 shares of Digirad Series A Preferred Stock. In addition, all restricted stock grants were fully vested pursuant to the terms of the change in control. Read SEC document |
| September 06, 2019 Filed Sep 12, 2019 19:07 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-016616 · form4.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,012 F1 · shares: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date or upon a change of control. Read SEC document |
| December 12, 2018 Filed May 14, 2019 19:46 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001449 · form409663002ebe_05142019.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,012 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · shares: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 20:17 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other9.00% Series A Cumulative Preferred Stock | 5,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002390 · form410211008ebe_08202018.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,950 F3 · kind: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock. F3 · price: Represents the payment-in-kind of past due dividends on the Issuer's Series A Preferred Stock in shares of Series A Preferred Stock. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherWarrant (Right to Buy) · Derivative | 1,910,397 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0000921895-18-002390 · form410211008ebe_08202018.xml · derivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910,397 Underlying: Common Stock · 1,910,397 shares Expires 2023-08-16 F4 · kind: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer. F4 · price: Represents an issuance of warrants pursuant to a contractual obligation of the Issuer. Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other9.00% Series A Cumulative Preferred Stock | 154,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,893 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: Mr. Eberwein received 154,893 shares of Preferred Stock in the Lone Star Value Distribution. Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other9.00% Series A Cumulative Preferred Stock | 405,395 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · kind: Represents the distribution of all shares of 9.00% Series A Cumulative Preferred Stock ("Preferred Stock") of the Issuer held by Lone Star Value Investors pursuant to the Lone Star Value Distribution. F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 2,972,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: Represents the distribution of all shares of common stock of the Issuer held by Lone Star Value Investors pursuant to the Lone Star Value Distribution. F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 16, 2018 21:46 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 1,135,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002113 · form410211002_07162018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,932 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · kind: On July 9, 2018, Lone Star Value Investors engaged in a pro rata in-kind distribution of 2,972,592 shares of common stock to its partners for no consideration (the "Lone Star Value Distribution"). Mr. Eberwein received 1,135,768 shares of common stock in the Lone Star Value Distribution. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:40 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | OtherCommon Stock, $0.001 par value | 1,067,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001525 · form409482019_05012018.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: Represents shares disposed of for no consideration in connection with the Lone Star Value Distribution. F5 · ownership.nature: Shares owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the shares owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the shares owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the shares owned by Lone Star Value Investors for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:40 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | OtherCommon Stock, $0.001 par value | 3,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001525 · form409482019_05012018.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors GP, LLC Disclosed balance after: 3,005 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · kind: Represents shares acquired in connection with a pro rata distribution from Lone Star Value Investors to its partners for no consideration (the "Lone Star Value Distribution"). F3 · ownership.nature: Shares owned directly by Lone Star Value GP. Mr. Eberwein, solely by virtue of his position as the manager of Lone Star Value GP, may be deemed the beneficial owner of the shares owned by Lone Star Value GP for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:40 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | OtherCommon Stock, $0.001 par value | 405,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001525 · form409482019_05012018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,012 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and Mr. Eberwein and Lone Star Value GP own in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · kind: Represents shares acquired in connection with a pro rata distribution from Lone Star Value Investors to its partners for no consideration (the "Lone Star Value Distribution"). Read SEC document |
| March 31, 2018 Filed Apr 5, 2018 00:40 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 83,308 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001208 · form409482025_04042018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · kind: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred to the owner of the Separately Managed Account I. F3 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2018 Filed Apr 4, 2018 20:35 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | OtherCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001207 · form409482019_04042018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · kind: The shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I") were transferred to the owner of the Separately Managed Account I. F3 · ownership.nature: Shares held in the Separately Managed Account I. Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 01:13 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 10,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000528 · form410211002ebe_02122018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,164 F1 · kind: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. F1 · price: Represents shares granted to the Reporting Person by the Issuer pursuant to the Issuer's 2015 Equity Incentive Award Plan in connection with the resolution of 2017 directors' fee payments owed by the Issuer to the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:37 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionRestricted Stock Unit · Derivative | 9,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000046 · form410211002ebe_01032018.xml · derivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F1 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:37 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionCommon Stock | 9,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000046 · form410211002ebe_01032018.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. On January 1, 2018, the RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. Read SEC document |
| December 29, 2017 Filed Feb 13, 2018 01:13 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other9.00% Series A Cumulative Preferred Stock | 21,410 | $50.00 | $1,070,500.00 |
DisclosureSEC source: 0000921895-18-000528 · form410211002ebe_02122018.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 405,395 F2 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. Notice of this issuance was provided to the Reporting Person on February 12, 2018. F6 · price: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. Notice of this issuance was provided to the Reporting Person on February 12, 2018. F5 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 17:11 UTC | ATRM Holdings, Inc. ATRM · Entity 155039 | GrantCommon Stock, $0.001 par value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002926 · form4ebe09663002_12202017.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F2 · shares: Reflects shares of restricted stock granted under the Issuer's 2014 Incentive Plan, which will vest on the one-year anniversary of the grant date. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseWarrant (Right to Buy) · Derivative | 100,000 | $0.01 Strike: $4.12 | $1,000.00 |
DisclosureSEC source: 0000921895-17-002744 · form410211ebe_11212017.xml · derivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-11-21 F5 · security: The warrant gives Lone Star Value Investors the right to purchase up to 100,000 shares of common stock at an exercise price equal to $4.115 per share. The warrant will expire on November 21, 2022. F5 · shares: The warrant gives Lone Star Value Investors the right to purchase up to 100,000 shares of common stock at an exercise price equal to $4.115 per share. The warrant will expire on November 21, 2022. F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 100,000 | $4.12 | $411,500.00 |
DisclosureSEC source: 0000921895-17-002744 · form410211ebe_11212017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 2,972,592 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 00:35 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 1,303 | $6.50 | $8,468.72 |
DisclosureSEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 7 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 13,910 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017. F7 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| October 27, 2017 Filed Nov 1, 2017 00:35 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 2,500 | $6.50 | $16,250.00 |
DisclosureSEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 12,607 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017. F7 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| October 26, 2017 Filed Nov 1, 2017 00:35 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 3 | $6.25 | $18.75 |
DisclosureSEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 10,107 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017. F6 · kind: This small acquisition on October 26, 2017, was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F7 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 23:03 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherWarrant (Right to Buy) · Derivative | 1,666,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-002355 · form410211002_09282017.xml · derivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 Underlying: Common Stock · 1,666,666 shares Expires 2020-05-26 F2 · derivative.exercise_price: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer. F2 · kind: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer. F2 · price: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer. F3 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 23:03 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 1,205,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-002355 · form410211002_09282017.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 2,872,592 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · kind: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer. F2 · price: On September 26, 2017, Lone Star Value Investors made a cashless exercise of the full warrant for 1,666,666 shares of common stock of the Issuer issued to it by the Issuer on May 13, 2016 (the "Warrant") for 1,205,837 shares of the Issuer's common stock pursuant to the cashless exercise provisions of the Warrant, for no additional consideration to the Issuer. F3 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 19:45 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | OtherCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002327 · form409482029_09182017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9 · kind: The shares held in the Separately Managed Account I were transferred directly to the owner of the Separately Managed Account I. F4 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 19:45 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | OtherCommon Stock | 644 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002327 · form409482029_09182017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors GP, LLC Disclosed balance after: 644 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7 · kind: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F3 · ownership.nature: Securities owned directly by Lone Star Value GP. Mr. Eberwein, as the manager of Lone Star Value GP, may be deemed the beneficial owner of the securities owned by Lone Star Value GP. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 19:45 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | OtherCommon Stock | 86,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002327 · form409482029_09182017.xml · nonDerivative · entry 2 Eberwein Jeffrey E. · CIK 0001548312 · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,739 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7 · kind: Represents shares acquired in connection with the pro rata in-kind distribution from Lone Star Value Investors to its partners. F8 · balance_after: Excludes 409 shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended, which were scheduled to vest on October 18, 2017, that were canceled by mutual agreement of Mr. Eberwein and the Issuer for no consideration. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 19:45 UTC | CROSSROADS SYSTEMS INC CRDS · Entity 172266 | OtherCommon Stock | 228,978 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002327 · form409482029_09182017.xml · nonDerivative · entry 1 Eberwein Jeffrey E. · CIK 0001548312 · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6 · kind: Represents a pro rata in-kind distribution of shares from Lone Star Value Investors to its partners. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2017 Filed Nov 1, 2017 00:35 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other9.00% Series A Cumulative Preferred Stock | 10,277 | $50.00 | $513,850.00 |
DisclosureSEC source: 0000921895-17-002520 · form410211002_10312017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 383,985 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · kind: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. F4 · price: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 22:50 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 7,500 | $6.50 | $48,750.00 |
DisclosureSEC source: 0000921895-17-002286 · form410211002_09082017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 10,104 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017. F5 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 23:35 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | PurchaseCommon Stock | 2,604 | $6.50 | $16,924.44 |
DisclosureSEC source: 0000921895-17-002217 · form410211002_08232017.xml · nonDerivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Lone Star Value Co-Invest I, LP · CIK 0001589343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 2,604 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Co-Invest on May 31, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.50. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4. F6 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| May 19, 2017 Filed May 23, 2017 22:21 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionRestricted Stock Unit · Derivative | 6,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-001621 · form410211002c_05232017.xml · derivative · entry 5 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F6 · security: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above. F5 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F6 · derivative.exercise_price: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above. F5 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F6 · derivative.exercise_date: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above. F5 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F6 · derivative.expiration_date: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above. Read SEC document |
| May 19, 2017 Filed May 23, 2017 22:21 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionCommon Stock | 6,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-001621 · form410211002c_05232017.xml · nonDerivative · entry 4 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full based on the terms of a Restricted Stock Unit Agreement between the Issuer and the Reporting Person. F6 · price: On May 19, 2017, 6,839 shares of the Issuer's common stock were issued in settlement of the RSUs described in footnote (5) above. Read SEC document |
| May 19, 2017 Filed May 23, 2017 22:21 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Other9.00% Series A Cumulative Preferred Stock | 10,097 | $50.00 | $504,850.00 |
DisclosureSEC source: 0000921895-17-001621 · form410211002c_05232017.xml · nonDerivative · entry 3 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 373,708 F4 · kind: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. F4 · price: Represents preferred stock shares issued as a dividend payment on the preferred stock in accordance with the Certificate of Designation. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2017 Filed May 19, 2017 21:15 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 50,000 | $0.78 | $39,005.00 |
DisclosureSEC source: 0000921895-17-001584 · form409482013_05192017.xml · nonDerivative · entry 3 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Eberwein Jeffrey E. · CIK 0001548312 · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 1,997,458 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7800 to $0.7900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document |
| May 18, 2017 Filed May 19, 2017 21:15 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 107,000 | $0.76 | $81,641.00 |
DisclosureSEC source: 0000921895-17-001584 · form409482013_05192017.xml · nonDerivative · entry 2 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Eberwein Jeffrey E. · CIK 0001548312 · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7500 to $0.8014. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:15 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 43,000 | $0.78 | $33,514.20 |
DisclosureSEC source: 0000921895-17-001584 · form409482013_05192017.xml · nonDerivative · entry 1 Lone Star Value Management LLC · CIK 0001589350 · See Footnote 1 Eberwein Jeffrey E. · CIK 0001548312 · See Footnote 1 Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 107,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7383 to $0.8900. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| May 16, 2017 Filed May 16, 2017 22:36 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 10,000 | $0.80 | $7,957.00 |
DisclosureSEC source: 0000921895-17-001540 · form409482013_05162017.xml · nonDerivative · entry 5 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 2,047,458 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7700 to $0.8000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 9 to this Form 4. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document |
| May 16, 2017 Filed May 16, 2017 22:36 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 26,132 | $0.81 | $21,148.63 |
DisclosureSEC source: 0000921895-17-001540 · form409482013_05162017.xml · nonDerivative · entry 4 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 150,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F8 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7764 to $0.8700. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 8 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| May 15, 2017 Filed May 16, 2017 22:36 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 3,868 | $0.84 | $3,252.99 |
DisclosureSEC source: 0000921895-17-001540 · form409482013_05162017.xml · nonDerivative · entry 3 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 176,132 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8342 to $0.8500. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 7 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:36 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 155,281 | $0.82 | $127,470.17 |
DisclosureSEC source: 0000921895-17-001540 · form409482013_05162017.xml · nonDerivative · entry 2 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Investors, LP Disclosed balance after: 2,057,458 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · kind: Purchases by Lone Star Value Co-Invest of an aggregate of 5,000 shares on April 26, 2017 (1,000 shares at $0.7997; 2,410 shares at $0.8000; 1,000 shares at $0.8100; and 590 shares at $0.8196) have been matched against sales on May 12, 2017 by Lone Star Value Investors of an aggregate of 5,000 shares (1,300 shares at $0.9400; 100 shares at $0.9325; 100 shares at $0.9250; and 3,500 shares at $0.9200). The aforementioned purchase prices constitute the lowest purchase prices paid by the Reporting Persons matched against the highest sale prices that the Reporting Persons received for the sale of shares. The Reporting Persons have agreed to pay the Issuer $606.49, representing the full amount of the Reporting Persons' pecuniary interest in the profit realized in connection with the short-swing transaction. F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7800 to $0.9400. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 6 to this Form 4. F2 · ownership.nature: Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Read SEC document |
| May 12, 2017 Filed May 16, 2017 22:36 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | SaleCommon Stock | 25,000 | $0.86 | $21,555.00 |
DisclosureSEC source: 0000921895-17-001540 · form409482013_05162017.xml · nonDerivative · entry 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 180,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8500 to $0.9000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionRestricted Stock Unit · Derivative | 10,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-001277 · form410211002c_05032017.xml · derivative · entry 9 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person. F6 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person. F6 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person. F6 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Tax withholdingCommon Stock | 3,683 | $6.59 | $24,270.97 |
DisclosureSEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 8 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,066 F7 · shares: Represents number of shares withheld by the Issuer for the payment of taxes. No shares of Common Stock were sold by the Reporting Person in connection with this transaction. The Reporting Person will retain the net number of shares issued upon the settlement of the RSUs. F8 · price: Closing market price of the Issuer's common stock on the transaction date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 22:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | Exercise / conversionCommon Stock | 10,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 7 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Represents restricted stock units ("RSUs") granted as incentive compensation pursuant to the Issuer's 2015 Equity Incentive Award Plan. Each RSU represents the right to receive, at settlement, one share of the Issuer's common stock. The RSUs vested in full on May 1, 2017, based on the terms of a RSU Agreement between the Issuer and the Reporting Person. Read SEC document |
| April 28, 2017 Filed May 3, 2017 22:24 UTC | Enveric Biosciences, Inc. AMRH · Entity 8193 | OtherCommon Stock | 5 | $6.51 | $32.55 |
DisclosureSEC source: 0000921895-17-001277 · form410211002c_05032017.xml · nonDerivative · entry 6 Eberwein Jeffrey E. · CIK 0001548312 · Director · 10% owner Lone Star Value Investors LP · CIK 0001589247 · 10% owner Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Lone Star Value Management LLC · CIK 0001589350 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Separately Managed Account Disclosed balance after: 83,308 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: The purchase of the shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and a certain managed account on March 17, 2016. F4 · kind: These small acquisitions on April 17, 2017, April 19, 2017, April 21, 2017, were exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6. F5 · ownership.nature: Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| April 26, 2017 Filed Apr 29, 2017 00:22 UTC | Superior Drilling Products, Inc. SDPI · Entity 88563 | PurchaseCommon Stock | 5,000 | $0.80 | $4,021.50 |
DisclosureSEC source: 0000921895-17-001228 · form409482013_04282017.xml · nonDerivative · entry 1 Lone Star Value Management LLC · CIK 0001589350 · 10% owner Eberwein Jeffrey E. · CIK 0001548312 · 10% owner Lone Star Value Investors LP · CIK 0001589247 · See Footnote 1 Lone Star Value Co-Invest I, LP · CIK 0001589343 · See Footnote 1 Lone Star Value Investors GP LLC · CIK 0001589325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Lone Star Value Co-Invest I, LP Disclosed balance after: 205,000 F1 · security: This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Co-Invest I, LP ("Lone Star Value Co-Invest"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7997 to $0.8196. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 5 to this Form 4. F3 · ownership.nature: Securities owned directly by Lone Star Value Co-Invest. Lone Star Value GP, as the general partner of Lone Star Value Co-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Lone Star Value Management, as the investment manager of Lone Star ValueCo-Invest, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Mr. Eberwein, as the sole investor and sole owner of Lone Star Value Co-Invest, the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Co-Invest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.