Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphabet Inc.GOOG · Entity 2516 | SVP, Corporate Development | January 02, 2020 | January 03, 2020 |
| KKR & Co. Inc.KKR · Entity 338 | Director | November 02, 2020 | November 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphabet Inc.
Report date January 02, 2020 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Capital StockSEC Table I · non-derivative | Direct | 46,329 |
Ending reported balance
After 2020-01-02 transaction · row 24
24 source rows · reconciled sequenceRow 1 · 2020-01-02 · Exercise / conversion · Acquired 800 · Balance 47,129 Row 2 · 2020-01-02 · Exercise / conversion · Acquired 9,762 · Balance 56,891 Row 3 · 2020-01-02 · Exercise / conversion · Acquired 2,882 · Balance 59,773 Row 4 · 2020-01-02 · Exercise / conversion · Acquired 14,985 · Balance 74,758 Row 5 · 2020-01-02 · Sale · Disposed 400 · Balance 74,358 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4. Row 6 · 2020-01-02 · Sale · Disposed 400 · Balance 73,958 F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive. Row 7 · 2020-01-02 · Sale · Disposed 1,100 · Balance 72,858 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive. Row 8 · 2020-01-02 · Sale · Disposed 1,598 · Balance 71,260 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive. Row 9 · 2020-01-02 · Sale · Disposed 602 · Balance 70,658 F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive. Row 10 · 2020-01-02 · Sale · Disposed 1,400 · Balance 69,258 F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive. Row 11 · 2020-01-02 · Sale · Disposed 2,212 · Balance 67,046 F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive. Row 12 · 2020-01-02 · Sale · Disposed 2,390 · Balance 64,656 F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive. Row 13 · 2020-01-02 · Sale · Disposed 1,110 · Balance 63,546 F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive. Row 14 · 2020-01-02 · Sale · Disposed 2,842 · Balance 60,704 F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive. Row 15 · 2020-01-02 · Sale · Disposed 2,410 · Balance 58,294 F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive. Row 16 · 2020-01-02 · Sale · Disposed 2,013 · Balance 56,281 F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive. Row 17 · 2020-01-02 · Sale · Disposed 748 · Balance 55,533 F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive. Row 18 · 2020-01-02 · Sale · Disposed 578 · Balance 54,955 F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive. Row 19 · 2020-01-02 · Sale · Disposed 500 · Balance 54,455 F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive. Row 20 · 2020-01-02 · Sale · Disposed 725 · Balance 53,730 F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive. Row 21 · 2020-01-02 · Sale · Disposed 600 · Balance 53,130 F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive. Row 22 · 2020-01-02 · Sale · Disposed 2,158 · Balance 50,972 F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive. Row 23 · 2020-01-02 · Sale · Disposed 3,692 · Balance 47,280 F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive. Row 24 · 2020-01-02 · Sale · Disposed 951 · Balance 46,329 F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2020-01-02 · Exercise / conversion · Disposed 14,985 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2020-01-02 · Exercise / conversion · Disposed 2,882 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $286.52 · Expires 2021-04-06 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2020-01-02 · Exercise / conversion · Disposed 9,762 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $281.61 · Expires 2020-12-01 | Direct | 5,198 |
Reported balance
After 2020-01-02 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2020-01-02 · Exercise / conversion · Disposed 800 · Balance 5,198 F22: Option is fully vested. |
| Class C Google Stock UnitsSEC Table I · non-derivative | Direct | 21,004 |
Reported balance
Holding disclosure · report date 2020-01-02 · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · Balance 21,004 F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive.
F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive.
F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive.
F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive.
F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive.
F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive.
F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive.
F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive.
F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive.
F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive.
F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive.
F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive.
F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive.
F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive.
F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive.
F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
F22: Option is fully vested.
KKR & Co. Inc.
Report date November 02, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 48,363 |
Reported balance
After 2020-11-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-02 · Grant · Acquired 4,280 · Balance 48,363 F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc. F2: These securities are held by the Reporting Person's living trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.
F2: These securities are held by the Reporting Person's living trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2015 Filed Dec 17, 2015 00:48 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-034338 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2015 Filed Dec 9, 2015 22:21 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass A Restricted Stock Unit | 160 | $779.21 | $124,673.60 |
DisclosureSEC source: 0001127602-15-033619 · form4.xml · nonDerivative · entry 6 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · security: The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| December 07, 2015 Filed Dec 9, 2015 22:21 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033619 · form4.xml · nonDerivative · entry 5 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 07, 2015 Filed Dec 9, 2015 22:21 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Restricted Stock Unit | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033619 · form4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 07, 2015 Filed Dec 9, 2015 22:21 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Restricted Stock Unit | 160 | $766.81 | $122,689.60 |
DisclosureSEC source: 0001127602-15-033619 · form4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| December 07, 2015 Filed Dec 9, 2015 22:21 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033619 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| December 07, 2015 Filed Dec 9, 2015 22:21 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Restricted Stock Unit | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033619 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 22:28 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 2,500 | $0.00 Strike: $153.98 | $0.00 |
DisclosureSEC source: 0001127602-15-031345 · form4.xml · derivative · entry 13 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class C Capital Stock · 2,500 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 22:28 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption To Purchase Class A Common Stock · Derivative | 2,500 | $0.00 Strike: $154.59 | $0.00 |
DisclosureSEC source: 0001127602-15-031345 · form4.xml · derivative · entry 12 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 2,500 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 22:28 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 2,645 | $730.54 | $1,932,278.30 |
DisclosureSEC source: 0001127602-15-031345 · form4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,584 Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 22:28 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 2,645 | $760.18 | $2,010,676.10 |
DisclosureSEC source: 0001127602-15-031345 · form4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 22:28 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-031345 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2015 Filed Nov 13, 2015 22:28 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-031345 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 23:26 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Restricted Stock Unit | 160 | $731.25 | $117,000.00 |
DisclosureSEC source: 0001127602-15-030903 · form4.xml · nonDerivative · entry 6 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306 F4 · security: The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 23:26 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-030903 · form4.xml · nonDerivative · entry 5 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 23:26 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Restricted Stock Unit | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-030903 · form4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 23:26 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass A Restricted Stock Unit | 160 | $760.67 | $121,707.20 |
DisclosureSEC source: 0001127602-15-030903 · form4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306 F1 · security: The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 23:26 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-030903 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 23:26 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Restricted Stock Unit | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-030903 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F2 · kind: Vesting of GSUs grant of which was previously reported in Form 4. Read SEC document |
| October 12, 2015 Filed Oct 13, 2015 17:13 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 2,500 | $0.00 Strike: $153.98 | $0.00 |
DisclosureSEC source: 0001127602-15-029005 · form4.xml · derivative · entry 13 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Class C Capital Stock · 2,500 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested. Read SEC document |
| October 12, 2015 Filed Oct 13, 2015 17:13 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption To Purchase Class A Common Stock · Derivative | 2,500 | $0.00 Strike: $154.59 | $0.00 |
DisclosureSEC source: 0001127602-15-029005 · form4.xml · derivative · entry 12 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Class A Common Stock · 2,500 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is fully vested. Read SEC document |
| October 12, 2015 Filed Oct 13, 2015 17:13 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 2,645 | $642.09 | $1,698,328.05 |
DisclosureSEC source: 0001127602-15-029005 · form4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,584 Read SEC document |
| October 12, 2015 Filed Oct 13, 2015 17:13 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 2,645 | $669.19 | $1,770,007.55 |
DisclosureSEC source: 0001127602-15-029005 · form4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 12, 2015 Filed Oct 13, 2015 17:13 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-029005 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2015 Filed Oct 13, 2015 17:13 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-029005 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 21:29 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass A Restricted Stock Unit | 160 | $671.68 | $107,468.80 |
DisclosureSEC source: 0001127602-15-028912 · form4.xml · nonDerivative · entry 6 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611 F4 · security: The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of RSUs. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 21:29 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-028912 · form4.xml · nonDerivative · entry 5 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs grant of which was previously reported in Form 4. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 21:29 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Restricted Stock Unit | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-028912 · form4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class A Restricted Stock Units ("RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class A Common Stock for each share underlying the RSU as the RSU vests.The RSUs vest as follows: 1/48th of the RSUs shall vest on the vesting start date (1/6/2012) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F2 · kind: Vesting of RSUs grant of which was previously reported in Form 4. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 21:29 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Restricted Stock Unit | 160 | $641.47 | $102,635.20 |
DisclosureSEC source: 0001127602-15-028912 · form4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611 F1 · security: The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of RSUs. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 21:29 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-028912 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of RSUs grant of which was previously reported in Form 4. Read SEC document |
| October 06, 2015 Filed Oct 8, 2015 21:29 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Restricted Stock Unit | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-028912 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class C Restricted Stock Units ("Class C RSUs") entitle the Reporting Person to receive one share of Alphabet Inc.'s Class C Common Stock for each share underlying the Class C RSU as the Class C RSU vests. This grant vests as follows: 1/48th of the grant vested on the vesting start date (1/6/2012) and 1/48th of the grant vests each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates. F2 · kind: Vesting of RSUs grant of which was previously reported in Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.