Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphabet Inc.GOOG · Entity 2516 | SVP, Corporate Development | January 02, 2020 | January 03, 2020 |
| KKR & Co. Inc.KKR · Entity 338 | Director | November 02, 2020 | November 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphabet Inc.
Report date January 02, 2020 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Capital StockSEC Table I · non-derivative | Direct | 46,329 |
Ending reported balance
After 2020-01-02 transaction · row 24
24 source rows · reconciled sequenceRow 1 · 2020-01-02 · Exercise / conversion · Acquired 800 · Balance 47,129 Row 2 · 2020-01-02 · Exercise / conversion · Acquired 9,762 · Balance 56,891 Row 3 · 2020-01-02 · Exercise / conversion · Acquired 2,882 · Balance 59,773 Row 4 · 2020-01-02 · Exercise / conversion · Acquired 14,985 · Balance 74,758 Row 5 · 2020-01-02 · Sale · Disposed 400 · Balance 74,358 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4. Row 6 · 2020-01-02 · Sale · Disposed 400 · Balance 73,958 F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive. Row 7 · 2020-01-02 · Sale · Disposed 1,100 · Balance 72,858 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive. Row 8 · 2020-01-02 · Sale · Disposed 1,598 · Balance 71,260 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive. Row 9 · 2020-01-02 · Sale · Disposed 602 · Balance 70,658 F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive. Row 10 · 2020-01-02 · Sale · Disposed 1,400 · Balance 69,258 F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive. Row 11 · 2020-01-02 · Sale · Disposed 2,212 · Balance 67,046 F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive. Row 12 · 2020-01-02 · Sale · Disposed 2,390 · Balance 64,656 F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive. Row 13 · 2020-01-02 · Sale · Disposed 1,110 · Balance 63,546 F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive. Row 14 · 2020-01-02 · Sale · Disposed 2,842 · Balance 60,704 F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive. Row 15 · 2020-01-02 · Sale · Disposed 2,410 · Balance 58,294 F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive. Row 16 · 2020-01-02 · Sale · Disposed 2,013 · Balance 56,281 F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive. Row 17 · 2020-01-02 · Sale · Disposed 748 · Balance 55,533 F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive. Row 18 · 2020-01-02 · Sale · Disposed 578 · Balance 54,955 F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive. Row 19 · 2020-01-02 · Sale · Disposed 500 · Balance 54,455 F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive. Row 20 · 2020-01-02 · Sale · Disposed 725 · Balance 53,730 F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive. Row 21 · 2020-01-02 · Sale · Disposed 600 · Balance 53,130 F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive. Row 22 · 2020-01-02 · Sale · Disposed 2,158 · Balance 50,972 F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive. Row 23 · 2020-01-02 · Sale · Disposed 3,692 · Balance 47,280 F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive. Row 24 · 2020-01-02 · Sale · Disposed 951 · Balance 46,329 F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2020-01-02 · Exercise / conversion · Disposed 14,985 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2020-01-02 · Exercise / conversion · Disposed 2,882 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $286.52 · Expires 2021-04-06 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2020-01-02 · Exercise / conversion · Disposed 9,762 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $281.61 · Expires 2020-12-01 | Direct | 5,198 |
Reported balance
After 2020-01-02 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2020-01-02 · Exercise / conversion · Disposed 800 · Balance 5,198 F22: Option is fully vested. |
| Class C Google Stock UnitsSEC Table I · non-derivative | Direct | 21,004 |
Reported balance
Holding disclosure · report date 2020-01-02 · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · Balance 21,004 F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive.
F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive.
F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive.
F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive.
F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive.
F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive.
F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive.
F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive.
F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive.
F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive.
F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive.
F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive.
F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive.
F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive.
F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive.
F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
F22: Option is fully vested.
KKR & Co. Inc.
Report date November 02, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 48,363 |
Reported balance
After 2020-11-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-02 · Grant · Acquired 4,280 · Balance 48,363 F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc. F2: These securities are held by the Reporting Person's living trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.
F2: These securities are held by the Reporting Person's living trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2017 Filed Jul 13, 2017 21:38 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $960.86 | $960,860.00 |
DisclosureSEC source: 0001209191-17-045079 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 21:38 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045079 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 21:38 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $938.68 | $938,680.00 |
DisclosureSEC source: 0001209191-17-045079 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 23:16 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039288 · doc4.xml · derivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,248 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are exercisable as of the transaction date. F4 · derivative.expiration_date: There is no expiration date for the Issuer's Class B Common Stock. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 23:16 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $958.23 | $958,230.00 |
DisclosureSEC source: 0001209191-17-039288 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 23:16 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039288 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 23:16 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $939.56 | $939,560.00 |
DisclosureSEC source: 0001209191-17-039288 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Read SEC document |
| May 12, 2017 Filed May 12, 2017 21:25 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032085 · doc4.xml · derivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,248 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are exercisable as of the transaction date. F4 · derivative.expiration_date: There is no expiration date for the Issuer's Class B Common Stock. Read SEC document |
| May 12, 2017 Filed May 12, 2017 21:25 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $957.85 | $957,850.00 |
DisclosureSEC source: 0001209191-17-032085 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| May 12, 2017 Filed May 12, 2017 21:25 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032085 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| May 12, 2017 Filed May 12, 2017 21:25 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $933.44 | $933,440.00 |
DisclosureSEC source: 0001209191-17-032085 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 21:08 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026715 · doc4.xml · derivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,248 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are exercisable as of the transaction date. F4 · derivative.expiration_date: There is no expiration date for the Issuer's Class B Common Stock. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 21:08 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $838.46 | $838,460.00 |
DisclosureSEC source: 0001209191-17-026715 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 21:08 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026715 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| April 12, 2017 Filed Apr 12, 2017 21:08 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $821.93 | $821,930.00 |
DisclosureSEC source: 0001209191-17-026715 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:58 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020607 · doc4.xml · derivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,248 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are exercisable as of the transaction date. F4 · derivative.expiration_date: There is no expiration date for the Issuer's Class B Common Stock. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:58 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $860.83 | $860,830.00 |
DisclosureSEC source: 0001209191-17-020607 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:58 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020607 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:58 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $844.00 | $844,000.00 |
DisclosureSEC source: 0001209191-17-020607 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 02:45 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010924 · doc4.xml · derivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,248 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are exercisable as of the transaction date. F4 · derivative.expiration_date: There is no expiration date for the Issuer's Class B Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 02:45 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $837.70 | $837,700.00 |
DisclosureSEC source: 0001209191-17-010924 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 02:45 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010924 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 02:45 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $816.00 | $816,000.00 |
DisclosureSEC source: 0001209191-17-010924 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 02:19 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class A Common Stock · Derivative | 1,000 | $0.00 Strike: $318.21 | $0.00 |
DisclosureSEC source: 0001209191-17-003596 · doc4.xml · derivative · entry 9 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,955 Underlying: Class A Common Stock · 1,000 shares Expires 2022-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option is fully vested. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 02:19 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 1,000 | $0.00 Strike: $316.94 | $0.00 |
DisclosureSEC source: 0001209191-17-003596 · doc4.xml · derivative · entry 8 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,955 Underlying: Class C Capital Stock · 1,000 shares Expires 2022-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option is fully vested. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 02:19 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $828.38 | $828,380.00 |
DisclosureSEC source: 0001209191-17-003596 · doc4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 02:19 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003596 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 02:19 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $807.14 | $807,140.00 |
DisclosureSEC source: 0001209191-17-003596 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 02:19 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003596 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2017 Filed Jan 18, 2017 01:23 UTC Amendment | Alphabet Inc. GOOG · Entity 2516 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003983 · doc4a.xml · derivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,248 Underlying: Class A Common Stock · 20,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All shares are exercisable as of the transaction date. F4 · derivative.expiration_date: There is no expiration date for the Issuer's Class B Common Stock. F1 · balance_after: The original Form 4 filed on January 12, 2017 is amended by this Form 4/A to delete an erroneously reported option exercise of 1,000 shares of Class A Common Stock and option exercise of 1,000 shares of Class C Capital Stock from Table I, delete an erroneously reported option to purchase 1,000 shares of Class A Common Stock and option to purchase 1,000 shares of Class C Capital Stock from Table II, and to report the conversion of 1,000 shares of Class B Common Stock into 1,000 shares of Class A Common Stock. No other changes have been made to the original Form 4. Read SEC document |
| January 12, 2017 Filed Jan 18, 2017 01:23 UTC Amendment | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $828.38 | $828,380.00 |
DisclosureSEC source: 0001209191-17-003983 · doc4a.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The original Form 4 filed on January 12, 2017 is amended by this Form 4/A to delete an erroneously reported option exercise of 1,000 shares of Class A Common Stock and option exercise of 1,000 shares of Class C Capital Stock from Table I, delete an erroneously reported option to purchase 1,000 shares of Class A Common Stock and option to purchase 1,000 shares of Class C Capital Stock from Table II, and to report the conversion of 1,000 shares of Class B Common Stock into 1,000 shares of Class A Common Stock. No other changes have been made to the original Form 4. Read SEC document |
| January 12, 2017 Filed Jan 18, 2017 01:23 UTC Amendment | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003983 · doc4a.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The original Form 4 filed on January 12, 2017 is amended by this Form 4/A to delete an erroneously reported option exercise of 1,000 shares of Class A Common Stock and option exercise of 1,000 shares of Class C Capital Stock from Table I, delete an erroneously reported option to purchase 1,000 shares of Class A Common Stock and option to purchase 1,000 shares of Class C Capital Stock from Table II, and to report the conversion of 1,000 shares of Class B Common Stock into 1,000 shares of Class A Common Stock. No other changes have been made to the original Form 4. Read SEC document |
| January 12, 2017 Filed Jan 18, 2017 01:23 UTC Amendment | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $807.14 | $807,140.00 |
DisclosureSEC source: 0001209191-17-003983 · doc4a.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 F1 · balance_after: The original Form 4 filed on January 12, 2017 is amended by this Form 4/A to delete an erroneously reported option exercise of 1,000 shares of Class A Common Stock and option exercise of 1,000 shares of Class C Capital Stock from Table I, delete an erroneously reported option to purchase 1,000 shares of Class A Common Stock and option to purchase 1,000 shares of Class C Capital Stock from Table II, and to report the conversion of 1,000 shares of Class B Common Stock into 1,000 shares of Class A Common Stock. No other changes have been made to the original Form 4. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 18:15 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass B Common Stock · Derivative | 84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-071004 · form4.xml · derivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,248 Underlying: Class A Common Stock · 84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares are exercisable as of the transaction date. F3 · derivative.expiration_date: There is no expiration date for Alphabet Inc.'s Class B Common Stock. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 18:15 UTC | Alphabet Inc. GOOG · Entity 2516 | GiftClass C Capital Stock | 12,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-071004 · form4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 18:15 UTC | Alphabet Inc. GOOG · Entity 2516 | GiftClass A Common Stock | 8,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-071004 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 18:15 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass A Common Stock | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-071004 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 21:12 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $785.04 | $785,040.00 |
DisclosureSEC source: 0001127602-16-069670 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,332 Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 21:12 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $804.82 | $804,820.00 |
DisclosureSEC source: 0001127602-16-069670 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,748 Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:46 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,000 | $755.60 | $755,600.00 |
DisclosureSEC source: 0001127602-16-067013 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,332 Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:46 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 1,000 | $771.76 | $771,760.00 |
DisclosureSEC source: 0001127602-16-067013 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,748 Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 21:59 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 10,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083912 · form4.xml · derivative · entry 1 Drummond David C · CIK 0001295030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,088 Underlying: Common Units · 10,088 shares Expires not disclosed F1 · derivative.exercise_price: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2017. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.exercise_date: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2017. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.expiration_date: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2017. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F2 · ownership.nature: These Securities are held by the Reporting Person's living trust and were transferred to the Reporting person's living trust in transactions exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Equity Units · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-148675 · a4.xml · derivative · entry 2 Drummond David C · CIK 0001295030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Units · 6,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F1 · derivative.exercise_date: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F1 · derivative.expiration_date: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F2 · ownership.nature: These securities are held by the Reporting Person's living trust. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionCommon Units | 6,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-148675 · a4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F2 · ownership.nature: These securities are held by the Reporting Person's living trust. Read SEC document |
| July 12, 2016 Filed Jul 12, 2016 22:03 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 2,500 | $0.00 Strike: $153.98 | $0.00 |
DisclosureSEC source: 0001127602-16-057937 · form4.xml · derivative · entry 9 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Capital Stock · 2,500 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| July 12, 2016 Filed Jul 12, 2016 22:03 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption To Purchase Class A Common Stock · Derivative | 2,500 | $0.00 Strike: $154.59 | $0.00 |
DisclosureSEC source: 0001127602-16-057937 · form4.xml · derivative · entry 8 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| July 12, 2016 Filed Jul 12, 2016 22:03 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 2,500 | $719.12 | $1,797,800.00 |
DisclosureSEC source: 0001127602-16-057937 · form4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,832 Read SEC document |
| July 12, 2016 Filed Jul 12, 2016 22:03 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-057937 · form4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2016 Filed Jul 12, 2016 22:03 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 2,500 | $731.92 | $1,829,800.00 |
DisclosureSEC source: 0001127602-16-057937 · form4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,748 Read SEC document |
| July 12, 2016 Filed Jul 12, 2016 22:03 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-057937 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.