Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Executive Vice President | March 24, 2020 | March 26, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date March 24, 2020 · Filed March 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,386.587 |
Reported balance
After 2020-03-24 transaction · row 1
1 source rowRow 1 · 2020-03-24 · Grant · Acquired 62.562 · Balance 58,386.587 F1: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2017 Filed Feb 8, 2017 21:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,190 | $160.51 | $191,006.90 |
DisclosureSEC source: 0001209191-17-008681 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,218.129 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 138.502 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155439 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,408.129 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 21:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,275 | $0.00 Strike: $46.18 | $0.00 |
DisclosureSEC source: 0001209191-16-146888 · doc4.xml · derivative · entry 3 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,275 shares Expires 2021-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested at a rate of 25% annually on November 3 from the years 2012 through 2015. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 21:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 14,365 | $144.18 | $2,071,105.48 |
DisclosureSEC source: 0001209191-16-146888 · doc4.xml · nonDerivative · entry 2 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,269.627 F1 · price: This transaction was executed in multiple trades ranging from $144.11 to $144.315 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 21:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 16,275 | $46.18 | $751,579.50 |
DisclosureSEC source: 0001209191-16-146888 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,634.627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 21:53 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 161.013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142536 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,359.627 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| June 28, 2016 Filed Jun 29, 2016 20:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 158.858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-130081 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,198.614 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| March 22, 2016 Filed Mar 24, 2016 21:24 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 137.164 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-110458 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,039.756 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| March 07, 2016 Filed Mar 8, 2016 21:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 4,113 | $121.51 | $499,752.94 |
DisclosureSEC source: 0001209191-16-106949 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,902.592 F1 · price: This transaction was executed in multiple trades ranging from $121.48 to $121.54 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 22:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,235 | $111.82 | $138,097.70 |
DisclosureSEC source: 0001209191-16-099378 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,015.592 Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 01:05 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 473 | $112.74 | $53,326.02 |
DisclosureSEC source: 0001209191-16-097710 · doc4.xml · nonDerivative · entry 2 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,250.592 F2 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 9, 2016, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 10,852. Read SEC document |
| February 09, 2016 Filed Feb 12, 2016 01:05 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 30,516 | $0.00 Strike: $111.16 | $0.00 |
DisclosureSEC source: 0001209191-16-097710 · doc4.xml · derivative · entry 3 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,516 Underlying: Common Stock · 30,516 shares Expires 2026-02-09 F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020. Read SEC document |
| February 09, 2016 Filed Feb 12, 2016 01:05 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 5,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-097710 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,723.592 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020. Read SEC document |
| February 08, 2016 Filed Feb 10, 2017 23:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 26,137 | $0.00 Strike: $160.31 | $0.00 |
DisclosureSEC source: 0001209191-17-009707 · doc4.xml · derivative · entry 3 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,137 Underlying: Common Stock · 26,137 shares Expires 2027-02-08 F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:56 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,176 | $111.72 | $131,382.72 |
DisclosureSEC source: 0001209191-16-096832 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,297.592 Read SEC document |
| December 15, 2015 Filed Dec 17, 2015 22:23 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 161.715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-085857 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,473.592 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| November 03, 2015 Filed Nov 4, 2015 22:09 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,780 | $117.66 | $327,094.80 |
DisclosureSEC source: 0001209191-15-078484 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,311.877 Read SEC document |
| September 22, 2015 Filed Sep 24, 2015 20:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 177.447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-072113 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,091.877 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| June 24, 2015 Filed Jun 26, 2015 20:10 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 182.281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-056810 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,914.43 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 16,275 | $0.00 Strike: $46.18 | $0.00 |
DisclosureSEC source: 0001209191-15-035332 · doc4.xml · derivative · entry 4 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,275 Underlying: Common Stock · 16,275 shares Expires 2021-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options vest at a rate of 25% annually on November 3 from the years 2012 through 2015. Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 3,300 | $119.48 | $394,284.00 |
DisclosureSEC source: 0001209191-15-035332 · doc4.xml · nonDerivative · entry 3 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,732.149 Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 11,128 | $118.58 | $1,319,558.24 |
DisclosureSEC source: 0001209191-15-035332 · doc4.xml · nonDerivative · entry 2 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,032.149 Read SEC document |
| April 20, 2015 Filed Apr 21, 2015 20:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 16,275 | $46.18 | $751,579.50 |
DisclosureSEC source: 0001209191-15-035332 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,160.149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2015 Filed Mar 26, 2015 22:28 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 137.489 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-029635 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,885.149 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| February 12, 2015 Filed Feb 17, 2015 22:34 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,744 | $109.84 | $191,560.96 |
DisclosureSEC source: 0001209191-15-014651 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,747.66 Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 22:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 26,751 | $0.00 Strike: $108.97 | $0.00 |
DisclosureSEC source: 0001209191-15-012872 · doc4.xml · derivative · entry 2 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,751 Underlying: Common Stock · 26,751 shares Expires 2025-02-10 F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 22:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 5,535 | $108.97 | $603,148.95 |
DisclosureSEC source: 0001209191-15-012872 · doc4.xml · nonDerivative · entry 1 WILSON D ELLEN · CIK 0001633390 · EVP Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,491.66 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 10 from the years 2016 through 2019. F2 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 10, 2015, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 11,070. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.