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CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Disclosed activity across 16 companies

Tapewire entity
118839
SEC CIK
0001034546

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.ABE · Entity 16714210% ownerMarch 01, 2018March 02, 2018
ABERDEEN GREATER CHINA FUND, INC.GCH · Entity 16704610% ownerMarch 01, 2018March 02, 2018
ABERDEEN INDONESIA FUND, INC.IF · Entity 16715410% ownerOctober 05, 2017October 10, 2017
ABERDEEN LATIN AMERICA EQUITY FUND, INC.LAQ · Entity 16715310% ownerMarch 22, 2018March 23, 2018
ASIA TIGERS FUND INCGRR · Entity 16714510% ownerMarch 28, 2017April 07, 2017
TAIWAN FUND INCTWN · Entity 535010% ownerSeptember 12, 2018September 13, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.

Report date March 01, 2018 · Filed March 02, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund191,733 Reported balance After 2018-03-01 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2018-03-01 · Sale · Disposed 98,196 · Balance 191,733

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund98,196 Reported balance After 2018-03-01 transaction · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · 2018-03-01 · Purchase · Acquired 98,196 · Balance 98,196

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund291,479 Reported balance Holding disclosure · report date 2018-03-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 291,479

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund149,487 Reported balance Holding disclosure · report date 2018-03-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 149,487

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund284,179 Reported balance Holding disclosure · report date 2018-03-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 284,179

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund221,327 Reported balance Holding disclosure · report date 2018-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 221,327

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund201,705 Reported balance Holding disclosure · report date 2018-03-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 201,705

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund287,335 Reported balance Holding disclosure · report date 2018-03-01 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 287,335

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund73,865 Reported balance Holding disclosure · report date 2018-03-01 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 73,865

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund117,276 Reported balance Holding disclosure · report date 2018-03-01 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 117,276

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company168,705 Reported balance Holding disclosure · report date 2018-03-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 168,705

F6: These securities are beneficially owned by The Emerging World Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,895,603 Reported balance Holding disclosure · report date 2018-03-01 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 1,895,603

F12: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F12: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

ABERDEEN GREATER CHINA FUND, INC.

Report date March 01, 2018 · Filed March 02, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund17,600 Reported balance After 2018-03-01 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2018-03-01 · Sale · Disposed 181,772 · Balance 17,600

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund181,772 Reported balance After 2018-03-01 transaction · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · 2018-03-01 · Purchase · Acquired 181,772 · Balance 181,772

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund258,367 Reported balance Holding disclosure · report date 2018-03-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 258,367

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund81,328 Reported balance Holding disclosure · report date 2018-03-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 81,328

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund258,313 Reported balance Holding disclosure · report date 2018-03-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 258,313

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund272,041 Reported balance Holding disclosure · report date 2018-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 272,041

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund197,193 Reported balance Holding disclosure · report date 2018-03-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 197,193

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund262,971 Reported balance Holding disclosure · report date 2018-03-01 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 262,971

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund55,021 Reported balance Holding disclosure · report date 2018-03-01 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 55,021

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund41,967 Reported balance Holding disclosure · report date 2018-03-01 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 41,967

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company181,903 Reported balance Holding disclosure · report date 2018-03-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 181,903

F6: These securities are beneficially owned by The Emerging World Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,545,435 Reported balance Holding disclosure · report date 2018-03-01 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 1,545,435

F12: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F12: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

ABERDEEN INDONESIA FUND, INC.

Report date October 05, 2017 · Filed October 10, 2017

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,698,977 Reported balance After 2017-10-05 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2017-10-05 · Sale · Disposed 9,400 · Balance 1,698,977

F10: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund283,708 Reported balance Holding disclosure · report date 2017-10-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 283,708

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund95,663 Reported balance Holding disclosure · report date 2017-10-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 95,663

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund272,687 Reported balance Holding disclosure · report date 2017-10-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 272,687

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund216,694 Reported balance Holding disclosure · report date 2017-10-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 216,694

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund251,606 Reported balance Holding disclosure · report date 2017-10-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 251,606

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund251,807 Reported balance Holding disclosure · report date 2017-10-05 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 251,807

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund275,156 Reported balance Holding disclosure · report date 2017-10-05 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 275,156

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund45,104 Reported balance Holding disclosure · report date 2017-10-05 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 45,104

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company129,232 Reported balance Holding disclosure · report date 2017-10-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 129,232

F6: These securities are beneficially owned by The Emerging World Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

ABERDEEN LATIN AMERICA EQUITY FUND, INC.

Report date March 22, 2018 · Filed March 23, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund124,227 Reported balance After 2018-03-22 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2018-03-22 · Purchase · Acquired 15,000 · Balance 124,227

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund1,481,279 Reported balance After 2018-03-22 transaction · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · 2018-03-22 · Sale · Disposed 15,000 · Balance 1,481,279

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund223,454 Reported balance Holding disclosure · report date 2018-03-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 223,454

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund216,285 Reported balance Holding disclosure · report date 2018-03-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 216,285

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund214,593 Reported balance Holding disclosure · report date 2018-03-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 214,593

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund196,437 Reported balance Holding disclosure · report date 2018-03-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 196,437

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund204,604 Reported balance Holding disclosure · report date 2018-03-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 204,604

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund217,880 Reported balance Holding disclosure · report date 2018-03-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 217,880

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund76,232 Reported balance Holding disclosure · report date 2018-03-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 76,232

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund45,629 Reported balance Holding disclosure · report date 2018-03-22 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 45,629

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company103,943 Reported balance Holding disclosure · report date 2018-03-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 103,943

F6: These securities are beneficially owned by The Emerging World Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

ASIA TIGERS FUND INC

Report date March 28, 2017 · Filed April 07, 2017

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund96,885 Reported balance Holding disclosure · report date 2017-03-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 96,885

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund51,025 Reported balance Holding disclosure · report date 2017-03-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 51,025

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund101,467 Reported balance Holding disclosure · report date 2017-03-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 101,467

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund84,464 Reported balance Holding disclosure · report date 2017-03-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 84,464

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund87,101 Reported balance Holding disclosure · report date 2017-03-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 87,101

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund100,154 Reported balance Holding disclosure · report date 2017-03-28 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 100,154

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund33,189 Reported balance Holding disclosure · report date 2017-03-28 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 33,189

F8: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund19,497 Reported balance Holding disclosure · report date 2017-03-28 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 19,497

F9: These securities are beneficially owned by The EM Plus CEF Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company38,738 Reported balance Holding disclosure · report date 2017-03-28 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 38,738

F6: These securities are beneficially owned by The Emerging World Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts508,886 Reported balance Holding disclosure · report date 2017-03-28 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 508,886

F10: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F9: These securities are beneficially owned by The EM Plus CEF Fund.

F10: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

TAIWAN FUND INC

Report date September 12, 2018 · Filed September 13, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,483,913 Reported balance After 2018-09-12 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-09-12 · Sale · Disposed 5,500 · Balance 1,483,913

F11: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund238,672 Reported balance Holding disclosure · report date 2018-09-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 238,672

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund119,869 Reported balance Holding disclosure · report date 2018-09-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 119,869

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund236,418 Reported balance Holding disclosure · report date 2018-09-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 236,418

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund150,986 Reported balance Holding disclosure · report date 2018-09-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 150,986

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund239,287 Reported balance Holding disclosure · report date 2018-09-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 239,287

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund243,552 Reported balance Holding disclosure · report date 2018-09-12 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 243,552

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund236,130 Reported balance Holding disclosure · report date 2018-09-12 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 236,130

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund75,204 Reported balance Holding disclosure · report date 2018-09-12 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 75,204

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund81,000 Reported balance Holding disclosure · report date 2018-09-12 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 81,000

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company199,550 Reported balance Holding disclosure · report date 2018-09-12 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 199,550

F6: These securities are beneficially owned by The Emerging World Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Past disclosures · reporting ended (10)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ASIA PACIFIC FUND INC

Report date October 15, 2018 · Filed October 16, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts2,194,009 Reported balance After 2018-10-15 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-10-15 · Sale · Disposed 20,000 · Balance 2,194,009

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund310,315 Reported balance Holding disclosure · report date 2018-10-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 310,315

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund180,930 Reported balance Holding disclosure · report date 2018-10-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 180,930

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund307,027 Reported balance Holding disclosure · report date 2018-10-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 307,027

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund298,022 Reported balance Holding disclosure · report date 2018-10-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 298,022

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund296,438 Reported balance Holding disclosure · report date 2018-10-15 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 296,438

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund272,355 Reported balance Holding disclosure · report date 2018-10-15 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 272,355

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund307,559 Reported balance Holding disclosure · report date 2018-10-15 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 307,559

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund100,350 Reported balance Holding disclosure · report date 2018-10-15 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 100,350

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund108,250 Reported balance Holding disclosure · report date 2018-10-15 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 108,250

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company189,013 Reported balance Holding disclosure · report date 2018-10-15 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 189,013

F6: These securities are beneficially owned by The Emerging World Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

China Fund, Inc.

Report date February 14, 2019 · Filed February 15, 2019

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2019-02-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Emerging (BMI) Markets Country Fund183,119 Reported balance After 2019-02-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-02-14 · Sale · Disposed 125,738 · Balance 183,119

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F2: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Emerging Markets Free Fund69,109 Reported balance After 2019-02-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-02-14 · Sale · Disposed 47,454 · Balance 69,109

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F3: These securities are beneficially owned by Emerging Markets Free Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Emerging Markets Global Fund148,241 Reported balance After 2019-02-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-02-14 · Sale · Disposed 101,789 · Balance 148,241

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F4: These securities are beneficially owned by Emerging Markets Global Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Emerging Markets Investable Fund101,995 Reported balance After 2019-02-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-02-14 · Sale · Disposed 70,034 · Balance 101,995

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F5: These securities are beneficially owned by Emerging Markets Investable Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Global Emerging Markets Fund242,546 Reported balance After 2019-02-14 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2019-02-14 · Sale · Disposed 166,544 · Balance 242,546

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F6: These securities are beneficially owned by Global Emerging Markets Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: The Emerging World Fund99,646 Reported balance After 2019-02-14 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2019-02-14 · Sale · Disposed 68,421 · Balance 99,646

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F7: These securities are beneficially owned by The Emerging World Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Emerging Free Markets Country Fund118,535 Reported balance After 2019-02-14 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2019-02-14 · Sale · Disposed 81,392 · Balance 118,535

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F8: These securities are beneficially owned by Emerging Free Markets Country Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Emerging Markets Country Fund180,856 Reported balance After 2019-02-14 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2019-02-14 · Sale · Disposed 124,185 · Balance 180,856

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F9: These securities are beneficially owned by Emerging Markets Country Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: Investable Emerging Markets Country Fund27,664 Reported balance After 2019-02-14 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2019-02-14 · Sale · Disposed 18,994 · Balance 27,664

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F10: These securities are beneficially owned by Investable Emerging Markets Country Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: The EM Plus CEF Fund24,959 Reported balance After 2019-02-14 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2019-02-14 · Sale · Disposed 17,137 · Balance 24,959

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F11: These securities are beneficially owned by The EM Plus CEF Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: The EM Special Situations CEF Focused Fund6,900 Reported balance After 2019-02-14 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2019-02-14 · Sale · Disposed 4,737 · Balance 6,900

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F12: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectBy: unaffiliated third-party segregated accounts1,367,039 Reported balance After 2019-02-14 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2019-02-14 · Sale · Disposed 938,677 · Balance 1,367,039

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F13: These securities are beneficially owned by unaffiliated third-party segregated accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by City of London Investment Group, PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F2: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F3: These securities are beneficially owned by Emerging Markets Free Fund.

F4: These securities are beneficially owned by Emerging Markets Global Fund.

F5: These securities are beneficially owned by Emerging Markets Investable Fund.

F6: These securities are beneficially owned by Global Emerging Markets Fund.

F7: These securities are beneficially owned by The Emerging World Fund.

F8: These securities are beneficially owned by Emerging Free Markets Country Fund.

F9: These securities are beneficially owned by Emerging Markets Country Fund.

F10: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F11: These securities are beneficially owned by The EM Plus CEF Fund.

F12: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13: These securities are beneficially owned by unaffiliated third-party segregated accounts.

KOREA FUND INC

Report date September 19, 2018 · Filed September 20, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-09-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts804,691 Reported balance After 2018-09-19 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-09-19 · Sale · Disposed 900 · Balance 804,691

F11: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund238,070 Reported balance Holding disclosure · report date 2018-09-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 238,070

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund63,805 Reported balance Holding disclosure · report date 2018-09-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 63,805

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund163,103 Reported balance Holding disclosure · report date 2018-09-19 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 163,103

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund129,462 Reported balance Holding disclosure · report date 2018-09-19 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 129,462

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund105,424 Reported balance Holding disclosure · report date 2018-09-19 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 105,424

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund122,221 Reported balance Holding disclosure · report date 2018-09-19 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 122,221

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund186,578 Reported balance Holding disclosure · report date 2018-09-19 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 186,578

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund24,022 Reported balance Holding disclosure · report date 2018-09-19 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 24,022

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund21,647 Reported balance Holding disclosure · report date 2018-09-19 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 21,647

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company96,019 Reported balance Holding disclosure · report date 2018-09-19 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 96,019

F6: These securities are beneficially owned by The Emerging World Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

LATIN AMERICAN DISCOVERY FUND, INC.

Report date September 19, 2018 · Filed September 20, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-09-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund167,112 Reported balance After 2018-09-19 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2018-09-19 · Sale · Disposed 25,000 · Balance 167,112

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund205,061 Reported balance Holding disclosure · report date 2018-09-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 205,061

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund107,179 Reported balance Holding disclosure · report date 2018-09-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 107,179

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund182,597 Reported balance Holding disclosure · report date 2018-09-19 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 182,597

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund185,197 Reported balance Holding disclosure · report date 2018-09-19 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 185,197

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund140,002 Reported balance Holding disclosure · report date 2018-09-19 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 140,002

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund201,273 Reported balance Holding disclosure · report date 2018-09-19 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 201,273

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company159,658 Reported balance Holding disclosure · report date 2018-09-19 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 159,658

F6: These securities are beneficially owned by The Emerging World Fund.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts753,201 Reported balance Holding disclosure · report date 2018-09-19 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 753,201

F9: These securities are beneficially owned by 6 unaffiliated third-party segregated accounts.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by 6 unaffiliated third-party segregated accounts.

F10: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F11: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 6 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

MEXICO EQUITY & INCOME FUND INC

Report date September 19, 2018 · Filed September 20, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-09-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund190,041 Reported balance After 2018-09-19 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2018-09-19 · Sale · Disposed 17,500 · Balance 190,041

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund216,493 Reported balance Holding disclosure · report date 2018-09-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 216,493

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund123,783 Reported balance Holding disclosure · report date 2018-09-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 123,783

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund192,951 Reported balance Holding disclosure · report date 2018-09-19 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 192,951

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund201,819 Reported balance Holding disclosure · report date 2018-09-19 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 201,819

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund213,297 Reported balance Holding disclosure · report date 2018-09-19 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 213,297

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund219,076 Reported balance Holding disclosure · report date 2018-09-19 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 219,076

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund69,811 Reported balance Holding disclosure · report date 2018-09-19 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 69,811

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund60,174 Reported balance Holding disclosure · report date 2018-09-19 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 60,174

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund10,746 Reported balance Holding disclosure · report date 2018-09-19 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 10,746

F11: These securities are beneficially owned EM Special Situations CEF Focused Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company85,565 Reported balance Holding disclosure · report date 2018-09-19 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 85,565

F6: These securities are beneficially owned by The Emerging World Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,319,950 Reported balance Holding disclosure · report date 2018-09-19 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 1,319,950

F12: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned EM Special Situations CEF Focused Fund.

F12: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

MORGAN STANLEY EMERGING MARKETS FUND INC

Report date May 30, 2018 · Filed June 01, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,361,263 Reported balance After 2018-05-30 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-05-30 · Sale · Disposed 125,000 · Balance 1,361,263

F11: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund336,578 Reported balance Holding disclosure · report date 2018-05-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 336,578

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund96,867 Reported balance Holding disclosure · report date 2018-05-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 96,867

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund248,636 Reported balance Holding disclosure · report date 2018-05-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 248,636

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund178,920 Reported balance Holding disclosure · report date 2018-05-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 178,920

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund347,754 Reported balance Holding disclosure · report date 2018-05-30 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 347,754

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund214,761 Reported balance Holding disclosure · report date 2018-05-30 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 214,761

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund352,296 Reported balance Holding disclosure · report date 2018-05-30 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 352,296

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund52,009 Reported balance Holding disclosure · report date 2018-05-30 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 52,009

F9: These securities are beneficially owned by The EM Plus CEF Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund85,518 Reported balance Holding disclosure · report date 2018-05-30 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 85,518

F10: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company147,570 Reported balance Holding disclosure · report date 2018-05-30 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 147,570

F6: These securities are beneficially owned by The Emerging World Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by The EM Plus CEF Fund.

F10: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F11: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

MORGAN STANLEY INDIA INVESTMENT FUND, INC.

Report date March 12, 2018 · Filed March 14, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-03-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,426,323 Last balance in matching sequence After 2018-03-13 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 11 · 2018-03-12 · Sale · Disposed 32,044 · Balance 1,436,323

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Row 12 · 2018-03-13 · Sale · Disposed 10,000 · Balance 1,426,323

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund377,731 Reported balance Holding disclosure · report date 2018-03-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 377,731

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund112,372 Reported balance Holding disclosure · report date 2018-03-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 112,372

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund309,814 Reported balance Holding disclosure · report date 2018-03-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 309,814

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund240,165 Reported balance Holding disclosure · report date 2018-03-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 240,165

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund234,879 Reported balance Holding disclosure · report date 2018-03-12 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 234,879

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund214,662 Reported balance Holding disclosure · report date 2018-03-12 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 214,662

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund347,411 Reported balance Holding disclosure · report date 2018-03-12 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 347,411

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund61,941 Reported balance Holding disclosure · report date 2018-03-12 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 61,941

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund28,263 Reported balance Holding disclosure · report date 2018-03-12 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 28,263

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company176,790 Reported balance Holding disclosure · report date 2018-03-12 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 176,790

F6: These securities are beneficially owned by The Emerging World Fund.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

TEMPLETON DRAGON FUND INC

Report date September 17, 2018 · Filed September 19, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-09-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund433,897 Reported balance After 2018-09-17 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2018-09-17 · Sale · Disposed 57,844 · Balance 433,897

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund388,524 Reported balance After 2018-09-18 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2018-09-18 · Sale · Disposed 45,373 · Balance 388,524

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund881,211 Reported balance After 2018-09-17 transaction · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · 2018-09-17 · Sale · Disposed 77,125 · Balance 881,211

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund805,589 Reported balance After 2018-09-18 transaction · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · 2018-09-18 · Sale · Disposed 75,622 · Balance 805,589

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund144,282 Reported balance After 2018-09-18 transaction · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · 2018-09-18 · Sale · Disposed 15,124 · Balance 144,282

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund944,874 Reported balance Holding disclosure · report date 2018-09-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 944,874

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund338,032 Reported balance Holding disclosure · report date 2018-09-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 338,032

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund796,525 Reported balance Holding disclosure · report date 2018-09-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 796,525

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund897,652 Reported balance Holding disclosure · report date 2018-09-17 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 897,652

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund766,137 Reported balance Holding disclosure · report date 2018-09-17 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 766,137

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund168,267 Reported balance Holding disclosure · report date 2018-09-17 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 168,267

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund160,212 Reported balance Holding disclosure · report date 2018-09-17 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 160,212

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company283,373 Reported balance Holding disclosure · report date 2018-09-17 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 283,373

F6: These securities are beneficially owned by The Emerging World Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts3,948,588 Reported balance Holding disclosure · report date 2018-09-17 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 3,948,588

F12: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The Emerging World Fund.

F7: These securities are beneficially owned by Emerging Free Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F12: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

THAI FUND, INC.

Report date December 20, 2017 · Filed December 22, 2017

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2017-12-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company87,806 Reported balance After 2017-12-20 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-12-20 · Sale · Disposed 50,000 · Balance 87,806

F5: These securities are beneficially owned by The Emerging World Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts1,133,913 Last balance in matching sequence After 2017-12-21 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 10 · 2017-12-20 · Sale · Disposed 25,000 · Balance 1,148,915

F10: These securities are beneficially owned by 9 unaffiliated third-party segregated accounts.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Row 11 · 2017-12-21 · Sale · Disposed 15,002 · Balance 1,133,913

F10: These securities are beneficially owned by 9 unaffiliated third-party segregated accounts.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund375,023 Reported balance Holding disclosure · report date 2017-12-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 375,023

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund109,475 Reported balance Holding disclosure · report date 2017-12-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 109,475

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund275,139 Reported balance Holding disclosure · report date 2017-12-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 275,139

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund250,985 Reported balance Holding disclosure · report date 2017-12-20 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 250,985

F4: These securities are beneficially owned by Global Emerging Markets Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund169,802 Reported balance Holding disclosure · report date 2017-12-20 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 169,802

F6: These securities are beneficially owned by Emerging Free Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund238,275 Reported balance Holding disclosure · report date 2017-12-20 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 238,275

F7: These securities are beneficially owned by Emerging Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund32,481 Reported balance Holding disclosure · report date 2017-12-20 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 32,481

F8: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund43,448 Reported balance Holding disclosure · report date 2017-12-20 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 43,448

F9: These securities are beneficially owned by The EM Plus CEF Fund.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Global Emerging Markets Fund.

F5: These securities are beneficially owned by The Emerging World Fund.

F6: These securities are beneficially owned by Emerging Free Markets Country Fund.

F7: These securities are beneficially owned by Emerging Markets Country Fund.

F8: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F9: These securities are beneficially owned by The EM Plus CEF Fund.

F10: These securities are beneficially owned by 9 unaffiliated third-party segregated accounts.

F11: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F12: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

abrdn Emerging Markets ex-China Fund, Inc.

Report date June 27, 2018 · Filed June 29, 2018

Jointly reported with CITY OF LONDON INVESTMENT GROUP PLC

Section 16 reporting ended · disclosed 2018-06-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund1,132,098 Reported balance After 2018-06-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-06-27 · Sale · Disposed 895,107 · Balance 1,132,098

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund474,875 Reported balance After 2018-06-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-06-27 · Sale · Disposed 375,465 · Balance 474,875

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund990,566 Reported balance After 2018-06-27 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-06-27 · Sale · Disposed 783,204 · Balance 990,566

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund688,249 Reported balance After 2018-06-27 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-06-27 · Sale · Disposed 544,173 · Balance 688,249

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund996,046 Reported balance After 2018-06-27 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2018-06-27 · Sale · Disposed 787,537 · Balance 996,046

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund841,151 Reported balance After 2018-06-27 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2018-06-27 · Sale · Disposed 665,066 · Balance 841,151

F7: These securities are beneficially owned by Emerging (Free) Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund1,086,085 Reported balance After 2018-06-27 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2018-06-27 · Sale · Disposed 858,726 · Balance 1,086,085

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund274,374 Reported balance After 2018-06-27 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2018-06-27 · Sale · Disposed 216,937 · Balance 274,374

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund225,096 Reported balance After 2018-06-27 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2018-06-27 · Sale · Disposed 177,975 · Balance 225,096

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a private investment fund300,880 Reported balance After 2018-06-27 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-06-27 · Sale · Disposed 237,894 · Balance 300,880

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to a Dublin, Ireland-listed open-ended investment company540,755 Reported balance After 2018-06-27 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2018-06-27 · Sale · Disposed 427,555 · Balance 540,755

F6: These securities are beneficially owned by The World Markets Umbrella Fund.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Common Stock, par value $.01 per shareSEC Table I · non-derivativeIndirectAs investment adviser to unaffiliated third-party segregated accounts6,611,774 Reported balance After 2018-06-27 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2018-06-27 · Sale · Disposed 5,227,679 · Balance 6,611,774

F12: These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F2: These securities are beneficially owned by Emerging Markets Free Fund.

F3: These securities are beneficially owned by Emerging Markets Global Fund.

F4: These securities are beneficially owned by Emerging Markets Investable Fund.

F5: These securities are beneficially owned by Global Emerging Markets Fund.

F6: These securities are beneficially owned by The World Markets Umbrella Fund.

F7: These securities are beneficially owned by Emerging (Free) Markets Country Fund.

F8: These securities are beneficially owned by Emerging Markets Country Fund.

F9: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F10: These securities are beneficially owned by The EM Plus CEF Fund.

F11: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F12: These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.

F13: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 216,937 $7.90 $1,713,845.69
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 9

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 274,374

F9 · security: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 858,726 $7.90 $6,784,107.15
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 8

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,086,085

F8 · security: These securities are beneficially owned by Emerging Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 665,066 $7.90 $5,254,154.41
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 7

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 841,151

F7 · security: These securities are beneficially owned by Emerging (Free) Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 427,555 $7.90 $3,377,770.01
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 6

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a Dublin, Ireland-listed open-ended investment company

Disclosed balance after: 540,755

F6 · security: These securities are beneficially owned by The World Markets Umbrella Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 787,537 $7.90 $6,221,699.81
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 5

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 996,046

F5 · security: These securities are beneficially owned by Global Emerging Markets Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 544,173 $7.90 $4,299,075.53
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 4

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 688,249

F4 · security: These securities are beneficially owned by Emerging Markets Investable Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 783,204 $7.90 $6,187,468.24
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 3

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 990,566

F3 · security: These securities are beneficially owned by Emerging Markets Global Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 375,465 $7.90 $2,966,248.59
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 2

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 474,875

F2 · security: These securities are beneficially owned by Emerging Markets Free Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 20:06 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 SaleCommon Stock, par value $.01 per share 895,107 $7.90 $7,071,524.32
Disclosure

SEC source: 0001072613-18-000399 · aemeif-4_18217.xml · nonDerivative · entry 1

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,132,098

F1 · security: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 20:04 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 4,214 $21.36 $90,011.04
Disclosure

SEC source: 0001072613-18-000396 · templeton-4_18217.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 3,744,421

F12 · security: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 20:04 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 2,107 $21.36 $45,005.52
Disclosure

SEC source: 0001072613-18-000396 · templeton-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 150,787

F11 · security: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 20:04 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 2,107 $21.36 $45,005.52
Disclosure

SEC source: 0001072613-18-000396 · templeton-4_18217.xml · nonDerivative · entry 10

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 162,142

F10 · security: These securities are beneficially owned by The EM Plus CEF Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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June 26, 2018 Filed Jun 27, 2018 20:04 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 11,939 $21.36 $255,017.04
Disclosure

SEC source: 0001072613-18-000396 · templeton-4_18217.xml · nonDerivative · entry 5

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 868,668

F5 · security: These securities are beneficially owned by Global Emerging Markets Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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June 25, 2018 Filed Jun 26, 2018 20:02 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 1,600 $21.39 $34,224.00
Disclosure

SEC source: 0001072613-18-000395 · templeton-4_18217.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 3,740,207

F12 · security: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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June 25, 2018 Filed Jun 26, 2018 20:02 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 14,400 $21.39 $308,016.00
Disclosure

SEC source: 0001072613-18-000395 · templeton-4_18217.xml · nonDerivative · entry 7

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 622,735

F7 · security: These securities are beneficially owned by Emerging Free Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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June 22, 2018 Filed Jun 25, 2018 20:08 UTC TAIWAN FUND INC TWN · Entity 5350 SaleCommon Stock, par value $.01 per share 1,704 $20.50 $34,932.00
Disclosure

SEC source: 0001072613-18-000394 · taiwan-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,489,413

F11 · security: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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June 20, 2018 Filed Jun 22, 2018 13:36 UTC KOREA FUND INC KF · Entity 6087 SaleCommon Stock, par value $.01 per share 1,200 $38.80 $46,560.00
Disclosure

SEC source: 0001072613-18-000390 · koreafund-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 837,635

F11 · security: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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June 20, 2018 Filed Jun 22, 2018 13:36 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 5,000 $22.00 $110,000.00
Disclosure

SEC source: 0001072613-18-000391 · templeton-4_18217.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 3,738,607

F12 · security: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 13:36 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 6,281 $22.00 $138,182.00
Disclosure

SEC source: 0001072613-18-000391 · templeton-4_18217.xml · nonDerivative · entry 7

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 608,335

F7 · security: These securities are beneficially owned by Emerging Free Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:27 UTC KOREA FUND INC KF · Entity 6087 SaleCommon Stock, par value $.01 per share 3,116 $39.01 $121,555.16
Disclosure

SEC source: 0001072613-18-000388 · koreafund-4_18217.xml · nonDerivative · entry 4

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 129,462

F4 · security: These securities are beneficially owned by Emerging Markets Investable Fund.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:28 UTC TAIWAN FUND INC TWN · Entity 5350 SaleCommon Stock, par value $.01 per share 10,000 $20.70 $207,000.00
Disclosure

SEC source: 0001072613-18-000389 · taiwan-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,491,117

F11 · security: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 14, 2018 Filed Jun 15, 2018 20:03 UTC TAIWAN FUND INC TWN · Entity 5350 SaleCommon Stock, par value $.01 per share 25,000 $21.15 $528,750.00
Disclosure

SEC source: 0001072613-18-000386 · taiwan-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,501,117

F11 · security: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:34 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 7,000 $22.84 $159,880.00
Disclosure

SEC source: 0001072613-18-000385 · templeton-4_18217.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 3,733,607

F12 · security: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:34 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 8,402 $22.84 $191,901.68
Disclosure

SEC source: 0001072613-18-000385 · templeton-4_18217.xml · nonDerivative · entry 7

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 602,054

F7 · security: These securities are beneficially owned by Emerging Free Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:11 UTC KOREA FUND INC KF · Entity 6087 SaleCommon Stock, par value $.01 per share 2,874 $41.24 $118,523.76
Disclosure

SEC source: 0001072613-18-000382 · koreafund-4_18217.xml · nonDerivative · entry 4

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 132,578

F4 · security: These securities are beneficially owned by Emerging Markets Investable Fund.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:12 UTC TAIWAN FUND INC TWN · Entity 5350 SaleCommon Stock, par value $.01 per share 50,000 $21.50 $1,075,000.00
Disclosure

SEC source: 0001072613-18-000383 · taiwan-4_18217.xml · nonDerivative · entry 4

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 150,986

F4 · security: These securities are beneficially owned by Emerging Markets Investable Fund.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:12 UTC TEMPLETON DRAGON FUND INC TDF · Entity 6058 PurchaseCommon Stock, par value $.01 per share 8,155 $22.87 $186,504.85
Disclosure

SEC source: 0001072613-18-000384 · templeton-4_18217.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 3,726,607

F12 · security: These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:19 UTC TAIWAN FUND INC TWN · Entity 5350 SaleCommon Stock, par value $.01 per share 36,205 $21.58 $781,303.90
Disclosure

SEC source: 0001072613-18-000379 · taiwan-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,526,117

F11 · security: These securities are beneficially owned by 10 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 16:16 UTC ASIA PACIFIC FUND INC APB · Entity 162139 SaleCommon Stock, par value $.01 per share 64,979 $14.52 $943,495.08
Disclosure

SEC source: 0001072613-18-000376 · asiapacific-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 2,214,009

F11 · security: These securities are beneficially owned by 12 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 12 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 22:18 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 35,000 $8.65 $302,750.00
Disclosure

SEC source: 0001072613-18-000373 · aemeif-4_18217.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 11,839,453

F12 · security: These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 22:18 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 11,455 $8.65 $99,085.75
Disclosure

SEC source: 0001072613-18-000373 · aemeif-4_18217.xml · nonDerivative · entry 8

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,944,811

F8 · security: These securities are beneficially owned by Emerging Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:26 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 25,000 $8.58 $214,500.00
Disclosure

SEC source: 0001072613-18-000370 · aemeif-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 538,774

F11 · security: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:26 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 150,200 $8.58 $1,288,716.00
Disclosure

SEC source: 0001072613-18-000370 · aemeif-4_18217.xml · nonDerivative · entry 8

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,933,356

F8 · security: These securities are beneficially owned by Emerging Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 16:29 UTC MORGAN STANLEY EMERGING MARKETS FUND INC MSF · Entity 165053 SaleCommon Stock, par value $.01 per share 125,000 $16.68 $2,085,000.00
Disclosure

SEC source: 0001072613-18-000371 · msf-4_18217.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,361,263

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 29, 2018 Filed May 30, 2018 20:14 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 28,375 $8.49 $240,903.75
Disclosure

SEC source: 0001072613-18-000368 · aemeif-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 513,774

F11 · security: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

Read SEC document
May 29, 2018 Filed May 30, 2018 20:14 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 66,207 $8.49 $562,097.43
Disclosure

SEC source: 0001072613-18-000368 · aemeif-4_18182.xml · nonDerivative · entry 5

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,783,583

F5 · security: These securities are beneficially owned by Global Emerging Markets Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 29, 2018 Filed May 30, 2018 20:14 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 165,518 $8.49 $1,405,247.82
Disclosure

SEC source: 0001072613-18-000368 · aemeif-4_18182.xml · nonDerivative · entry 1

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 2,027,205

F1 · security: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 25, 2018 Filed May 29, 2018 20:10 UTC KOREA FUND INC KF · Entity 6087 SaleCommon Stock, par value $.01 per share 559 $41.47 $23,181.73
Disclosure

SEC source: 0001072613-18-000359 · koreafund-4_18182.xml · nonDerivative · entry 2

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 63,805

F2 · security: These securities are beneficially owned by Emerging Markets Free Fund.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 10 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 23, 2018 Filed May 24, 2018 20:18 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 25,600 $8.66 $221,696.00
Disclosure

SEC source: 0001072613-18-000356 · aemeif-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 485,399

F11 · security: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 23, 2018 Filed May 24, 2018 16:18 UTC MORGAN STANLEY EMERGING MARKETS FUND INC MSF · Entity 165053 SaleCommon Stock, par value $.01 per share 16,600 $17.03 $282,698.00
Disclosure

SEC source: 0001072613-18-000357 · msf-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,486,263

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 22, 2018 Filed May 23, 2018 16:15 UTC MORGAN STANLEY EMERGING MARKETS FUND INC MSF · Entity 165053 SaleCommon Stock, par value $.01 per share 1,200 $17.22 $20,664.00
Disclosure

SEC source: 0001072613-18-000355 · msf-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,502,863

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 21, 2018 Filed May 22, 2018 16:44 UTC MORGAN STANLEY EMERGING MARKETS FUND INC MSF · Entity 165053 SaleCommon Stock, par value $.01 per share 7,400 $17.22 $127,428.00
Disclosure

SEC source: 0001072613-18-000352 · msf-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 1,504,063

F11 · security: These securities are beneficially owned by 11 unaffiliated third-party segregated accounts.

F12 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F13 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 11 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 17, 2018 Filed May 18, 2018 20:15 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 16,446 $8.76 $144,066.96
Disclosure

SEC source: 0001072613-18-000351 · aemeif-4_18182.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 11,804,450

F12 · security: These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 17, 2018 Filed May 18, 2018 20:15 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 11,110 $8.76 $97,323.60
Disclosure

SEC source: 0001072613-18-000351 · aemeif-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 459,799

F11 · security: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 17, 2018 Filed May 18, 2018 20:15 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 66,940 $8.76 $586,394.40
Disclosure

SEC source: 0001072613-18-000351 · aemeif-4_18182.xml · nonDerivative · entry 5

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,717,376

F5 · security: These securities are beneficially owned by Global Emerging Markets Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 16, 2018 Filed May 17, 2018 20:25 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 36,400 $8.87 $322,868.00
Disclosure

SEC source: 0001072613-18-000349 · aemeif-4_18182.xml · nonDerivative · entry 12

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to unaffiliated third-party segregated accounts

Disclosed balance after: 11,788,004

F12 · security: These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 16, 2018 Filed May 17, 2018 20:25 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 31,200 $8.87 $276,744.00
Disclosure

SEC source: 0001072613-18-000349 · aemeif-4_18182.xml · nonDerivative · entry 11

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 448,689

F11 · security: These securities are beneficially owned by EM Special Situations CEF Focused Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 16, 2018 Filed May 17, 2018 20:25 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 52,000 $8.87 $461,240.00
Disclosure

SEC source: 0001072613-18-000349 · aemeif-4_18182.xml · nonDerivative · entry 8

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,783,156

F8 · security: These securities are beneficially owned by Emerging Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 16, 2018 Filed May 17, 2018 20:25 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 52,000 $8.87 $461,240.00
Disclosure

SEC source: 0001072613-18-000349 · aemeif-4_18182.xml · nonDerivative · entry 5

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,650,436

F5 · security: These securities are beneficially owned by Global Emerging Markets Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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May 16, 2018 Filed May 17, 2018 20:25 UTC abrdn Emerging Markets ex-China Fund, Inc. AEF · Entity 5686 PurchaseCommon Stock, par value $.01 per share 52,000 $8.87 $461,240.00
Disclosure

SEC source: 0001072613-18-000349 · aemeif-4_18182.xml · nonDerivative · entry 1

CITY OF LONDON INVESTMENT GROUP PLC · CIK 0001018138 · 10% owner

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD · CIK 0001034546 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · As investment adviser to a private investment fund

Disclosed balance after: 1,861,687

F1 · security: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F13 · balance_after: No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.

F14 · ownership.nature: As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.