Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Director | April 30, 2012 | May 02, 2012 |
| Otis Worldwide CorpOTIS · Entity 3170 | Director | May 18, 2023 | May 22, 2023 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2021 | January 20, 2021 |
| RTX CorpUTX · Entity 2823 | Director | April 29, 2019 | May 01, 2019 |
| S&P Global Inc.MHFI · Entity 2879 | Director | February 27, 2015 | March 02, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date April 30, 2012 · Filed May 02, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,016.1711 |
Reported balance
After 2012-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-04-30 · Grant · Acquired 143 · Balance 29,016.1711 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
Otis Worldwide Corp
Report date May 18, 2023 · Filed May 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,748.57 |
Reported balance
After 2023-05-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-18 · Grant · Acquired 2,201.18 · Balance 36,748.57 F1: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.
Phillips 66
Report date January 15, 2021 · Filed January 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,622.4898 |
Reported balance
After 2021-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-01-15 · Grant · Acquired 2,771 · Balance 52,622.4898 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2021. F3: Includes 52,122.4898 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. |
| Common StockSEC Table I · non-derivative | IndirectSee notes | 373 |
Reported balance
Holding disclosure · report date 2021-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 373 F4: Reported amount represents shares purchased in discretionary accounts on behalf of the Harold W. McGraw Family Foundation, Inc., of which Mr. McGraw serves on the board, or various trusts for the benefit of various family members of Mr. McGraw and for which trusts Mr. McGraw serves as trustee and has voting and investment power. Mr. McGraw disclaims beneficial ownership of all securities held by the foundation and the trusts and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. These transactions are reported as small acquisitions under Rule 16a-6. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director.
F2: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2021.
F3: Includes 52,122.4898 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11.
F4: Reported amount represents shares purchased in discretionary accounts on behalf of the Harold W. McGraw Family Foundation, Inc., of which Mr. McGraw serves on the board, or various trusts for the benefit of various family members of Mr. McGraw and for which trusts Mr. McGraw serves as trustee and has voting and investment power. Mr. McGraw disclaims beneficial ownership of all securities held by the foundation and the trusts and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. These transactions are reported as small acquisitions under Rule 16a-6.
RTX Corp
Report date April 29, 2019 · Filed May 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 53,804.8636 |
Reported balance
After 2019-04-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-29 · Grant · Acquired 1,308.7532 · Balance 53,804.8636 F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
| Common StockSEC Table I · non-derivative | Direct | 3,605 |
Reported balance
Holding disclosure · report date 2019-04-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,605 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
S&P Global Inc.
Report date February 27, 2015 · Filed March 02, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,569,888.5858 |
Ending reported balance
After 2015-02-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2015-02-27 · Exercise / conversion · Acquired 350,560 · Balance 1,972,288.5858 Row 2 · 2015-02-27 · Tax withholding · Disposed 108,019 · Balance 1,864,269.5858 Row 3 · 2015-02-27 · Tax withholding · Disposed 140,381 · Balance 1,723,888.5858 Row 4 · 2015-02-27 · Sale · Disposed 154,000 · Balance 1,569,888.5858 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.29 · Expires 2015-03-31 | Direct | 0 |
Reported balance
After 2015-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2015-02-27 · Exercise / conversion · Disposed 350,560 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.91 · Expires 2018-03-31 | Direct | 339,100 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 339,100 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.95 · Expires 2019-03-31 | Direct | 339,100 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 339,100 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.98 · Expires 2020-03-31 | Direct | 339,100 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 339,100 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.41 · Expires 2021-03-31 | Direct | 232,767 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 232,767 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.55 · Expires 2023-03-31 | Direct | 97,989 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 97,989 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.51 · Expires 2017-04-01 | Direct | 200,812 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 200,812 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.18 · Expires 2016-04-02 | Direct | 205,409 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 205,409 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,800 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,800 |
| Common StockSEC Table I · non-derivative | IndirectBy The Harold W. McGraw III Trust | 2,213,493.3 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,213,493.3 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Daughter | 87,803 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 87,803 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Son | 87,803 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 87,803 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 388,000 | $0.00 Strike: $28.12 | $0.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · derivative · entry 14 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 388,000 shares Expires 2013-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 242,118 | $0.00 Strike: $47.82 | $0.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · derivative · entry 13 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,118 Underlying: Common Stock · 242,118 shares Expires 2011-04-01 F3 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 308,000 | $0.00 Strike: $29.57 | $0.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · derivative · entry 12 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 308,000 shares Expires 2011-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 196,729 | $0.00 Strike: $47.82 | $0.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · derivative · entry 11 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,729 Underlying: Common Stock · 196,729 shares Expires 2010-01-02 F3 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $29.64 | $0.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · derivative · entry 10 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 70,251 | $47.82 | $3,359,402.82 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 9 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,994.618 F1 · balance_after: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan. The reporting person no longer has a reportable beneficial interest in 94,054.4090 shares owned by children which were included in the reporting person's prior ownership reports. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 228,159 | $47.82 | $10,910,563.38 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 8 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369,245.618 Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 51,662 | $47.82 | $2,470,476.84 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 7 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,597,404.618 Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 190,456 | $47.82 | $9,107,605.92 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 6 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649,066.618 Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 41,772 | $47.82 | $1,997,537.04 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 5 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839,522.618 Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 154,957 | $47.82 | $7,410,043.74 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 4 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881,294.618 Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 388,000 | $28.12 | $10,910,560.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 3 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036,251.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 308,000 | $29.57 | $9,107,560.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648,251.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2005 Filed Sep 29, 2005 20:45 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 250,000 | $29.64 | $7,410,000.00 |
DisclosureSEC source: 0001196168-05-000097 · mcg240.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,251.618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000123 · mcg441.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 01, 2005 Filed Apr 5, 2005 15:04 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 167,300 | $0.00 Strike: $86.50 | $0.00 |
DisclosureSEC source: 0001196168-05-000049 · mcg198.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,300 Underlying: Common Stock · 167,300 shares Expires 2015-03-31 F3 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F4 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| April 01, 2005 Filed Apr 5, 2005 15:04 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 12,717 | $86.50 | $1,100,020.50 |
DisclosureSEC source: 0001196168-05-000049 · mcg198.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,153.0135 F1 · kind: Award of restricted stock pursuant to The McGraw-Hill Companies' 2002 Stock Incentive Plan in transaction exempt under and complying with Rule 16b-3. F2 · balance_after: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan and 47,027.2045 shares held by two children. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 18:02 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 8,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196168-05-000035 · mcg189.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,436.0135 F3 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. F2 · price: Price was determined based on the mean of the high and low trading prices on February 1, 2005, the valuation date. F4 · balance_after: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan and 47,027.2045 shares held by two children. Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 18:02 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 6,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196168-05-000035 · mcg189.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,178.0135 F1 · kind: Award of stock pursuant to The McGraw-Hill Companies' 2002 Stock Incentive Plan in transaction exempt under and complying with Rule 16b-3. F2 · price: Price was determined based on the mean of the high and low trading prices on February 1, 2005, the valuation date. Read SEC document |
| January 07, 2005 Filed Jan 11, 2005 18:56 UTC | S&P Global Inc. MHP · Entity 2879 | OtherCommon Stock | 175.7655 | $0.00 | $0.00 |
DisclosureSEC source: 0001196168-05-000022 · mcg185.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,203.0135 F1 · kind: These shares were acquired under The McGraw-Hill Companies Dividend Reinvestment Plan. F2 · balance_after: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan and 47,027.2045 shares held by two children. Read SEC document |
| January 07, 2005 Filed Jan 11, 2005 18:56 UTC | S&P Global Inc. MHP · Entity 2879 | SaleCommon Stock | 12,680 | $91.40 | $1,158,952.00 |
DisclosureSEC source: 0001196168-05-000022 · mcg185.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,027.248 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:47 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 970.8738 | $103.00 | $100,000.00 |
DisclosureSEC source: 0000101829-05-000014 · mcg372.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,753.4712 Underlying: Common Stock · 970.8738 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 78,566 | $0.00 Strike: $90.99 | $0.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · derivative · entry 15 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,566 Underlying: Common Stock · 78,566 shares Expires 2009-01-03 F3 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 110,000 | $0.00 Strike: $51.63 | $0.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · derivative · entry 14 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 36,947 | $0.00 Strike: $90.99 | $0.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · derivative · entry 13 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,947 Underlying: Common Stock · 36,947 shares Expires 2008-04-28 F3 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $38.06 | $0.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · derivative · entry 12 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2008-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 44,802 | $0.00 Strike: $90.99 | $0.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · derivative · entry 11 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,802 Underlying: Common Stock · 44,802 shares Expires 2008-01-01 F3 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 74,400 | $0.00 Strike: $36.19 | $0.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · derivative · entry 10 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,400 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 16,155 | $90.99 | $1,469,943.45 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 9 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,701.9708 F1 · balance_after: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan and 47,021.9273 shares held by two minor children. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 62,411 | $90.99 | $5,678,776.89 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 8 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,856.9708 Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 110,000 | $51.63 | $5,678,750.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 7 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,267.9708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 11,848 | $90.99 | $1,078,049.52 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 6 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,267.9708 Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 25,099 | $90.99 | $2,283,758.01 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 5 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,115.9708 Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 60,000 | $38.06 | $2,283,750.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 4 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,214.9708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 15,212 | $90.99 | $1,384,139.88 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 3 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,214.9708 Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 29,590 | $90.99 | $2,692,394.10 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,426.9708 Read SEC document |
| December 28, 2004 Filed Dec 30, 2004 16:13 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 74,400 | $36.19 | $2,692,350.00 |
DisclosureSEC source: 0001196168-04-000082 · mcg162.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,016.9708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000146 · mcg269.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 18:29 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 204,000 | $0.00 Strike: $76.44 | $0.00 |
DisclosureSEC source: 0001196168-04-000055 · mcg136.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,000 Underlying: Common Stock · 204,000 shares Expires 2014-03-31 F3 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F4 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 18:29 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 13,082 | $76.44 | $999,988.08 |
DisclosureSEC source: 0001196168-04-000055 · mcg136.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,616.9708 F1 · kind: Award of restricted stock pursuant to The McGraw-Hill Companies' 2002 Stock Incentive Plan in transaction exempt under and complying with Rule 16b-3. F2 · balance_after: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan and 47,021.9273 shares held by two minor children. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 20:49 UTC | S&P Global Inc. MHP · Entity 2879 | OtherCommon Stock | 218.7498 | $0.00 | $0.00 |
DisclosureSEC source: 0001196168-04-000043 · mcg131.xml · nonDerivative · entry 3 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,534.9708 F4 · kind: Includes shares acquired under The McGraw-Hill Companies Dividend Reinvestment Plan. F5 · shares: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan and 47,021.9273 shares held by two minor children. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 20:49 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 4,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196168-04-000043 · mcg131.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,316.221 F2 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 1993 Employee Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. F3 · price: Price was determined based on the mean of the high and low trading prices on February 3, 2004, the valuation date. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 20:49 UTC | S&P Global Inc. MHP · Entity 2879 | Disposition to issuerCommon Stock | 2,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001196168-04-000043 · mcg131.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,083.221 F1 · kind: Forfeiture of stock pursuant to The McGraw-Hill Companies' 1993 Employee Stock Incentive Plan in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 20:18 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,324.7139 | $94.36 Strike: $0.00 | $125,000.00 |
DisclosureSEC source: 0000101829-04-000024 · mcg209.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740.8236 Underlying: Common Stock · 1,324.7139 shares Expires not disclosed F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 21:40 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,416.1097 | $88.27 Strike: $0.00 | $125,000.00 |
DisclosureSEC source: 0000101829-03-000382 · mcg187.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416.1097 Underlying: Common Stock · 1,416.1097 shares Expires not disclosed F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 21:40 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 1,132.8877 | $88.27 Strike: $0.00 | $100,000.00 |
DisclosureSEC source: 0000101829-03-000382 · mcg187.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132.8877 Underlying: Common Stock · 1,132.8877 shares Expires not disclosed F2 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. F2 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. Read SEC document |
| June 17, 2003 Filed Jun 17, 2003 19:45 UTC | S&P Global Inc. MHP · Entity 2879 | OtherCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001196168-03-000046 · mcg85.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,746.0415 F1 · balance_after: Includes shares acquired under The McGraw-Hill Companies' Dividend Reinvestment Plan and 47,015.7478 shares held by two minor children. F2 · balance_after: Total Derivative Beneficial Holdings include 896,400 Options (Right to Buy). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.