Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTRIA GROUP, INC.MO · Entity 188 | Director | November 01, 2007 | November 05, 2007 |
| Philip Morris International Inc.PM · Entity 2818 | Director | May 01, 2019 | May 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTRIA GROUP, INC.
Report date November 01, 2007 · Filed November 05, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,973 |
Reported balance
After 2007-11-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-11-01 · Grant · Acquired 2,870 · Balance 25,973 F1: Shares acquired through the 2005 Stock Compensation Plan for Non-Employee Directors. F2: Shares valued pursuant to the terms of the 2005 Stock Compensation Plan for Non-Employee Directors. F3: Includes 14,048 deferred shares held under the 2005 Stock Compensation Plan for Non-Employee Directors, including an increase of 271 shares acquired through the reinvestment of dividends since April 26, 2007, the date of the last reportable transaction. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,216 |
Reported balance
Holding disclosure · report date 2007-11-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 19,216 F4: Phantom Stock Units convert to common stock on a 1-for-1 basis. F5: These units are being settled in cash pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee directors. F6: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors, including an increase of 480 share equivalents acquired through the reinvestment of dividends since April 26, 2007, the date of the last reportable transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired through the 2005 Stock Compensation Plan for Non-Employee Directors.
F2: Shares valued pursuant to the terms of the 2005 Stock Compensation Plan for Non-Employee Directors.
F3: Includes 14,048 deferred shares held under the 2005 Stock Compensation Plan for Non-Employee Directors, including an increase of 271 shares acquired through the reinvestment of dividends since April 26, 2007, the date of the last reportable transaction.
F4: Phantom Stock Units convert to common stock on a 1-for-1 basis.
F5: These units are being settled in cash pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee directors.
F6: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors, including an increase of 480 share equivalents acquired through the reinvestment of dividends since April 26, 2007, the date of the last reportable transaction.
Philip Morris International Inc.
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,041 |
Reported balance
After 2019-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-01 · Grant · Acquired 2,026 · Balance 93,041 F1: Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. F2: The average of the high and low price of Philip Morris International Inc. common stock on May 1, 2019. F3: Includes 69,719 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 3,764 shares acquired through the reinvestment of dividends since May 9, 2018, the date of the last reportable transaction to the SEC. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,503 |
Reported balance
After 2019-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-01 · Other · Acquired 0 · Balance 32,503 F4: Phantom Stock Units convert to common stock on a 1-for-1 basis. F5: No share equivalents acquired or disposed. F6: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,808 share equivalents acquired through the reinvestment of dividends since May 9, 2018, the date of the last reportable transaction to the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.
F2: The average of the high and low price of Philip Morris International Inc. common stock on May 1, 2019.
F3: Includes 69,719 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 3,764 shares acquired through the reinvestment of dividends since May 9, 2018, the date of the last reportable transaction to the SEC.
F4: Phantom Stock Units convert to common stock on a 1-for-1 basis.
F5: No share equivalents acquired or disposed.
F6: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.
F7: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,808 share equivalents acquired through the reinvestment of dividends since May 9, 2018, the date of the last reportable transaction to the SEC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2001 Filed Apr 30, 2007 19:44 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $37.67 | $0.00 |
DisclosureSEC source: 0001182489-07-000491 · edgar.xml · derivative · entry 4 WOLF STEPHEN M · CIK 0001024921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires 2011-04-26 F7 · derivative.exercise_price: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F7 · date: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. Read SEC document |
| April 26, 2001 Filed Apr 1, 2008 17:38 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $26.25 | $0.00 |
DisclosureSEC source: 0001182489-08-000338 · edgar.xml · derivative · entry 4 WOLF STEPHEN M · CIK 0001024921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399 Underlying: Common Stock · 2,399 shares Expires 2011-04-26 F5 · derivative.exercise_price: The options were originally granted by Altria. In connection with the Philip Morris International Inc. Spin-Off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
| April 27, 2000 Filed Apr 30, 2007 19:44 UTC | ALTRIA GROUP, INC. MO · Entity 188 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $16.58 | $0.00 |
DisclosureSEC source: 0001182489-07-000491 · edgar.xml · derivative · entry 3 WOLF STEPHEN M · CIK 0001024921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,639 Underlying: Common Stock · 9,639 shares Expires 2010-04-27 F7 · derivative.exercise_price: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. F7 · date: Reflects a price adjustment to a previously issued option award in accordance with the terms of the Company's equity compensation plans in connection with the spin-off of Kraft Foods Inc. on March 30, 2007. Read SEC document |
| April 27, 2000 Filed Apr 1, 2008 17:38 UTC | Philip Morris International Inc. PM · Entity 2818 | OtherOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0001182489-08-000338 · edgar.xml · derivative · entry 3 WOLF STEPHEN M · CIK 0001024921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,638 Underlying: Common Stock · 9,638 shares Expires 2010-04-27 F5 · derivative.exercise_price: The options were originally granted by Altria. In connection with the Philip Morris International Inc. Spin-Off, these options were split into options to acquire Altria Common Stock and Issuer's Common Stock in accordance with the anti-dilution terms of Altria's compensation plans and the Employee Matters Agreement dated March 28, 2008, between Altria and the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.