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SLTA III (GP), L.L.C.

Disclosed activity across 7 companies

Tapewire entity
12022
SEC CIK
0001491808

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dell Technologies Inc.DELL · Entity 2822Director · 10% ownerFebruary 14, 2019February 19, 2019
GoDaddy Inc.GDDY · Entity 256910% ownerAugust 17, 2018August 21, 2018
N-able, Inc.NABL · Entity 5203Director · 10% ownerMay 28, 2026June 01, 2026
Pivotal Software, Inc.PVTL · Entity 1191910% ownerApril 19, 2018April 20, 2018
VMWARE LLCVMW · Entity 1169010% ownerNovember 01, 2017November 03, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld through Silver Lake Partners III, L.P.0 Reported balance After 2019-02-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-02-14 · Other · Disposed 59,317,156 · Balance 0

F1: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F7: These shares of Class B Common Stock were directly held by SLP III. The general partner of SLP III is SLTA III and the general partner of SLTA III is SLTA III GP.

F11: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld through Silver Lake Technology Investors III, L.P.0 Reported balance After 2019-02-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-14 · Other · Disposed 1,693,974 · Balance 0

F1: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F8: These shares of Class B Common Stock were directly held by SLTI III. The general partner of SLTI III is SLTA III and the general partner of SLTA III is SLTA III GP.

F11: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld through SL SPV-2, L.P.39,047,589 Reported balance After 2019-02-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-14 · Other · Disposed 21,963,541 · Balance 39,047,589

F1: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F5: Following the distributions described in footnote (4) above, SPV-2 contributed the shares of Class B Common Stock to be sold to Fund V to a new entity, Denali AIV Holdings, L.P. ("Denali AIV") in which SPV-2 owned an interest and then distributed its interest in Denali AIV to certain investors in SPV-2 who were to receive cash proceeds in the sale of Class B Common Stock to Fund V. SLTA SPV-2, L.P., the general partner of SPV-2 further distributed the interests in Denali AIV it received to certain of its partners who were to receive cash proceeds in the sale.

F9: These shares of Class B Common Stock are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F11: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Class B Common StockSEC Table II · derivative / convertible securityIndirectHeld through Denali AIV Holdings, L.P.0 Reported balance After 2019-02-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-14 · Sale · Disposed 21,963,541 · Balance 0

F1: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F6: Following the distributions and contributions described above, Denali AIV sold 21,963,541 shares of Class B Common Stock to SLP V and SLTI V, which purchased 21,697,586 and 265,955 shares of Class B Common Stock, respectively, in each case, at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share.

F10: These shares of Class B Common Stock were directly held by Denali AIV and were subsequently sold to Fund V, as described above. Following such sale, Denali AIV holds zero shares of Class B Common Stock. The general partner of Denali AIV is SLTA SPV and the general partner of SLTA SPV is SLTA SPV GP.

F11: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F5: Following the distributions described in footnote (4) above, SPV-2 contributed the shares of Class B Common Stock to be sold to Fund V to a new entity, Denali AIV Holdings, L.P. ("Denali AIV") in which SPV-2 owned an interest and then distributed its interest in Denali AIV to certain investors in SPV-2 who were to receive cash proceeds in the sale of Class B Common Stock to Fund V. SLTA SPV-2, L.P., the general partner of SPV-2 further distributed the interests in Denali AIV it received to certain of its partners who were to receive cash proceeds in the sale.

F6: Following the distributions and contributions described above, Denali AIV sold 21,963,541 shares of Class B Common Stock to SLP V and SLTI V, which purchased 21,697,586 and 265,955 shares of Class B Common Stock, respectively, in each case, at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share.

F7: These shares of Class B Common Stock were directly held by SLP III. The general partner of SLP III is SLTA III and the general partner of SLTA III is SLTA III GP.

F8: These shares of Class B Common Stock were directly held by SLTI III. The general partner of SLTI III is SLTA III and the general partner of SLTA III is SLTA III GP.

F9: These shares of Class B Common Stock are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F10: These shares of Class B Common Stock were directly held by Denali AIV and were subsequently sold to Fund V, as described above. Following such sale, Denali AIV holds zero shares of Class B Common Stock. The general partner of Denali AIV is SLTA SPV and the general partner of SLTA SPV is SLTA SPV GP.

F11: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectHeld through SLP GD Investors, L.L.C.0 Last balance in matching sequence After 2018-08-17 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-08-17 · Conversion · Acquired 1,679,862 · Balance 1,679,862

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F3: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III DE (AIV IV), L.P., which is the managing member of SLP GD Investors, L.L.C. ("SLP GD" and together with Silver Lake Group, L.L.C., SLTA III (GP), L.L.C., Silver Lake Technology Associates III, L.P., SLP III Kingdom Feeder I, L.P. ("Feeder I"), and Silver Lake Partners III DE (AIV IV), L.P., the "Reporting Persons").

F4: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F7: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 2 · 2018-08-17 · Sale · Disposed 1,679,862 · Balance 0

F2: The proceeds per Share, before expenses, to the selling stockholders in an underwritten public offering is $75.61.

F3: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III DE (AIV IV), L.P., which is the managing member of SLP GD Investors, L.L.C. ("SLP GD" and together with Silver Lake Group, L.L.C., SLTA III (GP), L.L.C., Silver Lake Technology Associates III, L.P., SLP III Kingdom Feeder I, L.P. ("Feeder I"), and Silver Lake Partners III DE (AIV IV), L.P., the "Reporting Persons").

F4: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F7: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through SLP III Kingdom Feeder I, L.P.2,366,330 Last balance in matching sequence After 2018-08-17 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2018-08-17 · Sale · Disposed 1,320,138 · Balance 2,420,530

F2: The proceeds per Share, before expenses, to the selling stockholders in an underwritten public offering is $75.61.

F4: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F6: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P. which is the general partner of Feeder I.

F7: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 4 · 2018-08-17 · Other · Disposed 54,200 · Balance 2,366,330

F8: Represents a distribution by Feeder I of Shares to Silver Lake Technology Associates III, L.P., which Shares were then distributed to SLTA III (GP), L.L.C., which distributed the Shares to Silver Lake Group, L.L.C., which distributed the Shares to certain of its members as an in-kind distribution. The receipt of Shares by each entity was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F4: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F6: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P. which is the general partner of Feeder I.

F7: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectHeld through SLP GD Investors, L.L.C.2,892,378 Reported balance After 2018-08-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-08-17 · Conversion · Disposed 1,679,862 · Balance 2,892,378

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F3: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III DE (AIV IV), L.P., which is the managing member of SLP GD Investors, L.L.C. ("SLP GD" and together with Silver Lake Group, L.L.C., SLTA III (GP), L.L.C., Silver Lake Technology Associates III, L.P., SLP III Kingdom Feeder I, L.P. ("Feeder I"), and Silver Lake Partners III DE (AIV IV), L.P., the "Reporting Persons").

F4: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F7: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F2: The proceeds per Share, before expenses, to the selling stockholders in an underwritten public offering is $75.61.

F3: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III DE (AIV IV), L.P., which is the managing member of SLP GD Investors, L.L.C. ("SLP GD" and together with Silver Lake Group, L.L.C., SLTA III (GP), L.L.C., Silver Lake Technology Associates III, L.P., SLP III Kingdom Feeder I, L.P. ("Feeder I"), and Silver Lake Partners III DE (AIV IV), L.P., the "Reporting Persons").

F4: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F6: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P. which is the general partner of Feeder I.

F7: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F8: Represents a distribution by Feeder I of Shares to Silver Lake Technology Associates III, L.P., which Shares were then distributed to SLTA III (GP), L.L.C., which distributed the Shares to Silver Lake Group, L.L.C., which distributed the Shares to certain of its members as an in-kind distribution. The receipt of Shares by each entity was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote352,499 Reported balance After 2026-05-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 104,346 · Balance 352,499

F1: Represents restricted stock units awarded to each of Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") as part of the Issuer's non-employee director compensation program. The restricted stock units vest in full on the day immediately preceding the Issuer's next annual meeting of stockholders following the grant date, subject to the director's continued service through such date.

F2: Includes restricted stock units described in footnote (1) above and shares of common stock held by Kenneth Y. Hao, Michael J. Bingle, Michael Widmann and Jason White, executives of SLG, who were awarded shares of common stock of SolarWinds Corporation ("SolarWinds"), as part of SolarWinds's non-employee director compensation policy, and as a result of the spin-off of the Issuer from SolarWinds, received shares of common stock of the Issuer. Such shares of common stock of the Issuer are held for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Partners IV, L.P.43,338,406 Reported balance Holding disclosure · report date 2026-05-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 43,338,406

F3: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Technology Investors IV, L.P.712,320 Reported balance Holding disclosure · report date 2026-05-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 712,320

F4: These securities are directly held by SLTI IV. The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectHeld through SLP Aurora Co-Invest, L.P.17,323,318 Reported balance Holding disclosure · report date 2026-05-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 17,323,318

F5: These securities are directly held by SLP Aurora. The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Technology Associates IV L.P.99,825 Reported balance Holding disclosure · report date 2026-05-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 99,825

F6: These securities are directly held by Silver Lake Technology Associates IV, L.P. ("SLTA IV"), which expects at a future date to further distribute such shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded to each of Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") as part of the Issuer's non-employee director compensation program. The restricted stock units vest in full on the day immediately preceding the Issuer's next annual meeting of stockholders following the grant date, subject to the director's continued service through such date.

F2: Includes restricted stock units described in footnote (1) above and shares of common stock held by Kenneth Y. Hao, Michael J. Bingle, Michael Widmann and Jason White, executives of SLG, who were awarded shares of common stock of SolarWinds Corporation ("SolarWinds"), as part of SolarWinds's non-employee director compensation policy, and as a result of the spin-off of the Issuer from SolarWinds, received shares of common stock of the Issuer. Such shares of common stock of the Issuer are held for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

F3: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F4: These securities are directly held by SLTI IV. The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F5: These securities are directly held by SLP Aurora. The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F6: These securities are directly held by Silver Lake Technology Associates IV, L.P. ("SLTA IV"), which expects at a future date to further distribute such shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2018-04-19 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time, at the holder's option, except under limited circumstances specified in the certificate of incorporation of Pivotal Software, Inc., and has no expiration date.

F2: The shares of Class B common stock are owned by EMC Corporation ("EMC"). EMC is directly owned by Dell Inc., which in turn is indirectly wholly owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary, Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P., Silver Lake Technology Investors III, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P. and SLP Denali Co-Invest, L.P. (collectively, the "Silver Lake Funds") and Michael S. Dell, and the Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies, including EMC, of any shares of common stock of the Issuer held by them.

F3: Silver Lake Group, L.L.C. is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III"), which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III, L.P. and Silver Lake Technology Investors III, L.P. and the managing member of SLP Denali Co-Invest GP, L.L.C., which is the general partner of SLP Denali Co-Invest, L.P. and (ii) SLTA IV (GP), L.L.C. ("SLTA IV"), which is the general partner of Silver Lake Technology Associates IV, L.P., which is the general partner of Silver Lake Partners IV, L.P. and Silver Lake Technology Investors IV, L.P. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of Silver Lake Group, L.L.C.

F4: As a result of the relationships and contractual provisions described in footnotes (2) and (3) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by EMC. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time, at the holder's option, except under limited circumstances specified in the certificate of incorporation of Pivotal Software, Inc., and has no expiration date.

F2: The shares of Class B common stock are owned by EMC Corporation ("EMC"). EMC is directly owned by Dell Inc., which in turn is indirectly wholly owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary, Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P., Silver Lake Technology Investors III, L.P., Silver Lake Partners IV, L.P., Silver Lake Technology Investors IV, L.P. and SLP Denali Co-Invest, L.P. (collectively, the "Silver Lake Funds") and Michael S. Dell, and the Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies, including EMC, of any shares of common stock of the Issuer held by them.

F3: Silver Lake Group, L.L.C. is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III"), which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III, L.P. and Silver Lake Technology Investors III, L.P. and the managing member of SLP Denali Co-Invest GP, L.L.C., which is the general partner of SLP Denali Co-Invest, L.P. and (ii) SLTA IV (GP), L.L.C. ("SLTA IV"), which is the general partner of Silver Lake Technology Associates IV, L.P., which is the general partner of Silver Lake Partners IV, L.P. and Silver Lake Technology Investors IV, L.P. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of Silver Lake Group, L.L.C.

F4: As a result of the relationships and contractual provisions described in footnotes (2) and (3) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by EMC. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnotes30,678,605 Reported balance After 2017-11-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-11-01 · Sale · Disposed 435,682 · Balance 30,678,605

F1: The price per share paid for the Class A Common Stock sold in the reported transaction was calculated in the manner reported in the Form 4 filed by the Reporting Persons on September 13, 2017.

F2: The 435,682 shares of Class A Common Stock of VMware, Inc. (the "Issuer") sold in the reported transaction, which closed on November 3, 2017, were held directly by EMC Equity Assets LLC, a direct wholly-owned subsidiary of EMC Corporation ("EMC"). Of the 30,678,605 shares of Class A Common Stock reported in Column 5 of Table I, (a) EMC is the record holder of 10,149,359 shares, (b) VMW Holdco LLC, a direct wholly-owned subsidiary of EMC, is the record holder of 20,000,000 shares, and (c) EMC Equity Assets LLC is the record holder of 529,246 shares.

F3: EMC is directly wholly-owned by Dell Inc., which in turn is indirectly wholly-owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P. ("SLP III"), Silver Lake Technology Investors III, L.P. ("SLTI III"), Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Denali Co-Invest, L.P. ("SLP Denali," and together with SLP III, SLTI III, SLP IV and SLTI IV, the "Silver Lake Funds").

F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III GP"), which is the general partner of Silver Lake Technology Associates III, L.P. ("SLTA III"), which is the general partner of SLP III and SLTI III and the managing member of SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"), which is the general partner of SLP Denali and (ii) SLTA IV (GP), L.L.C. ("SLTA IV GP"), which is the general partner of Silver Lake Technology Associates IV, L.P. ("SLTA IV", and collectively with the Silver Lake Funds, SLP Denali GP, SLTA III, SLTA III GP, SLTA IV GP and SLG, the "Silver Lake Investors"), which is the general partner of SLP IV and SLTI IV. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG.

F5: The Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies of any shares of common stock of the Issuer held by them. As a result of the relationships and contractual provisions described above and in footnotes (2), (3) and (4) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by VMW Holdco LLC, EMC Equity Assets LLC and EMC.

F6: This filing shall not be deemed an admission that the Silver Lake Investors engaged in any transaction subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The price per share paid for the Class A Common Stock sold in the reported transaction was calculated in the manner reported in the Form 4 filed by the Reporting Persons on September 13, 2017.

F2: The 435,682 shares of Class A Common Stock of VMware, Inc. (the "Issuer") sold in the reported transaction, which closed on November 3, 2017, were held directly by EMC Equity Assets LLC, a direct wholly-owned subsidiary of EMC Corporation ("EMC"). Of the 30,678,605 shares of Class A Common Stock reported in Column 5 of Table I, (a) EMC is the record holder of 10,149,359 shares, (b) VMW Holdco LLC, a direct wholly-owned subsidiary of EMC, is the record holder of 20,000,000 shares, and (c) EMC Equity Assets LLC is the record holder of 529,246 shares.

F3: EMC is directly wholly-owned by Dell Inc., which in turn is indirectly wholly-owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary Denali Intermediate Inc. Dell Technologies is owned by investors including Silver Lake Partners III, L.P. ("SLP III"), Silver Lake Technology Investors III, L.P. ("SLTI III"), Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Denali Co-Invest, L.P. ("SLP Denali," and together with SLP III, SLTI III, SLP IV and SLTI IV, the "Silver Lake Funds").

F4: Silver Lake Group, L.L.C. ("SLG") is the managing member of (i) SLTA III (GP), L.L.C. ("SLTA III GP"), which is the general partner of Silver Lake Technology Associates III, L.P. ("SLTA III"), which is the general partner of SLP III and SLTI III and the managing member of SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"), which is the general partner of SLP Denali and (ii) SLTA IV (GP), L.L.C. ("SLTA IV GP"), which is the general partner of Silver Lake Technology Associates IV, L.P. ("SLTA IV", and collectively with the Silver Lake Funds, SLP Denali GP, SLTA III, SLTA III GP, SLTA IV GP and SLG, the "Silver Lake Investors"), which is the general partner of SLP IV and SLTI IV. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG.

F5: The Silver Lake Funds have the right, under an agreement with Dell Technologies and other Dell Technologies stockholders, to approve the sale by Dell Technologies or specified subsidiaries of Dell Technologies of any shares of common stock of the Issuer held by them. As a result of the relationships and contractual provisions described above and in footnotes (2), (3) and (4) above, each of the Reporting Persons may be deemed to beneficially own securities of the Issuer held by VMW Holdco LLC, EMC Equity Assets LLC and EMC.

F6: This filing shall not be deemed an admission that the Silver Lake Investors engaged in any transaction subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), are subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-07-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectHeld through SLP IV West Feeder I, L.P.0 Reported balance After 2021-07-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-07-22 · Other · Disposed 27,830,244 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F2: These securities were held by SLP IV West Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV West Feeder I, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV"). The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through SLP IV Basquiat Feeder I, L.P.0 Reported balance After 2021-07-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-07-22 · Other · Disposed 32,286,295 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F3: These securities were held by SLP IV Basquiat Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV Basquiat Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings Co-Invest II, L.P.0 Reported balance After 2021-07-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-07-22 · Other · Disposed 127,826 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings Co-Invest Feeder II, L.P.0 Reported balance After 2021-07-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-07-22 · Other · Disposed 9,485,459 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F5: These securities were held by SLP West Holdings Co-Invest Feeder II, L.P and are now indirectly owned through West HoldCo II. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through SL SPV-1 Feeder I, L.P.0 Reported balance After 2021-07-22 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-07-22 · Other · Disposed 17,741,490 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F6: These securities were held by SL SPV-1 Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SLTA SPV GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings Co-Invest, L.P.0 Reported balance After 2021-07-22 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-07-22 · Other · Disposed 367,668 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Partners VI DE (AIV), L.P.0 Reported balance After 2021-07-22 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2021-07-22 · Other · Disposed 3,830,911 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F8: These securities were held by Silver Lake Partners VI DE (AIV), L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Partners VI DE (AIV), L.P. is Silver Lake Technology Associates VI, L.P. ("SLTA VI"). The general partner of SLTA VI is SLTA VI (GP), L.L.C. ("SLTA VI GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class A Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Technology Investors VI, L.P.0 Reported balance After 2021-07-22 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2021-07-22 · Other · Disposed 306,589 · Balance 0

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F9: These securities were held by Silver Lake Technology Investors VI, L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Technology Investors VI, L.P. is SLTA VI. The general partner of SLTA VI is SLTA VI GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings, L.L.C.0 Reported balance After 2021-07-22 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2021-07-22 · Other · Disposed 13,227,774 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F10: These securities were held by SLP West Holdings, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings II, L.L.C.0 Reported balance After 2021-07-22 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2021-07-22 · Other · Disposed 21,284,084 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F11: These securities were held by SLP West Holdings II, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP IV West Feeder I, L.P.0 Reported balance After 2021-07-22 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2021-07-22 · Other · Disposed 27,830,244 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F2: These securities were held by SLP IV West Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV West Feeder I, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV"). The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP IV Basquiat Feeder I, L.P.0 Reported balance After 2021-07-22 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2021-07-22 · Other · Disposed 32,286,295 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F3: These securities were held by SLP IV Basquiat Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV Basquiat Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Partners IV DE (AIV III), L.P.0 Reported balance After 2021-07-22 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2021-07-22 · Other · Disposed 25,055,370 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F12: These securities were held by Silver Lake Partners IV DE (AIV III), L.P and are now indirectly owned through West HoldCo. The general partner of Silver Lake Partners IV DE (AIV III), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Technology Investors IV (Delaware II), L.P.0 Reported balance After 2021-07-22 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2021-07-22 · Other · Disposed 991,666 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F13: These securities were held by Silver Lake Technology Investors IV (Delaware II), L.P. and are now indirectly owned through West HoldCo. The general partner of Silver Lake Technology Investors IV (Delaware II), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings III, L.P.0 Reported balance After 2021-07-22 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 15 · 2021-07-22 · Other · Disposed 3,378,939 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F14: These securities were held by SLP West Holdings III, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings IV, L.P.0 Reported balance After 2021-07-22 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 16 · 2021-07-22 · Other · Disposed 1,166,346 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F15: These securities were held by SLP West Holdings IV, L.P and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings Co-Invest II, L.P.0 Reported balance After 2021-07-22 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 17 · 2021-07-22 · Other · Disposed 9,565,989 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings Co-Invest Feeder II, L.P.0 Reported balance After 2021-07-22 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 18 · 2021-07-22 · Other · Disposed 9,396,118 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F5: These securities were held by SLP West Holdings Co-Invest Feeder II, L.P and are now indirectly owned through West HoldCo II. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SL SPV-1 Feeder I, L.P.0 Reported balance After 2021-07-22 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 19 · 2021-07-22 · Other · Disposed 17,741,490 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F6: These securities were held by SL SPV-1 Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SLTA SPV GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Class Y Common StockSEC Table I · non-derivativeIndirectHeld through SLP West Holdings Co-Invest, L.P.0 Reported balance After 2021-07-22 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 20 · 2021-07-22 · Other · Disposed 7,467,906 · Balance 0

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through SLP West Holdings, L.L.C.0 Reported balance After 2021-07-22 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2021-07-22 · Other · Disposed 13,227,774 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F10: These securities were held by SLP West Holdings, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through SLP West Holdings II, L.L.C.0 Reported balance After 2021-07-22 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2021-07-22 · Other · Disposed 21,284,084 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F11: These securities were held by SLP West Holdings II, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through Silver Lake Partners IV DE (AIV III), L.P.0 Reported balance After 2021-07-22 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2021-07-22 · Other · Disposed 25,055,370 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F12: These securities were held by Silver Lake Partners IV DE (AIV III), L.P and are now indirectly owned through West HoldCo. The general partner of Silver Lake Partners IV DE (AIV III), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through Silver Lake Technology Investors IV (Delaware II), L.P.0 Reported balance After 2021-07-22 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2021-07-22 · Other · Disposed 991,666 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F13: These securities were held by Silver Lake Technology Investors IV (Delaware II), L.P. and are now indirectly owned through West HoldCo. The general partner of Silver Lake Technology Investors IV (Delaware II), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through SLP West Holdings III, L.P.0 Reported balance After 2021-07-22 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2021-07-22 · Other · Disposed 3,378,939 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F14: These securities were held by SLP West Holdings III, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through SLP West Holdings IV, L.P.0 Reported balance After 2021-07-22 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2021-07-22 · Other · Disposed 1,166,346 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F15: These securities were held by SLP West Holdings IV, L.P and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through SLP West Holdings Co-Invest II, L.P.0 Reported balance After 2021-07-22 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2021-07-22 · Other · Disposed 9,565,989 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Units of Endeavor Operating CompanySEC Table II · derivative / convertible securityIndirectHeld through SLP West Holdings Co-Invest, L.P.0 Reported balance After 2021-07-22 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2021-07-22 · Other · Disposed 7,467,906 · Balance 0

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP").

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed in connection with an internal reorganization of securities of Endeavor Group Holdings, Inc. (the "Issuer") held by certain investment funds affiliated with Silver Lake Group, L.L.C. ("SLG"), whereby certain direct and indirect holders of securities transferred their interests in the Issuer to either Silver Lake West HoldCo, L.P. or Silver Lake West HoldCo II, L.P. (together, the "HoldCos"), which now hold all of the securities of the Issuer beneficially owned by investment funds affiliated with SLG. There has been no change in the aggregate amount of securities of the Issuer economically owned by SLG and its affiliates. The HoldCos are separately filing Form 3 filings and will continue to report transactions in securities of the Issuer on behalf of investment funds managed by SLG and its affiliates. Mr. Egon Durban is the managing member of Silver Lake West VoteCo, L.L.C., which is the general partner of the HoldCos.

F2: These securities were held by SLP IV West Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV West Feeder I, L.P. is Silver Lake Technology Associates IV, L.P. ("SLTA IV"). The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F3: These securities were held by SLP IV Basquiat Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SLP IV Basquiat Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F4: These securities were held by SLP West Holdings Co-Invest II, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").

F5: These securities were held by SLP West Holdings Co-Invest Feeder II, L.P and are now indirectly owned through West HoldCo II. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP.

F6: These securities were held by SL SPV-1 Feeder I, L.P. and are now indirectly owned through West HoldCo II. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SLTA SPV GP").

F7: These securities were held by SLP West Holdings Co-Invest, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP").

F8: These securities were held by Silver Lake Partners VI DE (AIV), L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Partners VI DE (AIV), L.P. is Silver Lake Technology Associates VI, L.P. ("SLTA VI"). The general partner of SLTA VI is SLTA VI (GP), L.L.C. ("SLTA VI GP").

F9: These securities were held by Silver Lake Technology Investors VI, L.P. and are now indirectly owned through West HoldCo II. The general partner of Silver Lake Technology Investors VI, L.P. is SLTA VI. The general partner of SLTA VI is SLTA VI GP.

F10: These securities were held by SLP West Holdings, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F11: These securities were held by SLP West Holdings II, L.L.C. and are now indirectly owned through West HoldCo. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F12: These securities were held by Silver Lake Partners IV DE (AIV III), L.P and are now indirectly owned through West HoldCo. The general partner of Silver Lake Partners IV DE (AIV III), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F13: These securities were held by Silver Lake Technology Investors IV (Delaware II), L.P. and are now indirectly owned through West HoldCo. The general partner of Silver Lake Technology Investors IV (Delaware II), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F14: These securities were held by SLP West Holdings III, L.P. and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP

F15: These securities were held by SLP West Holdings IV, L.P and are now indirectly owned through West HoldCo. The general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.

F16: SLG is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SLTA SPV GP and SLP Co-Invest GP. Egon Durban is a director of the Issuer and is a Co-CEO and Managing Member of SLG. Following the internal reorganization described herein, West HoldCo holds (i) 495,494 shares of Class A common stock and (ii) 82,138,074 limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer and an equal number of shares of Class Y common stock, and West HoldCo II holds 91,480,988 shares of Class A common stock and 87,254,147 shares of Class Y common stock.

F17: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F18: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

Section 16 reporting ended · disclosed 2025-04-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2025-04-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-04-16 · Disposition to issuer · Disposed 239,310 · Balance 0

F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger.

F2: These securities were held by Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") and Jason White and Michael Bingle, former directors of the Issuer and executives of SLG, as part of the Issuer's director compensation program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Partners IV, L.P.0 Reported balance After 2025-04-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-04-16 · Disposition to issuer · Disposed 43,338,406 · Balance 0

F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger.

F3: These securities were directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Technology Investors IV, L.P.0 Reported balance After 2025-04-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2025-04-16 · Disposition to issuer · Disposed 712,321 · Balance 0

F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger.

F4: These securities were directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectHeld through SLP Aurora Co-Invest, L.P.0 Reported balance After 2025-04-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2025-04-16 · Disposition to issuer · Disposed 17,323,319 · Balance 0

F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger.

F5: These securities were directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectHeld through Silver Lake Technology Associates IV, L.P.0 Reported balance After 2025-04-16 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2025-04-16 · Disposition to issuer · Disposed 99,825 · Balance 0

F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger.

F6: These securities were directly held by SLTA IV. The general partner of SLTA IV is SLTA IV GP. SLTA IV directly holds such Shares and expects at a future date to distribute such Shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: On April 16, 2025, pursuant to the Agreement and Plan of Merger dated as of February 7, 2025, by and among Starlight Parent, LLC ("Parent"), Starlight Merger Sub, Inc. ("Merger Subsidiary"), and the Issuer, Merger Subsidiary merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger each issued and outstanding share of the Issuer's Common Stock, par value $0.001 per share (the "Shares"), owned by the Reporting Person was cancelled and converted into the right to receive $18.50 per share in cash without interest thereon. Messers. Hao and Widmann resigned from the board of directors of the Issuer effective upon closing of the Merger.

F2: These securities were held by Kenneth Y. Hao and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG") and Jason White and Michael Bingle, former directors of the Issuer and executives of SLG, as part of the Issuer's director compensation program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

F3: These securities were directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F4: These securities were directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F5: These securities were directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F6: These securities were directly held by SLTA IV. The general partner of SLTA IV is SLTA IV GP. SLTA IV directly holds such Shares and expects at a future date to distribute such Shares to certain direct and indirect partners of SLTA IV, for the sole purpose of charitable giving.

F7: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are or were the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass A Common Stock 89,341 $24.00 $2,144,184.00
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 3

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings Co-Invest Feeder II, L.P.

Disclosed balance after: 9,485,459

F1 · price: Represents shares of Class A common stock purchased pursuant to a private placement in connection with the initial public offering of Endeavor Group Holdings, Inc. (the "Issuer").

F8 · ownership.nature: These securities are directly held by SLP West Holdings Co-Invest Feeder II, L.P. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
May 03, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass A Common Stock 306,589 $24.00 $7,358,136.00
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 2

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors VI, L.P.

Disclosed balance after: 306,589

F1 · price: Represents shares of Class A common stock purchased pursuant to a private placement in connection with the initial public offering of Endeavor Group Holdings, Inc. (the "Issuer").

F7 · ownership.nature: These securities are directly held by Silver Lake Technology Investors VI, L.P. The general partner of Silver Lake Technology Investors VI, L.P. is SLTA VI. The general partner of SLTA VI is SLTA VI GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 03, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass A Common Stock 3,830,911 $24.00 $91,941,864.00
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 1

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners VI DE (AIV), L.P.

Disclosed balance after: 3,830,911

F1 · price: Represents shares of Class A common stock purchased pursuant to a private placement in connection with the initial public offering of Endeavor Group Holdings, Inc. (the "Issuer").

F6 · ownership.nature: These securities are directly held by Silver Lake Partners VI DE (AIV), L.P. The general partner of Silver Lake Partners VI DE (AIV), L.P. is Silver Lake Technology Associates VI, L.P. ("SLTA VI"). The general partner of SLTA VI is SLTA VI (GP), L.L.C. ("SLTA VI GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantUnits of Endeavor Operating Company · Derivative 991,666 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · derivative · entry 29

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV (Delaware II), L.P.

Disclosed balance after: 991,666

Underlying: Class A Common Stock · 991,666 shares

Expires not disclosed

F23 · security: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F23 · derivative.exercise_price: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F5 · price: Represents securities received in connection with the Issuer's purchase of the holder's interests in UFC Parent in connection with the UFC Buyout.

F23 · derivative.exercise_date: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F23 · derivative.expiration_date: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F19 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV (Delaware II), L.P. The general partner of Silver Lake Technology Investors IV (Delaware II), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantUnits of Endeavor Operating Company · Derivative 25,055,370 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · derivative · entry 28

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV DE (AIV III), L.P.

Disclosed balance after: 25,055,370

Underlying: Class A Common Stock · 25,055,370 shares

Expires not disclosed

F23 · security: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F23 · derivative.exercise_price: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F5 · price: Represents securities received in connection with the Issuer's purchase of the holder's interests in UFC Parent in connection with the UFC Buyout.

F23 · derivative.exercise_date: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F23 · derivative.expiration_date: Units of Endeavor Operating Company represent limited liability company units of Endeavor Operating Company, LLC and an equal number of paired shares of Class X common stock of the Issuer, which, pursuant to the limited liability company agreement of Endeavor Operating Company, LLC, are together exchangeable by the holder on a one-for-one basis for, at the option of the Issuer (i) a share of Class A Common Stock, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) subject to certain conditions, an equivalent amount of cash. Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share.

F18 · ownership.nature: These securities are directly held by Silver Lake Partners IV DE (AIV III), L.P. The general partner of Silver Lake Partners IV DE (AIV III), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass X Common Stock 9,565,989 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 27

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings Co-Invest II, L.P.

Disclosed balance after: 9,565,989

F22 · security: Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. Each share of Class X common stock will be automatically redeemed upon the exchange by the holder of paired limited liability company units of Endeavor Operating Company, LLC as described further below. In future Section 16 filings, these shares of Class X common stock will be reported in Table II as a component of a Unit of Endeavor Operating Company, as further described below.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F10 · ownership.nature: These securities are directly held by SLP West Holdings Co-Invest II, L.P. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass X Common Stock 7,467,906 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 26

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings Co-Invest, L.P.

Disclosed balance after: 7,467,906

F22 · security: Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. Each share of Class X common stock will be automatically redeemed upon the exchange by the holder of paired limited liability company units of Endeavor Operating Company, LLC as described further below. In future Section 16 filings, these shares of Class X common stock will be reported in Table II as a component of a Unit of Endeavor Operating Company, as further described below.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F9 · ownership.nature: These securities are directly held by SLP West Holdings Co-Invest, L.P. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass X Common Stock 1,166,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 25

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings IV, L.P.

Disclosed balance after: 1,166,346

F22 · security: Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. Each share of Class X common stock will be automatically redeemed upon the exchange by the holder of paired limited liability company units of Endeavor Operating Company, LLC as described further below. In future Section 16 filings, these shares of Class X common stock will be reported in Table II as a component of a Unit of Endeavor Operating Company, as further described below.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F17 · ownership.nature: These securities are directly held by SLP West Holdings IV, L.P. the general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass X Common Stock 3,378,939 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 24

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings III, L.P.

Disclosed balance after: 3,378,939

F22 · security: Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. Each share of Class X common stock will be automatically redeemed upon the exchange by the holder of paired limited liability company units of Endeavor Operating Company, LLC as described further below. In future Section 16 filings, these shares of Class X common stock will be reported in Table II as a component of a Unit of Endeavor Operating Company, as further described below.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F16 · ownership.nature: These securities are directly held by SLP West Holdings III, L.P. the general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass X Common Stock 21,284,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 23

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings II, L.L.C.

Disclosed balance after: 21,284,084

F22 · security: Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. Each share of Class X common stock will be automatically redeemed upon the exchange by the holder of paired limited liability company units of Endeavor Operating Company, LLC as described further below. In future Section 16 filings, these shares of Class X common stock will be reported in Table II as a component of a Unit of Endeavor Operating Company, as further described below.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F15 · ownership.nature: These securities are directly held by SLP West Holdings II, L.L.C. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass X Common Stock 13,227,774 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 22

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings, L.L.C.

Disclosed balance after: 13,227,774

F22 · security: Shares of Class X common stock of the Issuer have no economic rights and each share of Class X common stock entitles its holder to 1 vote per share. Each share of Class X common stock will be automatically redeemed upon the exchange by the holder of paired limited liability company units of Endeavor Operating Company, LLC as described further below. In future Section 16 filings, these shares of Class X common stock will be reported in Table II as a component of a Unit of Endeavor Operating Company, as further described below.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F14 · ownership.nature: These securities are directly held by SLP West Holdings, L.L.C. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 9,565,989 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 18

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings Co-Invest II, L.P.

Disclosed balance after: 9,565,989

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F10 · ownership.nature: These securities are directly held by SLP West Holdings Co-Invest II, L.P. The general partner of SLP West Holdings Co-Invest II, L.P. is SLP Co-Invest GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 7,467,906 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 17

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings Co-Invest, L.P.

Disclosed balance after: 7,467,906

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F9 · ownership.nature: These securities are directly held by SLP West Holdings Co-Invest, L.P. The general partner of SLP West Holdings Co-Invest, L.P. is SLP Denali Co-Invest GP, L.L.C. The managing member of SLP Denali Co-Invest GP, L.L.C. is Silver Lake Technology Associates III, L.P. The general partner of Silver Lake Technology Associates III, L.P. is SLTA III (GP), L.L.C. ("SLTA III GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 1,166,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 16

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings IV, L.P.

Disclosed balance after: 1,166,346

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F17 · ownership.nature: These securities are directly held by SLP West Holdings IV, L.P. the general partner of SLP West Holdings IV, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 3,378,939 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 15

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings III, L.P.

Disclosed balance after: 3,378,939

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F16 · ownership.nature: These securities are directly held by SLP West Holdings III, L.P. the general partner of SLP West Holdings III, L.P. is SLP West GP Holdings, L.L.C. The managing member of SLP West GP Holdings, L.L.C. is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 21,284,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 14

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings II, L.L.C.

Disclosed balance after: 21,284,084

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F15 · ownership.nature: These securities are directly held by SLP West Holdings II, L.L.C. The managing member of SLP West Holdings II, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 13,227,774 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 13

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings, L.L.C.

Disclosed balance after: 13,227,774

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F4 · price: Represents securities pursuant to subscription agreements with the Issuer, for par value, in connection with the Issuer's reorganization in connection with its initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F14 · ownership.nature: These securities are directly held by SLP West Holdings, L.L.C. The managing member of SLP West Holdings, L.L.C. is Silver Lake Partners IV DE (AIV IV), L.P. The general partner of Silver Lake Partners IV DE (AIV IV), L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 17,741,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 12

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SL SPV-1 Feeder I, L.P.

Disclosed balance after: 17,741,490

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, pursuant to which certain affiliates of the Reporting Persons merged with and into subsidiaries of the Issuer and the holder received securities of the Issuer in return for the previous indirect ownership of equity interests in Endeavor Operating Company, LLC. The number of shares of Class Y common stock and Class A common stock issued in the mergers was determined based on a hypothetical liquidation of Endeavor Operating Company, LLC using the initial public offering price per share of the Issuer's Class A common stock in the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F13 · ownership.nature: These securities are directly held by SL SPV-1 Feeder I, L.P. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SPV GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 27,830,244 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 11

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP IV West Feeder I, L.P.

Disclosed balance after: 27,830,244

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, pursuant to which certain affiliates of the Reporting Persons merged with and into subsidiaries of the Issuer and the holder received securities of the Issuer in return for the previous indirect ownership of equity interests in Endeavor Operating Company, LLC. The number of shares of Class Y common stock and Class A common stock issued in the mergers was determined based on a hypothetical liquidation of Endeavor Operating Company, LLC using the initial public offering price per share of the Issuer's Class A common stock in the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F12 · ownership.nature: These securities are directly held by SLP IV West Feeder I, L.P. The general partner of SLP IV West Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass Y Common Stock 9,396,118 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 10

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings Co-Invest Feeder II, L.P.

Disclosed balance after: 9,396,118

F21 · security: Shares of Class Y common stock of the Issuer have no economic rights and each share of Class Y common stock entitles its holder to 20 votes per share. Each share of Class Y common stock will be automatically canceled/redeemed upon the occurrence of certain transfers of Class A common stock or limited liability company units of Endeavor Operating Company, LLC or Class A common stock received upon exchange of such units and upon certain other events.

F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, pursuant to which certain affiliates of the Reporting Persons merged with and into subsidiaries of the Issuer and the holder received securities of the Issuer in return for the previous indirect ownership of equity interests in Endeavor Operating Company, LLC. The number of shares of Class Y common stock and Class A common stock issued in the mergers was determined based on a hypothetical liquidation of Endeavor Operating Company, LLC using the initial public offering price per share of the Issuer's Class A common stock in the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F8 · ownership.nature: These securities are directly held by SLP West Holdings Co-Invest Feeder II, L.P. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass A Common Stock 17,741,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 9

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SL SPV-1 Feeder I, L.P.

Disclosed balance after: 17,741,490

F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, pursuant to which certain affiliates of the Reporting Persons merged with and into subsidiaries of the Issuer and the holder received securities of the Issuer in return for the previous indirect ownership of equity interests in Endeavor Operating Company, LLC. The number of shares of Class Y common stock and Class A common stock issued in the mergers was determined based on a hypothetical liquidation of Endeavor Operating Company, LLC using the initial public offering price per share of the Issuer's Class A common stock in the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F13 · ownership.nature: These securities are directly held by SL SPV-1 Feeder I, L.P. The general partner of SL SPV-1 Feeder I, L.P. is SLTA SPV-1 L.P. and the general partner of SLTA SPV-1 L.P. is SLTA SPV-1 (GP), L.L.C. ("SPV GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass A Common Stock 27,830,244 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 8

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP IV West Feeder I, L.P.

Disclosed balance after: 27,830,244

F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, pursuant to which certain affiliates of the Reporting Persons merged with and into subsidiaries of the Issuer and the holder received securities of the Issuer in return for the previous indirect ownership of equity interests in Endeavor Operating Company, LLC. The number of shares of Class Y common stock and Class A common stock issued in the mergers was determined based on a hypothetical liquidation of Endeavor Operating Company, LLC using the initial public offering price per share of the Issuer's Class A common stock in the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F12 · ownership.nature: These securities are directly held by SLP IV West Feeder I, L.P. The general partner of SLP IV West Feeder I, L.P. is SLTA IV. The general partner of SLTA IV is SLTA IV GP.

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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April 28, 2021 Filed May 6, 2021 01:04 UTC Endeavor Group Holdings, Inc. EDR · Entity 11600 GrantClass A Common Stock 9,396,118 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018452 · doc4.xml · nonDerivative · entry 7

SLP Co-Invest GP, L.L.C. · CIK 0001778812 · Director · 10% owner

SLP West Holdings Co-Invest Feeder II, L.P. · CIK 0001714237 · Director · 10% owner

SLP West Holdings Co-Invest II, L.P. · CIK 0001714236 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

SLP Denali Co-Invest GP, L.L.C. · CIK 0001672569 · Director · 10% owner

SLP West Holdings Co-Invest, L.P. · CIK 0001630876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP West Holdings Co-Invest Feeder II, L.P.

Disclosed balance after: 9,396,118

F3 · price: Represents securities received as part of the Issuer's reorganization in connection with its initial public offering, pursuant to which certain affiliates of the Reporting Persons merged with and into subsidiaries of the Issuer and the holder received securities of the Issuer in return for the previous indirect ownership of equity interests in Endeavor Operating Company, LLC. The number of shares of Class Y common stock and Class A common stock issued in the mergers was determined based on a hypothetical liquidation of Endeavor Operating Company, LLC using the initial public offering price per share of the Issuer's Class A common stock in the initial public offering. These securities were previously reported on a Form 3 filed by the Reporting Persons.

F8 · ownership.nature: These securities are directly held by SLP West Holdings Co-Invest Feeder II, L.P. The general partner of SLP West Holdings Co-Invest Feeder II, L.P. is SLP Co-Invest GP, L.L.C. ("SLP Co-Invest GP").

F20 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP, SLTA IV GP, SLTA VI GP, SPV GP and SLP Co-Invest GP. Egon Durban serves as a director of Endeavor Group Holdings, Inc. (the "Issuer") and is a Co-CEO and Managing Memberof SLG. Each of the Reporting Persons and certain of their affiliates may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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December 07, 2020 Filed Dec 9, 2020 23:51 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 2,079,823 $21.97 $45,693,711.31
Disclosure

SEC source: 0000899243-20-033196 · doc4.xml · nonDerivative · entry 3

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P.

Disclosed balance after: 34,646,637

F1 · price: On December 7, 2020, Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Aurora Co-Invest, L.P. ("SLP Aurora") entered into a Stock Purchase Agreement to sell shares of common stock of the Issuer at a price of $21.97 per share, subject to potential adjustment under certain circumstances. In connection with the closing, SLP IV expects to make an in-kind distribution of additional shares of common stock to certain of its direct and indirect partners, for the sole purpose of charitable giving, with the number of shares distributed to be separately reported on a Form 4 shortly following closing.

F4 · ownership.nature: These securities are directly held by SLP Aurora. The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F5 · ownership.nature: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao, Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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December 07, 2020 Filed Dec 9, 2020 23:51 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 85,520 $21.97 $1,878,874.40
Disclosure

SEC source: 0000899243-20-033196 · doc4.xml · nonDerivative · entry 2

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 1,424,641

F1 · price: On December 7, 2020, Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Aurora Co-Invest, L.P. ("SLP Aurora") entered into a Stock Purchase Agreement to sell shares of common stock of the Issuer at a price of $21.97 per share, subject to potential adjustment under certain circumstances. In connection with the closing, SLP IV expects to make an in-kind distribution of additional shares of common stock to certain of its direct and indirect partners, for the sole purpose of charitable giving, with the number of shares distributed to be separately reported on a Form 4 shortly following closing.

F3 · ownership.nature: These securities are directly held by SLTI IV. The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F5 · ownership.nature: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao, Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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December 07, 2020 Filed Dec 9, 2020 23:51 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 5,003,523 $21.97 $109,927,400.31
Disclosure

SEC source: 0000899243-20-033196 · doc4.xml · nonDerivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 86,876,462

F1 · price: On December 7, 2020, Silver Lake Partners IV, L.P. ("SLP IV"), Silver Lake Technology Investors IV, L.P. ("SLTI IV") and SLP Aurora Co-Invest, L.P. ("SLP Aurora") entered into a Stock Purchase Agreement to sell shares of common stock of the Issuer at a price of $21.97 per share, subject to potential adjustment under certain circumstances. In connection with the closing, SLP IV expects to make an in-kind distribution of additional shares of common stock to certain of its direct and indirect partners, for the sole purpose of charitable giving, with the number of shares distributed to be separately reported on a Form 4 shortly following closing.

F2 · ownership.nature: These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F5 · ownership.nature: SLG is the managing member of SLTA III GP and SLTA IV GP. Messrs. Kenneth Y. Hao, Michael J. Bingle and Michael Widmann serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 21, 2020 Filed May 26, 2020 20:36 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 35,793 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014176 · doc4.xml · nonDerivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 160,347

F1 · kind: Represents 11,931 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG"), pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitles the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date.

F1 · ownership.nature: Represents 11,931 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C. ("SLG"), pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitles the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date.

F2 · ownership.nature: Represents restricted stock units or shares of common stock held by Kenneth Y. Hao, Michael J. Bingle and Michael Widmann, directors of the Issuer and executives of SLG, and Jason White, a former director of the Issuer and an executive of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

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February 26, 2020 Filed Feb 29, 2020 00:05 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006354 · doc4.xml · nonDerivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 124,554

F1 · kind: Represents 23,000 restricted stock units awarded to Michael Widmann, a director of the Issuer and an executive of Silver Lake Group, L.L.C., as part of the Issuer's non-employee director compensation program (the "Director Compensation Program"). These restricted stock units vest one-third on each of October 23, 2020, October 23, 2021 and October 23, 2022, subject to the director's continued service through the vesting dates. On February 26, 2020, Jason White, an executive of Silver Lake Group, L.L.C., resigned from the Issuer's board of directors. This grant to Mr. Widmann represents the unvested portion of the grant made to Mr. White under the Issuer's Director Compensation Program at the time of the Issuer's initial public offering and vests on the same terms as the grant made to Mr. White.

F1 · ownership.nature: Represents 23,000 restricted stock units awarded to Michael Widmann, a director of the Issuer and an executive of Silver Lake Group, L.L.C., as part of the Issuer's non-employee director compensation program (the "Director Compensation Program"). These restricted stock units vest one-third on each of October 23, 2020, October 23, 2021 and October 23, 2022, subject to the director's continued service through the vesting dates. On February 26, 2020, Jason White, an executive of Silver Lake Group, L.L.C., resigned from the Issuer's board of directors. This grant to Mr. Widmann represents the unvested portion of the grant made to Mr. White under the Issuer's Director Compensation Program at the time of the Issuer's initial public offering and vests on the same terms as the grant made to Mr. White.

F2 · ownership.nature: Represents restricted stock units held by Kenneth Y. Hao, Michael J. Bingle and Mr. Widmann, directors of the Issuer and executives of Silver Lake Group, L.L.C., and Jason White, as part of the Issuer's Director Compensation Program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners. This amount includes the 10,852 restricted stock units granted to Mr. White in May 2019 under the Director Compensation Program. Pursuant to a consulting agreement entered into between Mr. White and the Issuer, these restricted stock units will continue to vest.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 GiftCommon Stock 39,940 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 8

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F10 · kind: Represents a charitable donation of shares of common stock by family trusts controlled by Mr. Kenneth Hao. These shares of common stock were received by such trusts in connection with the distributions reported above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F10 · ownership.nature: Represents a charitable donation of shares of common stock by family trusts controlled by Mr. Kenneth Hao. These shares of common stock were received by such trusts in connection with the distributions reported above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 OtherCommon Stock 39,940 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 7

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F9 · kind: Represents a distribution by SLG of shares of common stock to family trusts controlled by Mr. Kenneth Hao for purposes of charitable donations described below. These shares of common stock were received by SLG in connection with the distributions described in footnotes 6, 7 and 8 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F9 · ownership.nature: Represents a distribution by SLG of shares of common stock to family trusts controlled by Mr. Kenneth Hao for purposes of charitable donations described below. These shares of common stock were received by SLG in connection with the distributions described in footnotes 6, 7 and 8 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 OtherCommon Stock 39,940 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 6

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F8 · kind: Represents a distribution by SLTA IV GP of shares of common stock to SLG, its managing member for purposes of charitable donations described below. These shares of common stock of the Issuer were received by SLTA IV GP in connection with the distributions described in footnotes 6 and 7 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F8 · ownership.nature: Represents a distribution by SLTA IV GP of shares of common stock to SLG, its managing member for purposes of charitable donations described below. These shares of common stock of the Issuer were received by SLTA IV GP in connection with the distributions described in footnotes 6 and 7 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 OtherCommon Stock 47,115 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 5

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F7 · kind: Represents a distribution by SLTA IV of shares of common stock to SLTA IV GP, its general partner, as well as a member of SLTA IV, for purposes of charitable donations. These shares of common stock of the Issuer were received by SLTA IV in connection with the distribution described in footnote 6 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F7 · ownership.nature: Represents a distribution by SLTA IV of shares of common stock to SLTA IV GP, its general partner, as well as a member of SLTA IV, for purposes of charitable donations. These shares of common stock of the Issuer were received by SLTA IV in connection with the distribution described in footnote 6 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 OtherCommon Stock 47,115 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 4

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 91,879,985

F6 · kind: Represents a distribution by SLP IV of shares of common stock to SLTA IV, its general partner for purposes of charitable donations described below.

F2 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 2,130,235 $17.42 $37,098,042.53
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 3

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P.

Disclosed balance after: 36,726,460

F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share.

F4 · ownership.nature: These securities are directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 87,593 $17.42 $1,525,432.10
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 2

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 1,510,161

F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share.

F3 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 28, 2019 Filed May 30, 2019 21:22 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 5,282,172 $17.42 $91,989,025.38
Disclosure

SEC source: 0000899243-19-015198 · doc4.xml · nonDerivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 91,927,100

F1 · price: The proceeds per share, before expenses, to the selling stockholders of the secondary public offering is $17.415, equal to $18.00 per share, the public offering price per share of common stock, less an amount equal to the underwriting discount of $0.585 per share.

F2 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F5 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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May 16, 2019 Filed May 20, 2019 21:26 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 32,556 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014197 · doc4.xml · nonDerivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 124,554

F1 · kind: Represents 10,852 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Jason White, directors of the Issuer and executives of Silver Lake Group, L.L.C., pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitle the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date.

F1 · ownership.nature: Represents 10,852 restricted stock units awarded to each of Kenneth Y. Hao, Michael J. Bingle and Jason White, directors of the Issuer and executives of Silver Lake Group, L.L.C., pursuant to the annual equity grant under the Issuer's non-employee director compensation policy that entitle the holder to receive one share of the Issuer's common stock per restricted unit upon vesting. The restricted stock units vest 100% on the one-year anniversary of the grant date, subject to the director's continued service through such date.

F2 · ownership.nature: Represents restricted stock units held by Messrs. Bingle, Hao and White as part of the Issuer's non-employee director compensation program, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

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February 14, 2019 Filed Feb 19, 2019 11:12 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass B Common Stock · Derivative 21,963,541 $45.53 $1,000,000,021.73
Disclosure

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 4

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Denali AIV Holdings, L.P.

Disclosed balance after: 0

Underlying: Class C Common Stock · 21,963,541 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F6 · kind: Following the distributions and contributions described above, Denali AIV sold 21,963,541 shares of Class B Common Stock to SLP V and SLTI V, which purchased 21,697,586 and 265,955 shares of Class B Common Stock, respectively, in each case, at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share.

F6 · price: Following the distributions and contributions described above, Denali AIV sold 21,963,541 shares of Class B Common Stock to SLP V and SLTI V, which purchased 21,697,586 and 265,955 shares of Class B Common Stock, respectively, in each case, at a price determined by reference to a volume weighted average price per share over a reference period of 15 trading days beginning on January 11, 2019, equal to $45.53 per share.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F10 · ownership.nature: These shares of Class B Common Stock were directly held by Denali AIV and were subsequently sold to Fund V, as described above. Following such sale, Denali AIV holds zero shares of Class B Common Stock. The general partner of Denali AIV is SLTA SPV and the general partner of SLTA SPV is SLTA SPV GP.

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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February 14, 2019 Filed Feb 19, 2019 11:12 UTC Dell Technologies Inc. DELL · Entity 2822 OtherClass B Common Stock · Derivative 21,963,541 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 3

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SL SPV-2, L.P.

Disclosed balance after: 39,047,589

Underlying: Class C Common Stock · 21,963,541 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F5 · kind: Following the distributions described in footnote (4) above, SPV-2 contributed the shares of Class B Common Stock to be sold to Fund V to a new entity, Denali AIV Holdings, L.P. ("Denali AIV") in which SPV-2 owned an interest and then distributed its interest in Denali AIV to certain investors in SPV-2 who were to receive cash proceeds in the sale of Class B Common Stock to Fund V. SLTA SPV-2, L.P., the general partner of SPV-2 further distributed the interests in Denali AIV it received to certain of its partners who were to receive cash proceeds in the sale.

F5 · price: Following the distributions described in footnote (4) above, SPV-2 contributed the shares of Class B Common Stock to be sold to Fund V to a new entity, Denali AIV Holdings, L.P. ("Denali AIV") in which SPV-2 owned an interest and then distributed its interest in Denali AIV to certain investors in SPV-2 who were to receive cash proceeds in the sale of Class B Common Stock to Fund V. SLTA SPV-2, L.P., the general partner of SPV-2 further distributed the interests in Denali AIV it received to certain of its partners who were to receive cash proceeds in the sale.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F9 · ownership.nature: These shares of Class B Common Stock are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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February 14, 2019 Filed Feb 19, 2019 11:12 UTC Dell Technologies Inc. DELL · Entity 2822 OtherClass B Common Stock · Derivative 1,693,974 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 2

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors III, L.P.

Disclosed balance after: 0

Underlying: Class C Common Stock · 1,693,974 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · kind: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F4 · price: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F8 · ownership.nature: These shares of Class B Common Stock were directly held by SLTI III. The general partner of SLTI III is SLTA III and the general partner of SLTA III is SLTA III GP.

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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February 14, 2019 Filed Feb 19, 2019 11:12 UTC Dell Technologies Inc. DELL · Entity 2822 OtherClass B Common Stock · Derivative 59,317,156 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003923 · doc4.xml · derivative · entry 1

Silver Lake Partners III LP · CIK 0001387096 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Silver Lake Technology Investors III, L.P. · CIK 0001637683 · Director · 10% owner

SLTA SPV-2 (GP), L.L.C. · CIK 0001767116 · Director · 10% owner

SLTA SPV-2, L.P. · CIK 0001767115 · Director · 10% owner

SL SPV-2, L.P. · CIK 0001767114 · Director · 10% owner

Denali AIV Holdings, L.P. · CIK 0001767063 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners III, L.P.

Disclosed balance after: 0

Underlying: Class C Common Stock · 59,317,156 shares

Expires not disclosed

F1 · security: This Form 4 is being filed in connection with a previously announced transfer of shares of Class B Common Stock, par value $0.01 per share ("Class B Common Stock"), of Dell Technologies Inc. (the "Issuer") pursuant to which Silver Lake Partners V DE (AIV), L.P. ("SLP V") and its affiliated employee co-investment vehicle ("SLTI V", and collectively with SLP V, "Fund V") purchased $1.0 billion of Class B Common Stock from Silver Lake Partners III, L.P. ("SLP III") and its affiliated employee co-investment vehicle ("SLTI III" and collectively with SLP III, "Fund III").

F2 · security: Following the purchase described above, and the reorganizational steps described herein, a new entity, SL SPV-2, L.P. ("SPV-2") continues to hold 39,047,589 shares of Class B Common Stock on behalf of certain Fund III investors, Silver Lake Partners IV, L.P. and its affiliated employee co-investment vehicle (collectively, "Fund IV") continue to hold all of their existing interest in the Issuer (40,084,313 shares of Class B Common Stock and 589,774 shares of Class B Common Stock, respectively), and SLP V and SLTI V hold 21,697,586 and 265,955 shares of Class B Common Stock, respectively. An additional 35,301,641 shares of Class B Common Stock are held by a separate co-invest vehicle controlled by Silver Lake, in which the Reporting Persons have no pecuniary interest.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F4 · kind: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F4 · price: As part of the fund-to-fund transaction described above, the shares of Class B Common Stock held by SLP III and SLTI III were first transferred to SPV-2 and SLP III and SLTI III each distributed their respective interests in SPV-2 to their respective partners and no longer beneficially own any shares of Class B Common Stock. Silver Lake Technology Associates III, L.P. ("SLTA III"), the general partner of each of SLP III and SLTI III distributed its pro rata interests further to its partners, including SLTA III (GP), L.L.C. ("SLTA III GP"), its general partner, which contributed its interest into a new entity, SLTA SPV-2, L.P. and distributed the interest in such entity further to its managing member, Silver Lake Group, L.L.C., which contributed such interest into a new entity, SLTA SPV-2 (GP), L.L.C.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.

F7 · ownership.nature: These shares of Class B Common Stock were directly held by SLP III. The general partner of SLP III is SLTA III and the general partner of SLTA III is SLTA III GP.

F11 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA SPV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG. Each of the entities described herein may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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October 23, 2018 Filed Oct 24, 2018 21:24 UTC SolarWinds Corp SWI · Entity 80691 ConversionClass A Common Stock · Derivative 24,931,036 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027389 · doc4.xml · derivative · entry 7

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 24,931,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F5 · ownership.nature: These securities are directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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October 23, 2018 Filed Oct 24, 2018 21:24 UTC SolarWinds Corp SWI · Entity 80691 ConversionClass A Common Stock · Derivative 1,025,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027389 · doc4.xml · derivative · entry 6

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,025,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F4 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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October 23, 2018 Filed Oct 24, 2018 21:24 UTC SolarWinds Corp SWI · Entity 80691 ConversionClass A Common Stock · Derivative 62,370,923 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027389 · doc4.xml · derivative · entry 5

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 62,370,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F3 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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October 23, 2018 Filed Oct 24, 2018 21:24 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 91,998 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 4

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 91,998

F7 · kind: Represents a grant to each of Messrs. Bingle, Hao and White of 30,666 restricted stock units, as part of the Issuer's non-employee director compensation program. These restricted stock units will vest over a period of four years from the date of grant, subject to the director's continued service through the vesting dates.

F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F8 · ownership.nature: These securities are held by Messers. Bingle, Hao and White for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

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October 23, 2018 Filed Oct 24, 2018 21:24 UTC SolarWinds Corp SWI · Entity 80691 ConversionCommon Stock 24,931,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 3

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP Aurora Co-Invest, L.P.

Disclosed balance after: 38,856,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F5 · ownership.nature: These securities are directly held by SLP Aurora Co-Invest, L.P. ("SLP Aurora"). The general partner of SLP Aurora is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").

F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC SolarWinds Corp SWI · Entity 80691 ConversionCommon Stock 1,025,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 2

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Technology Investors IV, L.P.

Disclosed balance after: 1,597,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F4 · ownership.nature: These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.

F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 21:24 UTC SolarWinds Corp SWI · Entity 80691 ConversionCommon Stock 62,370,923 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-027389 · doc4.xml · nonDerivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV, L.P. · CIK 0001672565 · Director · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · Director · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · Director · 10% owner

Hao Kenneth · CIK 0001415357 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 97,209,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the liquidation value of such share of Class A Common Stock divided by $19.00. The liquidation value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F3 · ownership.nature: These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").

F6 · ownership.nature: Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Kenneth Y. Hao, Michael J. Bingle and Jason White serve as directors of the Issuer and are executives of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP, SLP Aurora, SLP Denali GP, SLTA III, SLTA III GP and SLG may be deemed to be a director by deputization of the Issuer. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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August 17, 2018 Filed Aug 21, 2018 00:54 UTC GoDaddy Inc. GDDY · Entity 2569 ConversionUnits of Desert Newco, LLC · Derivative 1,679,862 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022845 · doc4.xml · derivative · entry 5

Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · 10% owner

SLP III Kingdom Feeder I, L.P. · CIK 0001637702 · 10% owner

Silver Lake Partners III DE (AIV IV), L.P. · CIK 0001637711 · 10% owner

SLP GD Investors, L.L.C. · CIK 0001637704 · 10% owner

Mondre Greg · CIK 0001597296 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP GD Investors, L.L.C.

Disclosed balance after: 2,892,378

Underlying: Class A Common Stock · 1,679,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1 · kind: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer (each, a "Share') at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F3 · ownership.nature: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P., which is the general partner of Silver Lake Partners III DE (AIV IV), L.P., which is the managing member of SLP GD Investors, L.L.C. ("SLP GD" and together with Silver Lake Group, L.L.C., SLTA III (GP), L.L.C., Silver Lake Technology Associates III, L.P., SLP III Kingdom Feeder I, L.P. ("Feeder I"), and Silver Lake Partners III DE (AIV IV), L.P., the "Reporting Persons").

F4 · ownership.nature: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5 · ownership.nature: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F7 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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August 17, 2018 Filed Aug 21, 2018 00:54 UTC GoDaddy Inc. GDDY · Entity 2569 OtherClass A Common Stock 54,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-022845 · doc4.xml · nonDerivative · entry 4

Silver Lake Group, L.L.C. · CIK 0001418226 · 10% owner

SLTA III (GP), L.L.C. · CIK 0001491808 · 10% owner

Silver Lake Technology Associates III, L.P. · CIK 0001491809 · 10% owner

SLP III Kingdom Feeder I, L.P. · CIK 0001637702 · 10% owner

Silver Lake Partners III DE (AIV IV), L.P. · CIK 0001637711 · 10% owner

SLP GD Investors, L.L.C. · CIK 0001637704 · 10% owner

Mondre Greg · CIK 0001597296 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through SLP III Kingdom Feeder I, L.P.

Disclosed balance after: 2,366,330

F8 · kind: Represents a distribution by Feeder I of Shares to Silver Lake Technology Associates III, L.P., which Shares were then distributed to SLTA III (GP), L.L.C., which distributed the Shares to Silver Lake Group, L.L.C., which distributed the Shares to certain of its members as an in-kind distribution. The receipt of Shares by each entity was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F8 · price: Represents a distribution by Feeder I of Shares to Silver Lake Technology Associates III, L.P., which Shares were then distributed to SLTA III (GP), L.L.C., which distributed the Shares to Silver Lake Group, L.L.C., which distributed the Shares to certain of its members as an in-kind distribution. The receipt of Shares by each entity was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F4 · ownership.nature: As the managing member of SLP GD, Silver Lake Partners III DE (AIV IV), L.P. may be deemed to beneficially own securities directly held by SLP GD. As the general partner of Feeder I and the general partner of the managing member of SLP GD, Silver Lake Technology Associates III, L.P. may be deemed to beneficially own securities directly held by each of Feeder I and SLP GD. As the general partner of Silver Lake Technology Associates III, L.P., SLTA III (GP), L.L.C., and its managing member, Silver Lake Group, L.L.C., may each be deemed to beneficially own securities directly held by each of Feeder I and SLP GD.

F5 · ownership.nature: Gregory K. Mondre, who serves as a director of the Issuer, also serves as a Managing Partner and Managing Director of Silver Lake Group, L.L.C and may be deemed to beneficially own any securities beneficially owned by Silver Lake Group, L.L.C. but disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Silver Lake Group, L.L.C. is the managing member of SLTA III (GP), L.L.C., which is the general partner of Silver Lake Technology Associates III, L.P. which is the general partner of Feeder I.

F7 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.