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person · Reporting owner

Mahony Susan

Disclosed activity across 6 companies

Tapewire entity
12043
SEC CIK
0001463321

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSEMBLY BIOSCIENCES, INC.ASMB · Entity 5216DirectorJune 04, 2026June 05, 2026
Axsome Therapeutics, Inc.AXSM · Entity 2469DirectorJune 08, 2026June 11, 2026
Zymeworks BC Inc.ZYME · Entity 12038DirectorMay 06, 2021May 08, 2021
Zymeworks Inc.ZYME · Entity 4458DirectorJanuary 12, 2026January 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSEMBLY BIOSCIENCES, INC.

Report date June 04, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.11 · Expires 2036-06-04Direct8,000 Reported balance After 2026-06-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 8,000 · Balance 8,000

F1: Grant of stock options. The stock options vest, assuming continuous service, upon the earlier of (1) June 4, 2027 and (2) the date of the Issuer's 2027 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of stock options. The stock options vest, assuming continuous service, upon the earlier of (1) June 4, 2027 and (2) the date of the Issuer's 2027 annual meeting of stockholders.

Axsome Therapeutics, Inc.

Report date June 08, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect829 Ending reported balance After 2026-06-10 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-06-08 · Exercise / conversion · Acquired 1,429 · Balance 1,429

F2: On June 6, 2025, the Reporting Person was granted 1,429 RSUs, all of which vested upon the one-year anniversary of the date of grant.

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Row 2 · 2026-06-09 · Sale · Disposed 300 · Balance 1,129

F3: Such transaction was pursuant to a pre-approved 10b5-1 plan, which has now been completed.

F4: These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on June 6, 2025.

Row 3 · 2026-06-10 · Sale · Disposed 300 · Balance 829

F3: Such transaction was pursuant to a pre-approved 10b5-1 plan, which has now been completed.

F4: These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on June 6, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-08 · Exercise / conversion · Disposed 1,429 · Balance 0

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: On June 6, 2025, the Reporting Person was granted 1,429 RSUs, all of which vested upon the one-year anniversary of the date of grant.

F3: Such transaction was pursuant to a pre-approved 10b5-1 plan, which has now been completed.

F4: These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on June 6, 2025.

Zymeworks BC Inc.

Report date May 06, 2021 · Filed May 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.49 · Expires 2031-05-05Direct9,000 Reported balance After 2021-05-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-06 · Grant · Acquired 9,000 · Balance 9,000

F1: Stock options vest on date of next annual general meeting following grant date of May 6, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Stock options vest on date of next annual general meeting following grant date of May 6, 2021.

Zymeworks Inc.

Report date January 12, 2026 · Filed January 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.16 · Expires 2036-01-11Direct11,500 Reported balance After 2026-01-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-12 · Grant · Acquired 11,500 · Balance 11,500

F1: Stock options vest on January 12, 2027.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2027-01-12Direct7,700 Reported balance After 2026-01-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-12 · Grant · Acquired 7,700 · Balance 7,700

F2: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of common stock.

F3: RSUs vest on January 12, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Stock options vest on January 12, 2027.

F2: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of common stock.

F3: RSUs vest on January 12, 2027.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ELI LILLY & Co

Report date April 13, 2018 · Filed February 01, 2019 · Amendment

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,685 Reported balance After 2018-04-16 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2018-04-16 · Sale · Disposed 17,379 · Balance 40,685

F1: This amendment is being filed to correct the total holdings held by the reporting person following the transaction reported on the original Form 4 filed on April 17, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment is being filed to correct the total holdings held by the reporting person following the transaction reported on the original Form 4 filed on April 17, 2018.

Horizon Therapeutics Public Ltd Co

Report date October 06, 2023 · Filed October 06, 2023

Section 16 reporting ended · disclosed 2023-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-06 transaction · row 1
1 source row

Row 1 · 2023-10-06 · Disposition to issuer · Disposed 9,345 · Balance 0

F1: 7,311 Ordinary Shares (as defined in footnote 2 of this Form 4) previously reported as held indirectly by Trust are held directly.

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Ordinary SharesSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2023-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-10-06 · Disposition to issuer · Disposed 9,306 · Balance 0

F1: 7,311 Ordinary Shares (as defined in footnote 2 of this Form 4) previously reported as held indirectly by Trust are held directly.

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-07-27Direct0 Reported balance After 2023-10-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-10-06 · Disposition to issuer · Disposed 4,016 · Balance 0

F3: Each RSU (as defined in footnote 5 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F5: Reflects the disposition of Issuer's restricted stock unit awards (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was canceled and converted into the right to receive a cash amount equal to (i) the total number of Ordinary Shares subject to such RSU multiplied by (ii) the Consideration.

F4: The Ordinary Shares subject to the RSUs vest on July 27, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: 7,311 Ordinary Shares (as defined in footnote 2 of this Form 4) previously reported as held indirectly by Trust are held directly.

F2: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F3: Each RSU (as defined in footnote 5 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F4: The Ordinary Shares subject to the RSUs vest on July 27, 2024.

F5: Reflects the disposition of Issuer's restricted stock unit awards (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was canceled and converted into the right to receive a cash amount equal to (i) the total number of Ordinary Shares subject to such RSU multiplied by (ii) the Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2014 Filed Jul 28, 2014 19:07 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 30,000 $63.90 $1,917,000.00
Disclosure

SEC source: 0000059478-14-000131 · wf-form4_140657441526361.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,798

Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:26 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 14,107 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000060 · wf-form4_139152756373404.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,107 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:26 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 6,627 $54.01 $357,924.27
Disclosure

SEC source: 0000059478-14-000060 · wf-form4_139152756373404.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,798

Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:26 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 14,107 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000060 · wf-form4_139152756373404.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:32 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 12,591 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000037 · wf-form4_139113192557105.xml · derivative · entry 5

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,591

Underlying: Common Stock · 12,591 shares

Expires 2015-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:32 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,417 $54.23 $76,843.91
Disclosure

SEC source: 0000059478-14-000037 · wf-form4_139113192557105.xml · nonDerivative · entry 3

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 7,635

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:32 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 29,288 $54.23 $1,588,288.24
Disclosure

SEC source: 0000059478-14-000037 · wf-form4_139113192557105.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,318

Read SEC document
November 04, 2013 Filed Nov 5, 2013 21:00 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 4,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000059478-13-000062 · wf-form4_138368520909360.xml · derivative · entry 6

Mahony Susan · CIK 0001463321 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,056 shares

Expires 2013-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2013 Filed Nov 5, 2013 21:00 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,906 $50.38 $96,024.28
Disclosure

SEC source: 0000059478-13-000062 · wf-form4_138368520909360.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,030

Read SEC document
November 04, 2013 Filed Nov 5, 2013 21:00 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 4,056 $0.00 $0.00
Disclosure

SEC source: 0000059478-13-000062 · wf-form4_138368520909360.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2013 Filed Apr 29, 2013 17:08 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 3,500 $56.33 $197,155.00
Disclosure

SEC source: 0001209191-13-022861 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,880

Read SEC document
March 26, 2013 Filed Mar 26, 2013 17:03 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $56.00 $280,000.00
Disclosure

SEC source: 0001209191-13-018347 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,380

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2013.

Read SEC document
February 01, 2013 Filed Feb 4, 2013 21:27 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 22,943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005987 · doc4.xml · derivative · entry 7

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,943 shares

Expires 2013-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2013 Filed Feb 4, 2013 21:27 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $54.28 $271,400.00
Disclosure

SEC source: 0001209191-13-005987 · doc4.xml · nonDerivative · entry 3

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,380

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2013.

Read SEC document
February 01, 2013 Filed Feb 4, 2013 21:27 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 22,943 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005987 · doc4.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2013 Filed Feb 4, 2013 21:27 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 10,777 $53.69 $578,617.13
Disclosure

SEC source: 0001209191-13-005987 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,437

Read SEC document
January 25, 2013 Filed Jan 29, 2013 21:47 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 14,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-004991 · doc4.xml · derivative · entry 5

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,107

Underlying: Common Stock · 14,107 shares

Expires 2014-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 25, 2013 Filed Jan 29, 2013 21:47 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,657 $53.21 $88,168.97
Disclosure

SEC source: 0001209191-13-004991 · doc4.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 6,218

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2013 Filed Jan 29, 2013 21:47 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 24,594 $53.21 $1,308,646.74
Disclosure

SEC source: 0001209191-13-004991 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,214

Read SEC document
October 24, 2012 Filed Nov 7, 2012 20:24 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 10,000 $50.45 $504,500.00
Disclosure

SEC source: 0001209191-12-052107 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,620

Read SEC document
January 26, 2012 Filed Jan 30, 2012 22:35 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 22,943 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-006136 · doc4.xml · derivative · entry 5

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,943

Underlying: Common Stock · 22,943 shares

Expires 2013-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2012 Filed Jan 30, 2012 22:35 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 3,077 $39.44 $121,356.88
Disclosure

SEC source: 0001209191-12-006136 · doc4.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,620

Read SEC document
January 26, 2012 Filed Jan 30, 2012 22:35 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,203 $39.44 $47,446.32
Disclosure

SEC source: 0001209191-12-006136 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 4,479

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 26, 2012 Filed Feb 2, 2012 23:48 UTC Amendment ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,285 $39.44 $50,680.40
Disclosure

SEC source: 0001209191-12-007174 · doc4a.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 4,561

F1 · shares: This amendment is being filed to correct the number of securities reported as acquired on the original Form 4 filed on 1/30/2012; 82 shares were inadvertently omitted from the total.

F2 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 25, 2011 Filed Jan 27, 2011 23:02 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 9,297 $34.73 $322,884.81
Disclosure

SEC source: 0001209191-11-005325 · doc4.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,543

Read SEC document
January 25, 2011 Filed Jan 27, 2011 23:02 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,730 $34.73 $60,082.90
Disclosure

SEC source: 0001209191-11-005325 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 3,276

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 23:16 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 1,546 $36.16 $55,903.36
Disclosure

SEC source: 0001209191-10-005346 · doc4.xml · nonDerivative · entry 2

Mahony Susan · CIK 0001463321 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 1,546

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 26, 2010 Filed Jan 28, 2010 23:16 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 8,712 $36.16 $315,025.92
Disclosure

SEC source: 0001209191-10-005346 · doc4.xml · nonDerivative · entry 1

Mahony Susan · CIK 0001463321 · Senior VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,246

Read SEC document
December 01, 2009 Filed Mar 5, 2013 20:19 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 4,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-013861 · doc4.xml · derivative · entry 1

Mahony Susan · CIK 0001463321 · SVP & Pres., Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 4,584

Underlying: CommonStock · 4,584 shares

Expires 2016-12-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.