Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHNSON & JOHNSONJNJ · Entity 2722 | Controller, CAO | February 08, 2019 | February 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHNSON & JOHNSON
Report date February 08, 2019 · Filed February 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,757 |
Ending reported balance
After 2019-02-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-02-08 · Exercise / conversion · Acquired 2,484 · Balance 16,125 F1: Restricted Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting. Row 2 · 2019-02-08 · Tax withholding · Disposed 733 · Balance 15,392 F2: Shares withheld for payment of taxes upon vesting of Restricted Share Units. Row 3 · 2019-02-11 · Exercise / conversion · Acquired 2,839 · Balance 18,231 F3: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board. Row 4 · 2019-02-11 · Grant · Acquired 466 · Balance 18,697 F4: Shares earned due to performance factor of 116.4% upon vesting of Performance Share Units and certification of performance results by the Board. Row 5 · 2019-02-11 · Tax withholding · Disposed 940 · Balance 17,757 F5: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-08 · Exercise / conversion · Disposed 2,484 · Balance 0 F1: Restricted Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,414 |
Reported balance
After 2019-02-11 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-02-11 · Grant · Acquired 1,414 · Balance 1,414 F9: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $131.94 · Expires 2029-02-12 | Direct | 6,880 |
Reported balance
After 2019-02-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-11 · Grant · Acquired 6,880 · Balance 6,880 F8: Awarded under Issuer's Long-Term Incentive Plan. |
| Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-02-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-11 · Exercise / conversion · Disposed 2,839 · Balance 0 F3: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board. |
| Common StockSEC Table I · non-derivative | IndirectBy 401k | 142 |
Reported balance
Holding disclosure · report date 2019-02-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 142 F6: Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2019). |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 623 |
Reported balance
Holding disclosure · report date 2019-02-08 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 623 F7: Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2019). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting.
F2: Shares withheld for payment of taxes upon vesting of Restricted Share Units.
F3: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.
F4: Shares earned due to performance factor of 116.4% upon vesting of Performance Share Units and certification of performance results by the Board.
F5: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.
F6: Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2019).
F7: Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (1/31/2019).
F8: Awarded under Issuer's Long-Term Incentive Plan.
F9: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2016 Filed Jan 21, 2016 00:25 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionCommon Stock | 3,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024573 · doc4.xml · nonDerivative · entry 1 Kapusta Ronald A · CIK 0001654212 · Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on January 16, 2013, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date. Read SEC document |
| October 23, 2015 Filed Oct 27, 2015 19:38 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,239 | $0.00 Strike: $58.34 | $0.00 |
DisclosureSEC source: 0001225208-15-019918 · doc4.xml · derivative · entry 5 Kapusta Ronald A · CIK 0001654212 · Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,239 shares Expires 2016-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2015 Filed Oct 27, 2015 19:38 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | SaleCommon Stock | 6,239 | $99.68 | $621,903.52 |
DisclosureSEC source: 0001225208-15-019918 · doc4.xml · nonDerivative · entry 2 Kapusta Ronald A · CIK 0001654212 · Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,803 F1 · price: This transaction was executed in multiple trades at prices ranging from $99.68 to $99.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 23, 2015 Filed Oct 27, 2015 19:38 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionCommon Stock | 6,239 | $58.34 | $363,983.26 |
DisclosureSEC source: 0001225208-15-019918 · doc4.xml · nonDerivative · entry 1 Kapusta Ronald A · CIK 0001654212 · Controller, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.