Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director | February 01, 2018 | February 05, 2018 |
| Meta Platforms, Inc.FB · Entity 2790 | Director | May 15, 2019 | May 17, 2019 |
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | Director | March 29, 2018 | April 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date February 01, 2018 · Filed February 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 159,235.619 |
Ending reported balance
After 2018-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-01 · Grant · Acquired 416.542 · Balance 160,732.619 F1: Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2017 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective February 1, 2018. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Row 2 · 2018-02-01 · Disposition to issuer · Disposed 1,497 · Balance 159,235.619 F2: Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors. |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 1,000 |
Reported balance
Holding disclosure · report date 2018-02-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2017 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective February 1, 2018. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors.
Meta Platforms, Inc.
Report date May 15, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 29,898 |
Reported balance
After 2019-05-15 transaction · row 1
1 source rowRow 1 · 2019-05-15 · Exercise / conversion · Acquired 1,640 · Balance 29,898 F1: Represents the number of shares that were acquired in connection with the settlement of the restricted stock units (the "RSUs") listed in Table II. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-15 · Exercise / conversion · Disposed 1,640 · Balance 0 F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs vested as to 100% of the total shares on May 15, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares that were acquired in connection with the settlement of the restricted stock units (the "RSUs") listed in Table II.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
F3: The RSUs vested as to 100% of the total shares on May 15, 2019.
NORFOLK SOUTHERN CORP
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Units - Dir. Def. Fee PlanSEC Table II · derivative / convertible security | Direct | 8,297.0213 |
Reported balance
After 2018-03-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-29 · Grant · Acquired 165.7092 · Balance 8,297.0213 F1: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan. |
| Common StockSEC Table I · non-derivative | Direct | 3,477 |
Reported balance
Holding disclosure · report date 2018-03-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,477 |
Filing footnotes · ownership attribution and instrument terms
F1: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2013 Filed Oct 16, 2013 19:08 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-048578 · doc4.xml · derivative · entry 3 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| October 15, 2013 Filed Oct 16, 2013 19:08 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-048578 · doc4.xml · derivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,584 Underlying: Class B Common Stock · 1,250 shares Expires 2021-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.exercise_date: Pursuant to the terms of the RSU award, the vesting condition was satisfied as to 13/48 of the total number of shares on October 15, 2012, and then 1/16th of the total number of shares vest quarterly thereafter, not to exceed 11 quarterly installments, with the final 2/48th of the total number of shares vesting on October 15, 2015, subject to continued service through each vesting date. F4 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| October 15, 2013 Filed Oct 16, 2013 19:08 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-048578 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the restricted stock units (the "RSUs") listed in Table II. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 17:56 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-037056 · doc4.xml · derivative · entry 4 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · shares: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 17:56 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-037056 · doc4.xml · derivative · entry 3 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 17:56 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-037056 · doc4.xml · derivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,834 Underlying: Class B Common Stock · 1,250 shares Expires 2021-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.exercise_date: Pursuant to the terms of the RSU award, the vesting condition was satisfied as to 13/48 of the total number of shares on October 15, 2012, and then 1/16th of the total number of shares vest quarterly thereafter, not to exceed 11 quarterly installments, with the final 2/48th of the total number of shares vesting on October 15, 2015, subject to continued service through each vesting date. F4 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 17:56 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-037056 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the restricted stock units (the "RSUs") listed in Table II. Read SEC document |
| May 14, 2013 Filed May 16, 2013 20:54 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,957.205 | $24.27 | $47,500.00 |
DisclosureSEC source: 0001209191-13-026885 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,853.268 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 20:54 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026885 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,896.063 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 15, 2013 Filed Apr 16, 2013 19:30 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-021651 · doc4.xml · derivative · entry 4 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · shares: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| April 15, 2013 Filed Apr 16, 2013 19:30 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-021651 · doc4.xml · derivative · entry 3 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| April 15, 2013 Filed Apr 16, 2013 19:30 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-021651 · doc4.xml · derivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,084 Underlying: Class B Common Stock · 1,250 shares Expires 2021-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.exercise_date: Pursuant to the terms of the RSU award, the vesting condition was satisfied as to 13/48 of the total number of shares on October 15, 2012, and then 1/16th of the total number of shares vest quarterly thereafter, not to exceed 11 quarterly installments, with the final 2/48th of the total number of shares vesting on October 15, 2015, subject to continued service through each vesting date. The RSUs settle on the earliest of (i) December 31, 2013, (ii) an earlier date between January 1, 2013 and December 31, 2013 that may be specified by the issuer and (iii) the date of a change of control as defined in the issuer's stock plan. The issuer vested and settled the outstanding RSUs for which the vesting condition had been satisfied on February 1, 2013. F4 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| April 15, 2013 Filed Apr 16, 2013 19:30 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-021651 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the restricted stock units (the "RSUs") listed in Table II. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 20:33 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006683 · doc4.xml · derivative · entry 4 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · shares: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 20:33 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006683 · doc4.xml · derivative · entry 3 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 20:33 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006683 · doc4.xml · derivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Class B Common Stock · 6,666 shares Expires 2021-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: Pursuant to the terms of the RSU award, the vesting condition was satisfied as to 13/48 of the total number of shares on October 15, 2012, and then 1/16th of the total number of shares vest quarterly thereafter, not to exceed 11 quarterly installments, with the final 2/48th of the total number of shares vesting on October 15, 2015, subject to continued service through each vesting date. The RSUs settle on the earliest of (i) December 31, 2013, (ii) an earlier date between January 1, 2013 and December 31, 2013 that may be specified by the issuer and (iii) the date of a change of control as defined in the issuer's stock plan. The issuer vested and settled the outstanding RSUs for which the vesting condition had been satisfied on February 1, 2013. F4 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 20:33 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-006683 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the restricted stock units (the "RSUs") listed in Table II. Read SEC document |
| November 15, 2012 Filed Nov 16, 2012 22:13 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,924.391 | $16.24 | $47,500.01 |
DisclosureSEC source: 0001209191-12-053562 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,400.18 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,324.957 | $14.29 | $47,500.00 |
DisclosureSEC source: 0001209191-12-028964 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,896.024 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028964 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,571.067 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 18, 2011 Filed Nov 21, 2011 22:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,344.27 | $14.20 | $47,500.00 |
DisclosureSEC source: 0001209191-11-057399 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,656.704 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 18, 2011 Filed May 20, 2011 18:15 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,947.232 | $24.39 | $47,500.00 |
DisclosureSEC source: 0001209191-11-030160 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,930.462 F2 · kind: Deferred stock units acquired under the Directors' Equity Capital Accumulation Plan, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 18, 2011 Filed May 20, 2011 18:15 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 10,248.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-030160 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,983.23 F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 18, 2010 Filed Nov 19, 2010 17:14 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,840.736 | $25.80 | $47,500.01 |
DisclosureSEC source: 0001209191-10-056180 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,542.943 F1 · kind: Deferred stock units acquired under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 18, 2010 Filed May 20, 2010 17:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 123.769 | $26.93 | $3,333.33 |
DisclosureSEC source: 0001209191-10-029371 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,512.164 F2 · kind: Deferred stock units acquired under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 18, 2010 Filed May 20, 2010 17:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 9,282.672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-029371 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,388.395 F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:39 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,779.474 | $22.49 | $84,999.99 |
DisclosureSEC source: 0001209191-09-023763 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,729.336 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:39 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023763 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,949.862 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 08, 2008 Filed Apr 10, 2008 17:44 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,778.771 | $47.79 | $85,007.47 |
DisclosureSEC source: 0001209191-08-023739 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,871.467 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 08, 2008 Filed Apr 10, 2008 17:44 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 5,231.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-023739 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,092.696 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. F2 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| June 26, 2007 Filed Jun 27, 2007 17:22 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 900 | $85.09 | $76,581.00 |
DisclosureSEC source: 0001209191-07-039118 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154.833 Read SEC document |
| June 26, 2007 Filed Jun 27, 2007 17:22 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 100 | $85.05 | $8,505.00 |
DisclosureSEC source: 0001209191-07-039118 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,254.833 Read SEC document |
| April 10, 2007 Filed Apr 12, 2007 16:47 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,055.037 | $80.57 | $85,004.33 |
DisclosureSEC source: 0001209191-07-023709 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,109.798 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 10, 2007 Filed Apr 12, 2007 16:47 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,103.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-023709 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,054.761 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 06, 2006 Filed Jul 10, 2006 18:06 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 29.357 | $63.87 | $1,875.03 |
DisclosureSEC source: 0001209191-06-040808 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,844.484 F1 · kind: Stock units acquired under deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 04, 2006 Filed Apr 6, 2006 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,283.647 | $64.27 | $82,499.99 |
DisclosureSEC source: 0001209191-06-022888 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,774.088 F1 · kind: Stock units acquired under deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 04, 2006 Filed Apr 6, 2006 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-022888 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,490.441 F1 · kind: Stock units acquired under deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 18:20 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 30.325 | $61.83 | $1,874.99 |
DisclosureSEC source: 0001209191-06-007246 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490.441 F1 · kind: Stock units acquired under deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| January 01, 2006 Filed Jan 4, 2006 17:29 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 440.606 | $56.74 | $24,999.98 |
DisclosureSEC source: 0001209191-06-001416 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,440.606 F1 · kind: Stock units acquired under the deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| January 01, 2006 Filed Jan 4, 2006 17:29 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-001416 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · kind: Stock units acquired under the deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.