Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABUNDIA GLOBAL IMPACT GROUP, INC.AGIG · Entity 7206 | Director | June 25, 2026 | June 29, 2026 |
| RTX CorpUTX · Entity 2823 | Corporate VP, Controller | February 10, 2020 | February 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABUNDIA GLOBAL IMPACT GROUP, INC.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.91 · Expires 2036-06-25 | Direct | 131,870 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 131,870 · Balance 131,870 F1: Such option was received as compensation for the reporting person's services as a member of the board of directors of the issuer and its exercise is subject to quarterly vesting over a period of twelve months from the date of grant. The reporting person disclaims beneficial ownership of such option and the shares of common stock issuable upon exercise thereof until its issuance pursuant to the issuer's 2025 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Such option was received as compensation for the reporting person's services as a member of the board of directors of the issuer and its exercise is subject to quarterly vesting over a period of twelve months from the date of grant. The reporting person disclaims beneficial ownership of such option and the shares of common stock issuable upon exercise thereof until its issuance pursuant to the issuer's 2025 Equity Incentive Plan.
RTX Corp
Report date February 10, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,107 |
Ending reported balance
After 2020-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-10 · Grant · Acquired 1,893 · Balance 2,727 F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level. Row 2 · 2020-02-10 · Tax withholding · Disposed 620 · Balance 2,107 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,313 |
Reported balance
Holding disclosure · report date 2020-02-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,313 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2026 Filed Jun 29, 2026 12:59 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG · Entity 7206 | GrantStock Option (right to buy) · Derivative | 131,870 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001493152-26-030429 · ownership.xml · derivative · entry 1 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,870 Underlying: Common Stock · 131,870 shares Expires 2036-06-25 F1 · shares: Such option was received as compensation for the reporting person's services as a member of the board of directors of the issuer and its exercise is subject to quarterly vesting over a period of twelve months from the date of grant. The reporting person disclaims beneficial ownership of such option and the shares of common stock issuable upon exercise thereof until its issuance pursuant to the issuer's 2025 Equity Incentive Plan. F1 · derivative.exercise_date: Such option was received as compensation for the reporting person's services as a member of the board of directors of the issuer and its exercise is subject to quarterly vesting over a period of twelve months from the date of grant. The reporting person disclaims beneficial ownership of such option and the shares of common stock issuable upon exercise thereof until its issuance pursuant to the issuer's 2025 Equity Incentive Plan. Read SEC document |
| May 12, 2026 Filed May 15, 2026 00:40 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG · Entity 7206 | PurchaseCommon Stock | 8,950 | $1.20 | $10,739.11 |
DisclosureSEC source: 0001493152-26-023264 · ownership.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,875 F2 · shares: Open market purchase by the reporting person of 8,950 shares of Common Stock. Read SEC document |
| May 12, 2026 Filed May 15, 2026 00:40 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG · Entity 7206 | PurchaseCommon Stock | 1,050 | $1.20 | $1,254.75 |
DisclosureSEC source: 0001493152-26-023264 · ownership.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,925 F1 · shares: Open market purchase by the reporting person of 1,050 shares of common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
| January 21, 2026 Filed Jan 24, 2026 00:23 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG · Entity 7206 | GrantCommon Stock | 27,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-003482 · ownership.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,875 F1 · shares: Such shares of common stock were received as compensation for the reporting person's services as a member of the board of directors of the issuer and are subject to quarterly vesting over a period of twelve months from the date of grant. The reporting person disclaims beneficial ownership of such shares until their issuance pursuant to the issuer's 2025 Equity Incentive Plan. F1 · price: Such shares of common stock were received as compensation for the reporting person's services as a member of the board of directors of the issuer and are subject to quarterly vesting over a period of twelve months from the date of grant. The reporting person disclaims beneficial ownership of such shares until their issuance pursuant to the issuer's 2025 Equity Incentive Plan. Read SEC document |
| December 22, 2025 Filed Jan 10, 2026 02:48 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG · Entity 7206 | PurchaseCommon Stock | 2,000 | $1.90 | $3,800.00 |
DisclosureSEC source: 0001493152-26-001177 · ownership.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,000 F2 · shares: Open market purchase by the reporting person of 2,000 shares of Common Stock. Read SEC document |
| December 19, 2025 Filed Jan 10, 2026 02:48 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG · Entity 7206 | PurchaseCommon Stock | 10,000 | $1.66 | $16,600.00 |
DisclosureSEC source: 0001493152-26-001177 · ownership.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,000 F1 · shares: Open market purchase by the reporting person of 10,000 shares of common stock, par value $0.001 per share (the "Common Stock"). Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 22:09 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. HUSA · Entity 7206 | GrantCommon stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001685251-25-000003 · primary_doc.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,500 F1 · shares: The Board approved the issuance of these shares pending approval of a future equity incentive plan. The shares have not been issued and will not be issued until shareholders approve a future equity incentive plan. Mr. Bailey disclaims beneficial ownership of these shares. F1 · price: The Board approved the issuance of these shares pending approval of a future equity incentive plan. The shares have not been issued and will not be issued until shareholders approve a future equity incentive plan. Mr. Bailey disclaims beneficial ownership of these shares. F1 · balance_after: The Board approved the issuance of these shares pending approval of a future equity incentive plan. The shares have not been issued and will not be issued until shareholders approve a future equity incentive plan. Mr. Bailey disclaims beneficial ownership of these shares. Read SEC document |
| June 27, 2025 Filed Jan 10, 2026 02:46 UTC Amendment | ABUNDIA GLOBAL IMPACT GROUP, INC. AGIG · Entity 7206 | GrantCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-001174 · ownership.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,000 F1 · date: This Form 4 amendment is being filed by the reporting person in order to correct the transaction date in the Form 4 filed by the reporting person with the U.S. Securities and Exchange Commission ("SEC") on July 1, 2025 (the "Original Form 4"). On June 27, 2025, the board of directors of the issuer approved the grant of the shares of the issuer's common stock, par value $0.001 per share (the "Common Stock"), reported in the Original Form 4. Accordingly, the date in Column 2 of the Original Form 4 is hereby amended to June 27, 2025. F2 · balance_after: This Form 4 amendment is also being filed by the reporting person in order to correct the total number of shares of Common Stock beneficially owned and reported in the Original Form 4, which erroneously included 1,500 shares of Common Stock issuable upon exercise of stock options previously awarded to the reporting person and reported in Table II of the Form 4 filed by the reporting person with the SEC on January 17, 2025, on a pre-reverse stock split basis. Accordingly, the number of shares of Common Stock reported in Column 5 of Table I of the Original Form 4 is hereby amended to 56,000 shares of Common Stock Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 16:35 UTC | ABUNDIA GLOBAL IMPACT GROUP, INC. HUSA · Entity 7206 | GrantStock Option (right to buy) · Derivative | 15,000 | $1.63 Strike: $1.63 | $24,450.00 |
DisclosureSEC source: 0001685251-25-000002 · primary_doc.xml · derivative · entry 1 Bailey Robert J. · CIK 0001685251 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-01-15 F1 · shares: On January 15, 2025, the reporting person received a grant of 15,000 options to acquire a number of shares of the Company's common stock at the fair market value of the date of the grant, which was $1.63 per share (the trading price for the last business day before the grant date). F2 · derivative.exercise_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant. F2 · derivative.expiration_date: The options were granted on January 15, 2025 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 620 | $156.55 | $97,061.00 |
DisclosureSEC source: 0001225208-20-002021 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 1,893 | $156.55 | $296,349.15 |
DisclosureSEC source: 0001225208-20-002021 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,727 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 11,300 | $153.00 Strike: $153.00 | $1,728,900.00 |
DisclosureSEC source: 0001225208-20-001781 · doc4.xml · derivative · entry 4 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Underlying: Common Stock · 11,300 shares Expires 2030-02-03 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 2,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001781 · doc4.xml · derivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030 Underlying: Common Stock · 2,030 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:24 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000622 · doc4.xml · derivative · entry 4 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.expiration_date: On January 3, 2017, the reporting person was granted 1,100 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 1,176 RSUs, which included accumulated dividend equivalents, vested. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:24 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 342 | $153.35 | $52,445.70 |
DisclosureSEC source: 0001225208-20-000622 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834 Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:24 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000622 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:23 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 2,600 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-19-014309 · doc4.xml · derivative · entry 5 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Underlying: Common Stock · 2,600 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:23 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 1,301 | $149.11 | $193,992.11 |
DisclosureSEC source: 0001225208-19-014309 · doc4.xml · nonDerivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:23 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,299 | $149.17 | $193,765.85 |
DisclosureSEC source: 0001225208-19-014309 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:23 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,600 | $74.66 | $194,116.00 |
DisclosureSEC source: 0001225208-19-014309 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · derivative · entry 5 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 1,169 | $135.07 | $157,896.83 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · nonDerivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 831 | $135.09 | $112,259.87 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $135.08 to $135.11 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 20:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,000 | $78.99 | $157,980.00 |
DisclosureSEC source: 0001225208-19-012290 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:31 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,418 | $126.20 | $178,951.88 |
DisclosureSEC source: 0001225208-19-005424 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 694 | $122.72 | $85,167.68 |
DisclosureSEC source: 0001225208-19-002444 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 2,112 | $122.72 | $259,184.64 |
DisclosureSEC source: 0001225208-19-002444 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,112 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2016 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 116% level. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 862 | $121.71 | $104,915.92 |
DisclosureSEC source: 0001225208-19-001970 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 24,700 | $120.77 Strike: $120.77 | $2,983,019.00 |
DisclosureSEC source: 0001225208-19-001970 · doc4.xml · derivative · entry 4 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,700 Underlying: Common Stock · 24,700 shares Expires 2029-02-04 F2 · balance_after: The reporting person was also awarded 2,680 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 1,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001970 · doc4.xml · derivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785 Underlying: Common Stock · 1,785 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000725 · doc4.xml · derivative · entry 4 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,215 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.expiration_date: The reporting person's Form 3 that was filed on September 21, 2016 incorrectly reported that the expiration date for these RSUs was January 3, 2026. These RSUs do not have an expiration date. Instead, they vested on January 4, 2019, the third anniversary of the grant date and converted into UTC common stock. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 353 | $107.02 | $37,778.06 |
DisclosureSEC source: 0001225208-19-000725 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862 Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000725 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-18-012193 · doc4.xml · derivative · entry 5 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:32 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 1,172 | $134.70 | $157,868.40 |
DisclosureSEC source: 0001225208-18-012193 · doc4.xml · nonDerivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 828 | $134.75 | $111,574.41 |
DisclosureSEC source: 0001225208-18-012193 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,000 | $78.99 | $157,980.00 |
DisclosureSEC source: 0001225208-18-012193 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 4,900 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-18-004632 · doc4.xml · derivative · entry 5 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,900 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 2,868 | $134.93 | $386,979.24 |
DisclosureSEC source: 0001225208-18-004632 · doc4.xml · nonDerivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,032 | $134.95 | $274,217.18 |
DisclosureSEC source: 0001225208-18-004632 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 4,900 | $78.99 | $387,051.00 |
DisclosureSEC source: 0001225208-18-004632 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 419 | $133.73 | $56,033.71 |
DisclosureSEC source: 0001225208-18-004026 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 239 | $127.38 | $30,443.82 |
DisclosureSEC source: 0001225208-18-002909 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:55 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 658 | $127.38 | $83,816.04 |
DisclosureSEC source: 0001225208-18-002909 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) awarded to the reporting person on January 2, 2015, under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period, which ended on December 31, 2017. The performance criteria were satisfied at the 28% level. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:35 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 13,400 | $128.16 Strike: $128.16 | $1,717,344.00 |
DisclosureSEC source: 0001225208-18-000672 · doc4.xml · derivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,400 Underlying: Common Stock · 13,400 shares Expires 2028-01-01 F2 · balance_after: The reporting person was also awarded 1,460 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:35 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 965 | $128.16 | $123,674.40 |
DisclosureSEC source: 0001225208-18-000672 · doc4.xml · derivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965 Underlying: Common Stock · 965 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-17-018787 · doc4.xml · derivative · entry 5 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 1,136 | $126.01 | $143,147.36 |
DisclosureSEC source: 0001225208-17-018787 · doc4.xml · nonDerivative · entry 3 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 864 | $126.01 | $108,872.73 |
DisclosureSEC source: 0001225208-17-018787 · doc4.xml · nonDerivative · entry 2 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,000 | $71.63 | $143,260.00 |
DisclosureSEC source: 0001225208-17-018787 · doc4.xml · nonDerivative · entry 1 Bailey Robert J. · CIK 0001685251 · Corporate VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.