Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Director | April 30, 2012 | May 02, 2012 |
| Otis Worldwide CorpOTIS · Entity 3170 | Director | May 18, 2023 | May 22, 2023 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2021 | January 20, 2021 |
| RTX CorpUTX · Entity 2823 | Director | April 29, 2019 | May 01, 2019 |
| S&P Global Inc.MHFI · Entity 2879 | Director | February 27, 2015 | March 02, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date April 30, 2012 · Filed May 02, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,016.1711 |
Reported balance
After 2012-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-04-30 · Grant · Acquired 143 · Balance 29,016.1711 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
Otis Worldwide Corp
Report date May 18, 2023 · Filed May 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,748.57 |
Reported balance
After 2023-05-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-05-18 · Grant · Acquired 2,201.18 · Balance 36,748.57 F1: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. The total also includes vested DSUs and vested deferred restricted stock units that the reporting person received from UTC, our former parent company, that were converted in the spin-off from UTC. Vested deferred restricted stock units are equivalent to DSUs. Both DSUs and deferred restricted stock units accrue dividend equivalents.
Phillips 66
Report date January 15, 2021 · Filed January 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,622.4898 |
Reported balance
After 2021-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-01-15 · Grant · Acquired 2,771 · Balance 52,622.4898 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2021. F3: Includes 52,122.4898 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. |
| Common StockSEC Table I · non-derivative | IndirectSee notes | 373 |
Reported balance
Holding disclosure · report date 2021-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 373 F4: Reported amount represents shares purchased in discretionary accounts on behalf of the Harold W. McGraw Family Foundation, Inc., of which Mr. McGraw serves on the board, or various trusts for the benefit of various family members of Mr. McGraw and for which trusts Mr. McGraw serves as trustee and has voting and investment power. Mr. McGraw disclaims beneficial ownership of all securities held by the foundation and the trusts and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. These transactions are reported as small acquisitions under Rule 16a-6. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director.
F2: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2021.
F3: Includes 52,122.4898 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11.
F4: Reported amount represents shares purchased in discretionary accounts on behalf of the Harold W. McGraw Family Foundation, Inc., of which Mr. McGraw serves on the board, or various trusts for the benefit of various family members of Mr. McGraw and for which trusts Mr. McGraw serves as trustee and has voting and investment power. Mr. McGraw disclaims beneficial ownership of all securities held by the foundation and the trusts and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for the purposes of Section 16 or for any other purpose. These transactions are reported as small acquisitions under Rule 16a-6.
RTX Corp
Report date April 29, 2019 · Filed May 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 53,804.8636 |
Reported balance
After 2019-04-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-29 · Grant · Acquired 1,308.7532 · Balance 53,804.8636 F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
| Common StockSEC Table I · non-derivative | Direct | 3,605 |
Reported balance
Holding disclosure · report date 2019-04-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,605 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
S&P Global Inc.
Report date February 27, 2015 · Filed March 02, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,569,888.5858 |
Ending reported balance
After 2015-02-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2015-02-27 · Exercise / conversion · Acquired 350,560 · Balance 1,972,288.5858 Row 2 · 2015-02-27 · Tax withholding · Disposed 108,019 · Balance 1,864,269.5858 Row 3 · 2015-02-27 · Tax withholding · Disposed 140,381 · Balance 1,723,888.5858 Row 4 · 2015-02-27 · Sale · Disposed 154,000 · Balance 1,569,888.5858 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.29 · Expires 2015-03-31 | Direct | 0 |
Reported balance
After 2015-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2015-02-27 · Exercise / conversion · Disposed 350,560 · Balance 0 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.91 · Expires 2018-03-31 | Direct | 339,100 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 339,100 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.95 · Expires 2019-03-31 | Direct | 339,100 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 339,100 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.98 · Expires 2020-03-31 | Direct | 339,100 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 339,100 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.41 · Expires 2021-03-31 | Direct | 232,767 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 232,767 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.55 · Expires 2023-03-31 | Direct | 97,989 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 97,989 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.51 · Expires 2017-04-01 | Direct | 200,812 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 200,812 |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.18 · Expires 2016-04-02 | Direct | 205,409 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 205,409 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,800 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,800 |
| Common StockSEC Table I · non-derivative | IndirectBy The Harold W. McGraw III Trust | 2,213,493.3 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,213,493.3 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Daughter | 87,803 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 87,803 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust for Son | 87,803 |
Reported balance
Holding disclosure · report date 2015-02-27 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 87,803 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2013 Filed Mar 6, 2013 14:36 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 312,644 | $45.65 | $14,272,198.60 |
DisclosureSEC source: 0001225208-13-006756 · doc4.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,424,268.5858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 16:06 UTC | S&P Global Inc. MHP · Entity 2879 | GiftCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-005821 · doc4.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,800 Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 16:06 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 158,568 | $45.87 | $7,273,514.16 |
DisclosureSEC source: 0001225208-13-005821 · doc4.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,111,624.5858 F1 · shares: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. F2 · balance_after: Includes shares acquired under The McGraw-Hill Companies Dividend Reinvestment Plan. Read SEC document |
| January 11, 2013 Filed Jan 14, 2013 19:57 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 32,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001406 · doc4.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946,390.5858 F1 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| April 30, 2012 Filed May 2, 2012 23:29 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 143 | $71.85 | $10,274.91 |
DisclosureSEC source: 0001181431-12-027123 · rrd343846.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,016.1711 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,013.9395 | $79.63 | $240,000.00 |
DisclosureSEC source: 0001225208-12-009729 · doc4.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,063.6186 Underlying: Common Stock · 3,013.9395 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 16:21 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 132 | $76.21 | $10,059.06 |
DisclosureSEC source: 0001181431-12-021494 · rrd341037.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,873.1711 Underlying: Common Stock · 132 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 20:33 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 131 | $76.89 | $10,072.59 |
DisclosureSEC source: 0001181431-12-013792 · rrd336931.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,499.9664 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 20:26 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 146 | $68.59 | $10,013.41 |
DisclosureSEC source: 0001181431-12-005245 · rrd332305.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,368.9664 Underlying: Common Stock · 146 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: 3) Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 15, 2012 Filed Jan 18, 2012 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 2,413 | $70.47 | $170,044.11 |
DisclosureSEC source: 0001181431-12-002967 · rrd330956.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,222.9664 Underlying: Common Stock · 2,413 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| January 06, 2012 Filed Jan 9, 2012 15:26 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 19,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001071 · doc4.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,979,302.5858 F2 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 2002 Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| January 06, 2012 Filed Jan 9, 2012 15:26 UTC | S&P Global Inc. MHP · Entity 2879 | OtherCommon Stock | 582.1138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001071 · doc4.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998,799.5858 F1 · kind: Includes shares acquired under The McGraw-Hill Companies Dividend Reinvestment Plan. Read SEC document |
| December 30, 2011 Filed Jan 4, 2012 21:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 138 | $72.96 | $10,067.79 |
DisclosureSEC source: 0001181431-12-000705 · rrd329700.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,811.323 Underlying: Common Stock · 138 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: 3) Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 23, 2011 Filed Dec 23, 2011 15:09 UTC | S&P Global Inc. MHP · Entity 2879 | GiftCommon Stock | 1,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-026891 · doc4.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998,217.472 Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 18:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 142 | $70.69 | $10,037.98 |
DisclosureSEC source: 0001181431-11-058386 · rrd327054.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,440.9678 Underlying: Common Stock · 142 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| October 31, 2011 Filed Nov 2, 2011 16:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 143 | $70.27 | $10,048.61 |
DisclosureSEC source: 0001181431-11-054254 · rrd324835.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,298.9678 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| October 11, 2011 Filed Feb 23, 2012 14:45 UTC | S&P Global Inc. MHP · Entity 2879 | GiftCommon Stock | 935,754.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-005117 · doc5.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Harold W. McGraw III Trust Disclosed balance after: 2,213,493.3 F1 · balance_after: The shares were acquired in two gift transactions as a result of distributions from certain family trusts. Read SEC document |
| September 30, 2011 Filed Oct 4, 2011 19:15 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 157 | $63.81 | $10,018.17 |
DisclosureSEC source: 0001181431-11-051410 · rrd323221.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,155.9678 Underlying: Common Stock · 157 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 Read SEC document |
| September 28, 2011 Filed Oct 7, 2011 14:16 UTC | S&P Global Inc. MHP · Entity 2879 | GiftCommon Stock | 87,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-023132 · doc4.xml · nonDerivative · entry 3 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Son Disclosed balance after: 87,803 F3 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Harold W. McGraw IV Trust, of which the reporting person is a trustee. Read SEC document |
| September 28, 2011 Filed Oct 7, 2011 14:16 UTC | S&P Global Inc. MHP · Entity 2879 | GiftCommon Stock | 87,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-023132 · doc4.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for Daughter Disclosed balance after: 87,803 F2 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Megan G. McGraw Trust, of which the reporting person is a trustee. Read SEC document |
| September 28, 2011 Filed Oct 7, 2011 14:16 UTC | S&P Global Inc. MHP · Entity 2879 | GiftCommon Stock | 1,277,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-023132 · doc4.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By The Harold W. McGraw III Trust Disclosed balance after: 1,277,739 F1 · kind: Represents a transfer from the Harold W. McGraw, Jr. Trust to the Harold W. McGraw III Trust, of which the reporting person is a trustee and beneficiary. Read SEC document |
| August 31, 2011 Filed Sep 6, 2011 20:50 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 147 | $68.15 | $10,018.05 |
DisclosureSEC source: 0001181431-11-048192 · rrd320960.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,760.9429 Underlying: Common Stock · 147 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| July 29, 2011 Filed Aug 2, 2011 19:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 139 | $72.07 | $10,018.08 |
DisclosureSEC source: 0001181431-11-043410 · rrd318885.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,613.9429 Underlying: Common Stock · 139 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| June 30, 2011 Filed Jul 1, 2011 20:05 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 134 | $74.80 | $10,023.20 |
DisclosureSEC source: 0001181431-11-039263 · rrd316738.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,474.9429 Underlying: Common Stock · 134 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| May 31, 2011 Filed Jun 2, 2011 20:49 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 137 | $73.41 | $10,057.42 |
DisclosureSEC source: 0001181431-11-034312 · rrd313935.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,123.483 Underlying: Common Stock · 137 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| April 29, 2011 Filed May 3, 2011 17:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 128 | $78.21 | $10,010.88 |
DisclosureSEC source: 0001181431-11-026571 · rrd309977.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,986.483 Underlying: Common Stock · 128 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,850.0178 | $84.21 | $240,000.00 |
DisclosureSEC source: 0001225208-11-011794 · doc4.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,269.763 Underlying: Common Stock · 2,850.0178 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 14:13 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 222,170 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001225208-11-011090 · doc4.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,170 Underlying: Common Stock · 222,170 shares Expires 2021-03-31 F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 21:53 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 124 | $80.82 | $10,021.06 |
DisclosureSEC source: 0001181431-11-022020 · rrd307448.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,858.483 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 21:26 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 129 | $77.72 | $10,025.88 |
DisclosureSEC source: 0001181431-11-014572 · rrd303485.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,537.2477 Underlying: Common Stock · 129 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 20:19 UTC | S&P Global Inc. MHP · Entity 2879 | Disposition to issuerCommon Stock | 40,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-006818 · doc4.xml · nonDerivative · entry 3 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,999,391.472 F3 · shares: Reflects forfeiture due to non-achievement of performance goal. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 20:19 UTC | S&P Global Inc. MHP · Entity 2879 | OtherCommon Stock | 665.1977 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-006818 · doc4.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,039,585.472 F2 · kind: Includes shares acquired under The McGraw-Hill Companies Dividend Reinvestment Plan. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 20:19 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 68,812 | $38.04 | $2,617,608.48 |
DisclosureSEC source: 0001225208-11-006818 · doc4.xml · nonDerivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,038,920.2743 F1 · shares: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| January 31, 2011 Filed Feb 2, 2011 17:29 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 141 | $71.12 | $10,027.92 |
DisclosureSEC source: 0001181431-11-006600 · rrd299410.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,408.2477 Underlying: Common Stock · 141 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| January 15, 2011 Filed Jan 19, 2011 23:23 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 2,526 | $67.31 | $170,012.43 |
DisclosureSEC source: 0001181431-11-004264 · rrd297945.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,267.2477 Underlying: Common Stock · 2,526 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:31 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 123 | $68.21 | $8,389.22 |
DisclosureSEC source: 0001181431-11-001142 · rrd296362.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,741.2477 Underlying: Common Stock · 123 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 21:45 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 138 | $60.47 | $8,344.86 |
DisclosureSEC source: 0001181431-10-058792 · rrd292785.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,437.7037 Underlying: Common Stock · 138 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 21:14 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 141 | $59.17 | $8,342.27 |
DisclosureSEC source: 0001181431-10-052983 · rrd289767.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,299.7037 Underlying: Common Stock · 141 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| September 30, 2010 Filed Oct 4, 2010 20:14 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 146 | $57.44 | $8,385.51 |
DisclosureSEC source: 0001181431-10-049301 · rrd287791.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,158.7037 Underlying: Common Stock · 146 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| August 31, 2010 Filed Sep 2, 2010 19:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 160 | $52.41 | $8,384.80 |
DisclosureSEC source: 0001181431-10-045321 · rrd285542.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,811.6174 Underlying: Common Stock · 160 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 30, 2010 Filed Aug 3, 2010 22:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 152 | $54.83 | $8,334.16 |
DisclosureSEC source: 0001181431-10-040037 · rrd282244.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,651.6174 Underlying: Common Stock · 152 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| June 30, 2010 Filed Jul 1, 2010 16:03 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 168 | $49.63 | $8,337.84 |
DisclosureSEC source: 0001181431-10-035361 · rrd280406.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,499.6174 Underlying: Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 28, 2010 Filed Jun 2, 2010 20:59 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 161 | $52.08 | $8,384.88 |
DisclosureSEC source: 0001181431-10-030829 · rrd277800.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,127.9898 Underlying: Common Stock · 161 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| April 30, 2010 Filed May 4, 2010 22:02 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 143 | $58.63 | $8,384.09 |
DisclosureSEC source: 0001181431-10-024287 · rrd274022.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,966.9898 Underlying: Common Stock · 143 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| April 14, 2010 Filed Apr 16, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,243.2432 | $74.00 | $240,000.00 |
DisclosureSEC source: 0001225208-10-010484 · doc4.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,766.2331 Underlying: Common Stock · 3,243.2432 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 13:49 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 323,662 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0001225208-10-009725 · doc4.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,662 Underlying: Common Stock · 323,662 shares Expires 2020-03-31 F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 20:05 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 163 | $51.20 | $8,345.60 |
DisclosureSEC source: 0001181431-10-019447 · rrd271708.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,823.9898 Underlying: Common Stock · 163 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 22:56 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 173 | $48.24 | $8,345.52 |
DisclosureSEC source: 0001181431-10-013145 · rrd268110.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,472.836 Underlying: Common Stock · 173 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 16:15 UTC | S&P Global Inc. MHP · Entity 2879 | Disposition to issuerCommon Stock | 24,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-005634 · doc4.xml · nonDerivative · entry 3 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970,108.2743 F3 · shares: Reflects forfeiture due to non-achievement of performance goal. Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 16:15 UTC | S&P Global Inc. MHP · Entity 2879 | OtherCommon Stock | 741.592 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-005634 · doc4.xml · nonDerivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994,141.2743 F2 · kind: Includes shares acquired under The McGraw-Hill Companies Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.