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Conterno Enrique A

Disclosed activity across 2 companies

Tapewire entity
12020
SEC CIK
0001476151

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ELI LILLY & CoLLY · Entity 2794SVP&Pres, LillyDiab & LillyUSAFebruary 04, 2019February 20, 2019
KYNTRA BIO, INC.FGEN · Entity 7431Director · Chief Executive OfficerJuly 07, 2023July 10, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELI LILLY & Co

Report date February 04, 2019 · Filed February 20, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect157,962 Reported balance After 2019-02-04 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2019-02-04 · Grant · Acquired 26,682 · Balance 157,962

F1: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment is being filed to correctly report the amount acquired in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

KYNTRA BIO, INC.

Report date July 07, 2023 · Filed July 10, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect374,722 Reported balance After 2023-07-07 transaction · row 1
1 source row

Row 1 · 2023-07-07 · Sale · Disposed 1,880 · Balance 374,722

F1: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

Common StockSEC Table I · non-derivativeIndirectBy Trust27,800 Reported balance Holding disclosure · report date 2023-07-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 27,800

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 3, 2017 19:35 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000062 · wf-form4_148615054513386.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:35 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 4,810 $77.03 $370,514.30
Disclosure

SEC source: 0000059478-17-000062 · wf-form4_148615054513386.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,217

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:35 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000062 · wf-form4_148615054513386.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:51 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 21,326 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000028 · wf-form4_148590304851291.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,326

Underlying: Common Stock · 21,326 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:51 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 20,211 $75.38 $1,523,505.18
Disclosure

SEC source: 0000059478-17-000028 · wf-form4_148590304851291.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,783

Read SEC document
February 01, 2016 Filed Feb 3, 2016 18:46 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 10,360 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000290 · wf-form4_145452516192048.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,360 shares

Expires 2016-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 18:46 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 4,872 $79.10 $385,375.20
Disclosure

SEC source: 0000059478-16-000290 · wf-form4_145452516192048.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,572

Read SEC document
February 01, 2016 Filed Feb 3, 2016 18:46 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 10,360 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000290 · wf-form4_145452516192048.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:45 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 10,244 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000269 · wf-form4_145402468774587.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,244

Underlying: Common Stock · 10,244 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:45 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 19,953 $81.96 $1,635,347.88
Disclosure

SEC source: 0000059478-16-000269 · wf-form4_145402468774587.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,084

Read SEC document
December 09, 2015 Filed Dec 10, 2015 19:09 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 25,000 $83.88 $2,097,000.00
Disclosure

SEC source: 0000059478-15-000225 · wf-form4_144977454120447.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,131

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.66 to $84.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2015 Filed Nov 16, 2015 20:51 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 6,928 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000193 · wf-form4_144770710752228.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,928 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2015 Filed Nov 16, 2015 20:51 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 5,579 $80.70 $450,225.30
Disclosure

SEC source: 0000059478-15-000193 · wf-form4_144770710752228.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,131

Read SEC document
November 12, 2015 Filed Nov 16, 2015 20:51 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 6,928 $56.18 $389,215.04
Disclosure

SEC source: 0000059478-15-000193 · wf-form4_144770710752228.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:50 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 13,990 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000050 · wf-form4_142299663670511.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,990 shares

Expires 2015-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:50 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 6,608 $72.00 $475,776.00
Disclosure

SEC source: 0000059478-15-000050 · wf-form4_142299663670511.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,782

Read SEC document
February 01, 2015 Filed Feb 3, 2015 20:50 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 13,990 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000050 · wf-form4_142299663670511.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:12 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 10,360 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000020 · wf-form4_142265593700407.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,360

Underlying: Common Stock · 10,360 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:12 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 30,037 $70.97 $2,131,725.89
Disclosure

SEC source: 0000059478-15-000020 · wf-form4_142265593700407.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,400

Read SEC document
December 10, 2014 Filed Dec 12, 2014 22:06 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 7,101 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000222 · wf-form4_141842196908039.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,101 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2014 Filed Dec 12, 2014 22:06 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 6,046 $72.21 $436,581.66
Disclosure

SEC source: 0000059478-14-000222 · wf-form4_141842196908039.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,791

Read SEC document
December 10, 2014 Filed Dec 12, 2014 22:06 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 7,101 $55.65 $395,170.65
Disclosure

SEC source: 0000059478-14-000222 · wf-form4_141842196908039.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2014 Filed Dec 16, 2014 21:04 UTC Amendment ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 5,474 $72.21 $395,277.54
Disclosure

SEC source: 0000059478-14-000226 · wf-form4a_141876386481023.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,363

F1 · shares: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

F1 · balance_after: This amendment is being filed to correctly report the amount disposed in column 4, and to correct the number of securities beneficially owned following the reported transaction, as reported in column 5.

Read SEC document
November 03, 2014 Filed Nov 4, 2014 20:08 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $66.03 $330,150.00
Disclosure

SEC source: 0000059478-14-000181 · wf-form4_141513169758618.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,736

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2014.

Read SEC document
October 01, 2014 Filed Oct 3, 2014 15:12 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $64.86 $324,300.00
Disclosure

SEC source: 0000059478-14-000157 · wf-form4_141234916007183.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,736

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.75 to $65.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2014 Filed Sep 3, 2014 15:42 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $63.60 $318,000.00
Disclosure

SEC source: 0000059478-14-000147 · wf-form4_140975896339125.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,736

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2014.

Read SEC document
July 25, 2014 Filed Jul 28, 2014 19:16 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 10,000 $63.79 $637,900.00
Disclosure

SEC source: 0000059478-14-000133 · wf-form4_140657495079866.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,736

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.72 to $63.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:25 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 15,674 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000059 · wf-form4_139152754455047.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,674 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:25 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 7,363 $54.01 $397,675.63
Disclosure

SEC source: 0000059478-14-000059 · wf-form4_139152754455047.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,736

Read SEC document
February 01, 2014 Filed Feb 4, 2014 15:25 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 15,674 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000059 · wf-form4_139152754455047.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:29 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 13,990 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000028 · wf-form4_139113177496754.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,990

Underlying: Common Stock · 13,990 shares

Expires 2015-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:29 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 32,248 $54.23 $1,748,809.04
Disclosure

SEC source: 0000059478-14-000028 · wf-form4_139113177496754.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,425

Read SEC document
August 15, 2013 Filed Aug 16, 2013 15:18 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $53.79 $268,950.00
Disclosure

SEC source: 0001209191-13-041072 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,177

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2013.

Read SEC document
July 15, 2013 Filed Jul 15, 2013 20:23 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $51.43 $257,150.00
Disclosure

SEC source: 0001209191-13-036637 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,177

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2013.

Read SEC document
June 17, 2013 Filed Jun 18, 2013 14:34 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $52.45 $262,250.00
Disclosure

SEC source: 0001209191-13-032601 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,177

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2013.

Read SEC document
May 15, 2013 Filed May 16, 2013 20:06 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $56.15 $280,750.00
Disclosure

SEC source: 0001209191-13-026800 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,177

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2013.

Read SEC document
May 01, 2013 Filed May 1, 2013 19:46 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-023302 · doc4.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2013 Filed May 1, 2013 19:46 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 4,698 $55.38 $260,175.24
Disclosure

SEC source: 0001209191-13-023302 · doc4.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,177

Read SEC document
May 01, 2013 Filed May 1, 2013 19:46 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-023302 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2013 Filed Apr 16, 2013 15:46 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $57.10 $285,500.00
Disclosure

SEC source: 0001209191-13-021441 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,875

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $57.09 to $57.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 01, 2013 Filed Feb 4, 2013 21:23 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 31,768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005976 · doc4.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,768 shares

Expires 2013-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2013 Filed Feb 4, 2013 21:23 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 14,922 $53.69 $801,162.18
Disclosure

SEC source: 0001209191-13-005976 · doc4.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,875

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February 01, 2013 Filed Feb 4, 2013 21:23 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 31,768 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005976 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 25, 2013 Filed Jan 29, 2013 22:00 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 15,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-005008 · doc4.xml · derivative · entry 3

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,674

Underlying: Common Stock · 15,674 shares

Expires 2014-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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January 25, 2013 Filed Jan 29, 2013 22:00 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 33,017 $53.21 $1,756,834.57
Disclosure

SEC source: 0001209191-13-005008 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,029

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August 01, 2012 Filed Aug 1, 2012 19:13 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $44.16 $220,800.00
Disclosure

SEC source: 0001209191-12-039819 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,012

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2012.

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July 02, 2012 Filed Jul 3, 2012 19:34 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $43.00 $215,000.00
Disclosure

SEC source: 0001209191-12-036813 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,012

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2012.

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June 01, 2012 Filed Jun 4, 2012 19:52 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $40.60 $203,000.00
Disclosure

SEC source: 0001209191-12-031898 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,012

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2012.

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May 01, 2012 Filed May 2, 2012 14:09 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $41.32 $206,600.00
Disclosure

SEC source: 0001209191-12-025306 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,012

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2012.

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April 02, 2012 Filed Apr 4, 2012 17:37 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $40.30 $201,500.00
Disclosure

SEC source: 0001209191-12-021779 · doc4.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,012

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2012.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.