Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCE AUTO PARTS INCAAP · Entity 4323 | Director | January 04, 2021 | January 06, 2021 |
| AECOMACM · Entity 3602 | Director | March 03, 2026 | March 05, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
| QuantumScape CorpQS · Entity 4158 | Director | June 03, 2026 | June 05, 2026 |
| Tesla, Inc.TSLA · Entity 2791 | Director | May 16, 2019 | May 21, 2019 |
| TuSimple Holdings Inc.TSP · Entity 9876 | Director | June 13, 2022 | June 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCE AUTO PARTS INC
Report date January 04, 2021 · Filed January 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,656.377 |
Reported balance
After 2021-01-04 transaction · row 1
1 source rowRow 1 · 2021-01-04 · Grant · Acquired 8.656 · Balance 6,656.377 F1: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.
AECOM
Report date March 03, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,513 |
Reported balance
After 2026-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-03 · Grant · Acquired 2,002 · Balance 28,513 F1: Represents restricted stock units, which vest on the earlier of March 3, 2027, or the date of the Issuer's 2027 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units, which vest on the earlier of March 3, 2027, or the date of the Issuer's 2027 Annual Meeting of Stockholders.
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
QuantumScape Corp
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 146,659 |
Reported balance
After 2026-06-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 24,183 · Balance 146,659 F1: On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date. F2: Includes 24,183 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: 2011 Buss Family Trust | 249,720 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 249,720 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy: Buss Family Heritage Trust dated December 24, 2020, Bradley Buss and Deborah Buss as Trustees | 70,000 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 70,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.
F2: Includes 24,183 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.
Tesla, Inc.
Report date May 16, 2019 · Filed May 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,540 |
Ending reported balance
After 2019-05-16 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-05-16 · Exercise / conversion · Acquired 33,334 · Balance 34,874 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Row 2 · 2019-05-16 · Exercise / conversion · Acquired 5,206 · Balance 40,080 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Row 3 · 2019-05-16 · Sale · Disposed 14,931 · Balance 25,149 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.610 to $227.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2019-05-16 · Sale · Disposed 8,743 · Balance 16,406 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.610 to $228.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2019-05-16 · Sale · Disposed 6,230 · Balance 10,176 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.625 to $229.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2019-05-16 · Sale · Disposed 7,736 · Balance 2,440 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.640 to $230.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 7 · 2019-05-16 · Sale · Disposed 900 · Balance 1,540 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.680 to $230.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2019-06-12 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-05-16 · Exercise / conversion · Disposed 5,206 · Balance 0 F7: 100% of the shares subject to the option became vested and exercisable on June 12, 2013. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.66 · Expires 2019-06-12 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-05-16 · Exercise / conversion · Disposed 33,334 · Balance 0 F8: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015. |
| Common StockSEC Table I · non-derivative | IndirectBuss Family Trust | 11,808 |
Reported balance
Holding disclosure · report date 2019-05-16 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 11,808 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.610 to $227.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.610 to $228.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.625 to $229.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $229.640 to $230.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.680 to $230.930, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: 100% of the shares subject to the option became vested and exercisable on June 12, 2013.
F8: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 8, 2013, such that all shares subject to the Option were fully vested and exercisable by June 8, 2015.
TuSimple Holdings Inc.
Report date June 13, 2022 · Filed June 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,447 |
Reported balance
After 2022-06-13 transaction · row 1
1 source rowRow 1 · 2022-06-13 · Exercise / conversion · Acquired 7,767 · Balance 50,447 F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-06-13 · Exercise / conversion · Disposed 7,767 · Balance 0 F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 27,856 |
Reported balance
After 2022-06-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-15 · Grant · Acquired 27,856 · Balance 27,856 F5: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 141,441 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 141,441 F2: The shares are held by the 2011 Buss Family Trust, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 141,442 |
Reported balance
Holding disclosure · report date 2022-06-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 141,442 F3: The shares are held by the Buss Family Heritage Trust, of which the Reporting Person is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
F2: The shares are held by the 2011 Buss Family Trust, of which the Reporting Person is trustee.
F3: The shares are held by the Buss Family Heritage Trust, of which the Reporting Person is trustee.
F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the one-year anniversary of June 29, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following June 29, 2021, provided that the Reporting Person remains in continuous service through such vesting date.
F5: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAVIUM, INC.
Report date July 06, 2018 · Filed July 06, 2018
Section 16 reporting ended · disclosed 2018-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-06 transaction · row 1
1 source rowRow 1 · 2018-07-06 · Other · Disposed 11,503 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.
MARVELL TECHNOLOGY GROUP LTD
Report date April 20, 2021 · Filed April 20, 2021
Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 1
1 source rowRow 1 · 2021-04-20 · Disposition to issuer · Disposed 64,218 · Balance 0 F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers"). F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Disposition to issuer · Disposed 6,651 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers. F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").
F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").
F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.
F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2019 Filed Mar 19, 2019 01:19 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 19,271 | $292.45 | $5,635,803.95 |
DisclosureSEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 5 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:19 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 3,127 | $29.66 | $92,746.82 |
DisclosureSEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 4 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:19 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 1,561 | $29.66 | $46,299.26 |
DisclosureSEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 3 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:19 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 6,250 | $29.66 | $185,375.00 |
DisclosureSEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 2 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:19 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 8,333 | $29.66 | $247,156.78 |
DisclosureSEC source: 0001584518-19-000005 · edgardoc.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,666 | $0.00 Strike: $30.08 | $0.00 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · derivative · entry 11 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2019-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F8 · derivative.exercise_date: 100% of the shares subject to the option became vested and exercisable on June 8, 2013. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,605 | $0.00 Strike: $29.66 | $0.00 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · derivative · entry 10 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,811 Underlying: Common Stock · 2,605 shares Expires 2019-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F7 · derivative.exercise_date: 1/24th of the shares granted became vested and exercisable as of each monthly anniversary beginning on July 12, 2012, such that all shares subject to the Option were vested and exercisable by July 12, 2014. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 100 | $306.50 | $30,650.00 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 8 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 3,800 | $305.88 | $1,162,332.60 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 7 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.41 to $306.32, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 3,135 | $304.80 | $955,560.54 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 6 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.37 to $305.35, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 4,547 | $303.67 | $1,380,801.13 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 5 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.37 to $304.29, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 6,689 | $302.91 | $2,026,138.23 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 4 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,122 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.37 to $303.34, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 1,000 | $301.86 | $301,861.00 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 3 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,811 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.32 to $302.28, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 2,605 | $29.66 | $77,264.30 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 2 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| February 14, 2019 Filed Feb 20, 2019 02:30 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 16,666 | $30.08 | $501,313.28 |
DisclosureSEC source: 0001494732-19-000006 · edgardoc.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018. The option exercises reported herein are of long-held stock options that were scheduled to expire in June 2019. Read SEC document |
| January 04, 2019 Filed Jan 7, 2019 20:26 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1.203 | $158.81 | $191.05 |
DisclosureSEC source: 0001158449-19-000011 · wf-form4_154689277401748.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,386.815 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 20:13 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1.152 | $165.83 | $191.04 |
DisclosureSEC source: 0001158449-18-000182 · wf-form4_153911602295787.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,385.612 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| July 06, 2018 Filed Jul 6, 2018 17:37 UTC | CAVIUM, INC. CAVM · Entity 165173 | OtherCommon Stock | 11,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-041895 · doc4.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018. F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 19:36 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantRestricted Stock Units · Derivative | 9,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042245 · doc4.xml · derivative · entry 2 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,975 Underlying: Common shares · 9,975 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common stock upon vesting. F3 · derivative.exercise_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. F3 · derivative.expiration_date: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 19:36 UTC | MARVELL TECHNOLOGY GROUP LTD MRVL · Entity 140170 | GrantCommon shares | 25,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-042245 · doc4.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,027 F1 · price: Received in exchange for 11503 shares of Cavium, Inc. common stock in connection with the merger (the "Merger") of Cavium, Inc. into Marvell Technology Group Ltd. ("Marvell"). On the effective date of the Merger, the Reporting Person received the reported common shares of Marvell. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 18:15 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1.392 | $137.17 | $190.94 |
DisclosureSEC source: 0001158449-18-000138 · wf-form4_153124651885609.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,384.46 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 01:04 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $370.83 | $0.00 |
DisclosureSEC source: 0001494732-18-000008 · edgardoc.xml · derivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-06-18 F1 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 18, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2021. Read SEC document |
| May 29, 2018 Filed May 31, 2018 20:33 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001158449-18-000123 · wf-form4_152779875534068.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383.068 F1 · price: These deferred stock units, which will be converted to shares of issuer common stock at the time of distribution, were awarded under the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. These shares will vest on May 29, 2019 and will be distributed on a pro-rata basis if board service ends prior to the vesting date. Otherwise, these shares will be distributed to the reporting person at the end of the director's board service. Read SEC document |
| May 07, 2018 Filed May 7, 2018 19:24 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,666 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001494730-18-000003 · edgardoc.xml · derivative · entry 3 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,666 shares Expires 2018-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of the shares subject to the option became vested and exercisable on June 5, 2012, which was the earlier of the first anniversary date of the grant and the day prior to the date of the next annual meeting of the stockholders of Tesla following date of grant. Read SEC document |
| May 07, 2018 Filed May 7, 2018 19:24 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 4,666 | $28.43 | $132,654.38 |
DisclosureSEC source: 0001494730-18-000003 · edgardoc.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Buss Family Trust Disclosed balance after: 11,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 represent a cash exercise for 4,666 shares of the Issuer's Common stock by the reporting person. No sales of Issuer stock have occurred as part of these transactions. Read SEC document |
| April 06, 2018 Filed Apr 16, 2018 19:34 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1.036 | $111.91 | $115.94 |
DisclosureSEC source: 0001158449-18-000075 · wf-form4_152390725404599.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,133.068 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 18:42 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1.032 | $112.18 | $115.77 |
DisclosureSEC source: 0001158449-18-000014 · wf-form4_151552334803014.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,132.032 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| October 06, 2017 Filed Dec 18, 2017 21:25 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 2 | $94.29 | $188.58 |
DisclosureSEC source: 0001158449-17-000205 · wf-form4_151363229316872.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,131 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. F2 · shares: Includes an adjustment of 1 share due to rounding of fractional shares in the Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $342.52 | $0.00 |
DisclosureSEC source: 0001352816-17-000005 · edgardoc.xml · derivative · entry 3 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 12,000 shares Expires 2024-07-24 F1 · derivative.exercise_date: 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary from July 24, 2017, such that all shares subject to the Option shall be fully vested and exercisable by July 24, 2020. Pursuant to the issuer's Outside Director Compensation Policy, these equity awards were granted to the reporting person in connection with his commencement of service on the committees of the issuer's Board of Directors. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $342.52 | $0.00 |
DisclosureSEC source: 0001352816-17-000005 · edgardoc.xml · derivative · entry 2 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 9,000 shares Expires 2024-07-24 F1 · derivative.exercise_date: 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary from July 24, 2017, such that all shares subject to the Option shall be fully vested and exercisable by July 24, 2020. Pursuant to the issuer's Outside Director Compensation Policy, these equity awards were granted to the reporting person in connection with his commencement of service on the committees of the issuer's Board of Directors. Read SEC document |
| July 24, 2017 Filed Jul 27, 2017 01:21 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $342.52 | $0.00 |
DisclosureSEC source: 0001352816-17-000005 · edgardoc.xml · derivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2024-07-24 F1 · derivative.exercise_date: 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary from July 24, 2017, such that all shares subject to the Option shall be fully vested and exercisable by July 24, 2020. Pursuant to the issuer's Outside Director Compensation Policy, these equity awards were granted to the reporting person in connection with his commencement of service on the committees of the issuer's Board of Directors. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 20:49 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1 | $101.93 | $101.93 |
DisclosureSEC source: 0001158449-17-000148 · wf-form4_149971976800709.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,129 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| June 20, 2017 Filed Jun 20, 2017 17:51 UTC | CAVIUM, INC. CAVM · Entity 165173 | GrantCommon stock | 3,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-041126 · doc4.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,503 F1 · kind: This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. F1 · price: This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:22 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | PurchaseCommon Stock | 1,200 | $134.47 | $161,364.00 |
DisclosureSEC source: 0001158449-17-000124 · wf-form4_149634850247752.xml · nonDerivative · entry 2 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,128 Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:22 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001158449-17-000124 · wf-form4_149634850247752.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,928 F1 · price: These deferred stock units, which will be converted to shares of issuer common stock at the time of distribution, were awarded under the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. These shares will vest on May 1, 2018 and will be distributed on a pro-rata basis if board service ends prior to the vesting date. Otherwise, these shares will be distributed to the reporting person at the end of the director's board service. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:47 UTC | Tesla, Inc. TSLA · Entity 2791 | GiftCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001352816-16-000004 · edgardoc.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Buss Family Trust Disclosed balance after: 7,142 F1 · kind: 1,300 TSLA shares gifted to charity from The Buss Family Trust, dated June 29, 2010. Read SEC document |
| November 21, 2016 Filed Nov 24, 2016 02:23 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001495158-16-000002 · edgardoc.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,982 F1 · kind: The transactions reported on this Form 4 are exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F2 · shares: Received in exchange for 37,277 shares of SolarCity Corporation's common stock in connection with the acquisition of SolarCity by Tesla Motors, Inc. (the "Merger"). In accordance with the terms of the Merger, each share of SolarCity common stock was converted into the right to receive 0.110 shares of Tesla common stock, with cash paid in lieu of fractional shares. At the effective time of the Merger, the last traded price of SolarCity's common stock was $20.34 per share, and the last traded price of Tesla's common stock was $185.02 per share. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 20:36 UTC | ADVANCE AUTO PARTS INC AAP · Entity 4323 | GrantCommon Stock | 1 | $148.13 | $148.13 |
DisclosureSEC source: 0001158449-16-000497 · wf-form4_147621819527376.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988 F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. Read SEC document |
| May 13, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · derivative · entry 8 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666 Underlying: Common Stock · 10,000 shares Expires 2018-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant. Read SEC document |
| May 13, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 10,000 | $207.56 | $2,075,550.00 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · nonDerivative · entry 5 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,882 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.50 to $207.77, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 10,000 | $28.43 | $284,300.00 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · nonDerivative · entry 4 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · derivative · entry 7 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,666 Underlying: Common Stock · 2,000 shares Expires 2018-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant. Read SEC document |
| May 12, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · derivative · entry 6 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2016-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/4th of the shares subject to the option become vested and exercisable on November 8, 2010 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| May 12, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 5,333 | $208.13 | $1,109,957.29 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · nonDerivative · entry 3 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,882 Read SEC document |
| May 12, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 2,000 | $28.43 | $56,860.00 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · nonDerivative · entry 2 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2016 Filed May 16, 2016 21:58 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionCommon Stock | 3,333 | $6.63 | $22,097.79 |
DisclosureSEC source: 0001650649-16-000014 · edgardoc.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2015 Filed Jun 23, 2015 01:35 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $261.89 | $0.00 |
DisclosureSEC source: 0001494731-15-000008 · edgardoc.xml · derivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-06-18 F1 · derivative.exercise_date: This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on July 18, 2015, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2018. Read SEC document |
| February 18, 2015 Filed Feb 21, 2015 01:57 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 5,882 | $205.39 | $1,208,086.33 |
DisclosureSEC source: 0001503210-15-000002 · edgardoc.xml · nonDerivative · entry 1 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,882 F1 · kind: This disposition is a nondiscretionary transaction executed solely to timely comply with the requirements of a deferred compensation plan of Mr. Buss's former employer. Specifically, the shares involved in this transaction were acquired by Mr. Buss under a non-qualified deferred compensation plan (the "Plan") of Cypress Semiconductor Corporation ("Cypress"), of which Mr. Buss served as Chief Financial Officer and Executive Vice President of Finance and Administration until June 1, 2014. The Plan's terms require that all assets allocated to a participant be liquidated and distributed in cash to the participant after specified periods following his or her departure from Cypress. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.33 to $205.47, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 23, 2013 Filed Aug 27, 2013 22:34 UTC | Tesla, Inc. TSLA · Entity 2791 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001494729-13-000002 · edgardoc.xml · derivative · entry 3 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 10,000 shares Expires 2016-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/4th of the shares subject to the option will become vested and exercisable on November 8, 2010 and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter. Read SEC document |
| August 23, 2013 Filed Aug 27, 2013 22:34 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 10,000 | $158.31 | $1,583,077.00 |
DisclosureSEC source: 0001494729-13-000002 · edgardoc.xml · nonDerivative · entry 2 Buss Brad W · CIK 0001336664 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,764 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.29 to $158.46, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.