Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphabet Inc.GOOG · Entity 2516 | Director | January 25, 2019 | January 30, 2019 |
| INTUIT INC.INTU · Entity 2373 | Director | January 18, 2018 | January 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphabet Inc.
Report date January 25, 2019 · Filed January 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Capital StockSEC Table I · non-derivative | Direct | 94,321 |
Reported balance
After 2019-01-25 transaction · row 1
1 source rowRow 1 · 2019-01-25 · Conversion · Acquired 11 · Balance 94,321 F1: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. |
| Class C Google Stock UnitsSEC Table I · non-derivative | Direct | 98 |
Reported balance
After 2019-01-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-01-25 · Conversion · Disposed 3 · Balance 98 F2: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of the grant vested on July 25, 2016 and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. F1: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. |
| Class C Google Stock UnitsSEC Table I · non-derivative | Direct | 95 |
Reported balance
After 2019-01-25 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-01-25 · Tax withholding · Disposed 3 · Balance 95 F2: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of the grant vested on July 25, 2016 and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. F3: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. |
| Class C Google Stock UnitsSEC Table I · non-derivative | Direct | 79 |
Reported balance
After 2019-01-25 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-01-25 · Tax withholding · Disposed 6 · Balance 79 F4: 1/48th of the grant vested on July 25, 2015 and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. F3: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. |
| Class C Google Stock UnitsSEC Table I · non-derivative | Direct | 71 |
Reported balance
After 2019-01-25 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-01-25 · Conversion · Disposed 8 · Balance 71 F4: 1/48th of the grant vested on July 25, 2015 and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. F1: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 11 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 11 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 11 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 11 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 123 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 123 |
| Class A Common StockSEC Table I · non-derivative | Direct | 39 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 39 |
| Class C Capital StockSEC Table I · non-derivative | IndirectBy Trust | 11 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 11 |
| Class C Capital StockSEC Table I · non-derivative | IndirectBy Trust | 123 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 123 |
| Class C Capital StockSEC Table I · non-derivative | IndirectBy Trust | 11 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 11 |
| Class C Capital StockSEC Table I · non-derivative | IndirectBy spouse | 4,462 |
Reported balance
Holding disclosure · report date 2019-01-25 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 4,462 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.
F2: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of the grant vested on July 25, 2016 and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates.
F3: Shares withheld to satisfy tax obligations arising out of vesting of GSUs.
F4: 1/48th of the grant vested on July 25, 2015 and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates.
INTUIT INC.
Report date January 18, 2018 · Filed January 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,984 |
Ending reported balance
After 2018-01-18 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-01-18 · Exercise / conversion · Acquired 4,083 · Balance 23,530 Row 2 · 2018-01-18 · Exercise / conversion · Acquired 3,550 · Balance 27,080 Row 3 · 2018-01-18 · Exercise / conversion · Acquired 2,907 · Balance 29,987 Row 4 · 2018-01-18 · Exercise / conversion · Acquired 2,777 · Balance 32,764 Row 5 · 2018-01-18 · Exercise / conversion · Acquired 2,220 · Balance 34,984 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2018-01-18 | Direct | 0 |
Reported balance
After 2018-01-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-18 · Exercise / conversion · Disposed 4,083 · Balance 0 F1: 1-for-1 F2: Represents vesting date for restricted stock units. F3: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2018-01-18 | Direct | 0 |
Reported balance
After 2018-01-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-01-18 · Exercise / conversion · Disposed 2,907 · Balance 0 F1: 1-for-1 F2: Represents vesting date for restricted stock units. F3: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2018-01-18 | Direct | 0 |
Reported balance
After 2018-01-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-01-18 · Exercise / conversion · Disposed 2,777 · Balance 0 F1: 1-for-1 F2: Represents vesting date for restricted stock units. F3: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vest date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2018-01-18 | Direct | 0 |
Reported balance
After 2018-01-18 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-01-18 · Exercise / conversion · Disposed 2,220 · Balance 0 F1: 1-for-1 F2: Represents vesting date for restricted stock units. F3: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-01-18 | Direct | 0 |
Reported balance
After 2018-01-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-01-18 · Exercise / conversion · Disposed 3,550 · Balance 0 F1: 1-for-1 F2: Represents vesting date for restricted stock units. F3: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Represents vesting date for restricted stock units.
F3: Represents release date for vested restricted stock units. Restricted stock units have no expiration date; they vest or are canceled prior to the vest date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Restricted Stock Unit | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 9 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Grant date is February 1, 2012. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 8 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Restricted Stock Unit | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 7 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: GSUs will vest at the rate of 25% on the 25th day of the month in which the grant's first anniversary occurs, and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. Vesting start date is February 1, 2012. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass A Restricted Stock Unit | 2 | $765.84 | $1,531.68 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 6 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37 F4 · security: The GSUs vest as follows: 1/48th vests on the 25th calendar day of the month following the vesting start date and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. Vesting start date is July 11, 2012. F2 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 5 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Restricted Stock Unit | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 4 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The GSUs vest as follows: 1/48th vests on the 25th calendar day of the month following the vesting start date and an additional 1/48th vests on the 25th day of each month thereafter, subject to continued service on such vesting dates. Vesting start date is July 11, 2012. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 3 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Restricted Stock Unit | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 2 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:14 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Restricted Stock Unit | 5 | $748.40 | $3,742.00 |
DisclosureSEC source: 0001127602-15-035033 · form4.xml · nonDerivative · entry 1 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397 F1 · security: 1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. F2 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:18 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035035 · form4.xml · nonDerivative · entry 3 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:18 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Restricted Stock Unit | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-035035 · form4.xml · nonDerivative · entry 2 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 1/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates. F3 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 28, 2015 Filed Dec 29, 2015 20:18 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Restricted Stock Unit | 6 | $748.40 | $4,490.40 |
DisclosureSEC source: 0001127602-15-035035 · form4.xml · nonDerivative · entry 1 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597 F1 · security: 1/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates. F2 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| December 17, 2015 Filed Dec 22, 2015 00:50 UTC | Alphabet Inc. GOOG · Entity 2516 | GrantClass C Capital Stock | 11,281 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-034738 · form4.xml · nonDerivative · entry 2 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Husband Disclosed balance after: 11,281 F2 · price: The shares were acquired pursuant to the Merger in which bebop was merged into an indirect wholly-owned subsidiary of the Company. The Reporting Person's husband held 408,000 shares of bebop Common Stock that were exchanged for 11,281 shares of Company Class C Capital Stock (at $740.39 per share) in the Merger, plus cash for fractional shares. 1,988 of the shares are subject to quarterly vesting over the next four years, 1,474 of the shares will vest on a one year cliff basis and then quarterly over the next three years and 2,491 shares will vest monthly, in each case subject to continued employment of the Reporting Person's husband. Read SEC document |
| December 17, 2015 Filed Dec 22, 2015 00:50 UTC | Alphabet Inc. GOOG · Entity 2516 | GrantClass C Capital Stock | 200,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-034738 · form4.xml · nonDerivative · entry 1 Greene Diane B · CIK 0001290467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,115 F1 · price: The shares were acquired pursuant to the merger (the "Merger") in which bebop Technologies, Inc. ("bebop") was merged into an indirect wholly-owned subsidiary of Alphabet Inc. (the "Company"). The Reporting Person held 1,100,000 shares of bebop Class A Common Stock, 6,000,000 shares of Series A Preferred Stock and 144,150 shares of Series B Preferred Stock that were exchanged for 200,729 shares of Company Class C Capital Stock (at $740.39 per share) in the Merger, plus cash for fractional shares. 57,364 of the shares are subject to quarterly vesting over the next four years, 1,673 of the shares will vest on a one year cliff basis and then quarterly over the next three years and 2,827 shares will vest monthly, in each case subject to continued employment of the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.