Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MCDONALDS CORPMCD · Entity 2849 | Director · President and CEO | February 13, 2019 | February 16, 2019 |
| Walmart Inc.WMT · Entity 783 | Director | September 30, 2019 | October 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MCDONALDS CORP
Report date February 13, 2019 · Filed February 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,231 |
Ending reported balance
After 2019-02-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-13 · Exercise / conversion · Acquired 74,232 · Balance 115,254 F1: As a result of the Company's performance against the pre-approved financial targets, the reporting person vested in 173.3% of the original grant of 42,834 performance-based restricted stock units ("RSUs"). F2: Each RSU represents a right to acquire one share of McDonald's Corporation common stock. Row 2 · 2019-02-13 · Tax withholding · Disposed 32,023 · Balance 83,231 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-02-13 | Direct | 0 |
Reported balance
After 2019-02-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-13 · Exercise / conversion · Disposed 74,232 · Balance 0 F2: Each RSU represents a right to acquire one share of McDonald's Corporation common stock. F1: As a result of the Company's performance against the pre-approved financial targets, the reporting person vested in 173.3% of the original grant of 42,834 performance-based restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-13 | Direct | 34,174 |
Reported balance
After 2019-02-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-13 · Grant · Acquired 34,174 · Balance 34,174 F2: Each RSU represents a right to acquire one share of McDonald's Corporation common stock. F4: Represents the target number of RSUs granted, subject to performance-based vesting conditions linked to diluted earnings per share ("EPS") growth and return on incremental invested capital ("ROIIC") for the period of January 1, 2019 through December 31, 2021 (the "Performance Period"). If McDonald's Corporation satisfies both the EPS and ROIIC thresholds, then the number of RSUs that vest may be increased or decreased based upon the McDonald's Corporation total shareholder return relative to the S&P 500 Index over the Performance Period. The number of RSUs earned will range from 0% to 200% of the target number of RSUs granted. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $174.15 · Expires 2029-02-13 | Direct | 239,258 |
Reported balance
After 2019-02-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-13 · Grant · Acquired 239,258 · Balance 239,258 F3: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of the Company's performance against the pre-approved financial targets, the reporting person vested in 173.3% of the original grant of 42,834 performance-based restricted stock units ("RSUs").
F2: Each RSU represents a right to acquire one share of McDonald's Corporation common stock.
F3: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.
F4: Represents the target number of RSUs granted, subject to performance-based vesting conditions linked to diluted earnings per share ("EPS") growth and return on incremental invested capital ("ROIIC") for the period of January 1, 2019 through December 31, 2021 (the "Performance Period"). If McDonald's Corporation satisfies both the EPS and ROIIC thresholds, then the number of RSUs that vest may be increased or decreased based upon the McDonald's Corporation total shareholder return relative to the S&P 500 Index over the Performance Period. The number of RSUs earned will range from 0% to 200% of the target number of RSUs granted.
Walmart Inc.
Report date September 30, 2019 · Filed October 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 5,086 |
Reported balance
After 2019-09-30 transaction · row 1
1 source rowRow 1 · 2019-09-30 · Grant · Acquired 211 · Balance 5,086 F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionOptions (Right to Buy) · Derivative | 4,727 | $0.00 Strike: $56.64 | $0.00 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · derivative · entry 9 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727 Underlying: Common Stock · 4,727 shares Expires 2018-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant. Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionOptions (Right to Buy) · Derivative | 2,498 | $0.00 Strike: $45.02 | $0.00 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · derivative · entry 8 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,498 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant. Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | SaleCommon Stock | 723 | $87.89 | $63,544.47 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · nonDerivative · entry 7 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | SaleCommon Stock | 600 | $87.90 | $52,740.00 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · nonDerivative · entry 6 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723 Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | SaleCommon Stock | 15,097 | $87.84 | $1,326,094.82 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · nonDerivative · entry 5 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 F1 · price: This transaction was executed in multiple trades at prices ranging from $87.82 to $88.87 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionCommon Stock | 3,734 | $63.25 | $236,175.50 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · nonDerivative · entry 4 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionCommon Stock | 4,138 | $57.08 | $236,197.04 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · nonDerivative · entry 3 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionCommon Stock | 4,727 | $56.64 | $267,737.28 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · nonDerivative · entry 2 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2011 Filed Sep 16, 2011 20:36 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionCommon Stock | 2,498 | $45.02 | $112,459.96 |
DisclosureSEC source: 0001140361-11-046206 · doc1.xml · nonDerivative · entry 1 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2011 Filed Feb 15, 2011 20:26 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionRestricted Stock Units · Derivative | 2,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-009843 · doc1.xml · derivative · entry 3 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,702 shares Expires 2011-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of McDonald's Corporation common stock. Read SEC document |
| February 13, 2011 Filed Feb 15, 2011 20:26 UTC | MCDONALDS CORP MCD · Entity 2849 | Tax withholdingCommon Stock | 1,379 | $76.14 | $104,997.06 |
DisclosureSEC source: 0001140361-11-009843 · doc1.xml · nonDerivative · entry 2 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 Read SEC document |
| February 13, 2011 Filed Feb 15, 2011 20:26 UTC | MCDONALDS CORP MCD · Entity 2849 | Exercise / conversionCommon Stock | 2,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-009843 · doc1.xml · nonDerivative · entry 1 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2011 Filed Feb 11, 2011 21:28 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantRestricted Stock Units · Derivative | 3,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-008284 · doc1.xml · derivative · entry 2 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,952 Underlying: Common Stock · 3,952 shares Expires 2014-02-09 F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a right to acquire one share of McDonald's Corporation common stock. Upon vesting, payout under the RSUs will be in the form of shares or, at the discretion of the Compensation Committee of the Board of Directors, the cash value thereof. No dividend, voting or other shareholder rights attach to the RSUs until they vest and only if the payout upon vesting is in shares of common stock. F3 · derivative.exercise_date: Contain performance vesting condition based on diluted earnings per share growth during the performance period. Read SEC document |
| February 09, 2011 Filed Feb 11, 2011 21:28 UTC | MCDONALDS CORP MCD · Entity 2849 | GrantOptions (Right to Buy) · Derivative | 27,658 | $0.00 Strike: $75.93 | $0.00 |
DisclosureSEC source: 0001140361-11-008284 · doc1.xml · derivative · entry 1 Easterbrook Stephen · CIK 0001500870 · President, McDonald's Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,658 Underlying: Common Stock · 27,658 shares Expires 2021-02-09 F1 · derivative.exercise_date: Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.