Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Pres, Crdt Risk/Glbl Info Mgt | January 26, 2018 | January 30, 2018 |
| ENCORE CAPITAL GROUP INCECPG · Entity 1189 | Director | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date January 26, 2018 · Filed January 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,801 |
Ending reported balance
After 2018-01-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-26 · Grant · Acquired 13,777 · Balance 278,662 F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance. Row 2 · 2018-01-26 · Tax withholding · Disposed 5,861 · Balance 272,801 F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.30 · Expires 2025-01-26 | Direct | 13,777 |
Reported balance
After 2018-01-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-26 · Grant · Acquired 13,777 · Balance 13,777 F3: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.
F2: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.
ENCORE CAPITAL GROUP INC
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,927 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 291 · Balance 105,927 F1: Grant to the reporting person, for service on the Board of Directors of Encore Capital Group, Inc. ("Encore"), of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Encore common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the fifth anniversary of the date the reporting person is no longer a member of the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant to the reporting person, for service on the Board of Directors of Encore Capital Group, Inc. ("Encore"), of deferred stock units under the terms of a non-employee director deferred compensation plan established under the 2017 Incentive Award Plan. Deferred stock units will be converted into shares of Encore common stock on a one-for-one basis upon distribution. The distribution of shares of common stock will occur within 10 business days following the fifth anniversary of the date the reporting person is no longer a member of the Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2007 Filed Aug 2, 2007 17:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $58.54 | $0.00 |
DisclosureSEC source: 0001127602-07-003178 · form4.xml · derivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2017-07-31 F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to award requirements including continuous employment. Read SEC document |
| July 25, 2007 Filed Feb 14, 2008 00:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 10 | $61.73 | $617.30 |
DisclosureSEC source: 0001127602-08-001009 · form5.xml · derivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F3 · derivative.exercise_date: The units are to be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled upon the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| July 25, 2007 Filed Feb 14, 2008 01:21 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 10 | $61.73 | $617.30 |
DisclosureSEC source: 0001127602-08-001017 · form5a.xml · derivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt/Banking Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F3 · derivative.exercise_date: The units are to be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled upon the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.