Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | EVP & Chief Accounting Officer | March 29, 2020 | March 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WELLS FARGO & COMPANY/MN
Report date March 29, 2020 · Filed March 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 66,137 |
Ending reported balance
After 2020-03-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-03-29 · Exercise / conversion · Acquired 45,485.4831 · Balance 82,264.4831 F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020). Row 2 · 2020-03-29 · Tax withholding · Disposed 18,351.4831 · Balance 63,913 Row 3 · 2020-03-29 · Exercise / conversion · Acquired 3,858.3236 · Balance 67,771.3236 F2: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Row 4 · 2020-03-29 · Tax withholding · Disposed 1,634.3236 · Balance 66,137 |
| 2017 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-03-29 · Exercise / conversion · Disposed 45,485.4831 · Balance 0 F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. F5: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. |
| Restricted Share RightSEC Table II · derivative / convertible security | Direct | 7,716.6474 |
Reported balance
After 2020-03-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-03-29 · Exercise / conversion · Disposed 3,858.3236 · Balance 7,716.6474 F6: Each RSR represents a contingent right to receive one share of Company common stock. F7: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectIra | 99 |
Reported balance
Holding disclosure · report date 2020-03-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 99 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 2,507.31 |
Reported balance
Holding disclosure · report date 2020-03-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,507.31 F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2020, as if investable cash equivalents held by the Plan were fully invested in Company common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough RL & DL Trust | 95,222 |
Reported balance
Holding disclosure · report date 2020-03-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 95,222 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 29, 2020 upon settlement of a Performance Share award granted on February 28, 2017 for the three-year performance period ended December 31, 2019 (as previously disclosed on a Form 4 filed on March 5, 2020).
F2: Number of shares represents a Restricted Share Right ("RSR") vesting on March 29, 2020. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2020, as if investable cash equivalents held by the Plan were fully invested in Company common stock.
F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.
F5: Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
F6: Each RSR represents a contingent right to receive one share of Company common stock.
F7: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 278.5985 | $49.98 | $13,924.35 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 8 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,743 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 557.5985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 7 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,021.5985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 492.7399 | $49.98 | $24,627.14 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 6 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,464 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 987.7399 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,956.7399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 616.0942 | $49.98 | $30,792.39 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 4 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,969 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,235.0942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 3 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,585.0942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 42,706.0988 | $49.98 | $2,134,450.82 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,350 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 81,842.0988 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,056.0988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 18:56 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2013 Performance Shares · Derivative | 81,842.0988 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-044721 · form4.xml · derivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,842.0988 Underlying: Common Stock, $1 2/3 Par Value · 81,842.0988 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 15, 2015 Filed Jul 17, 2015 17:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 2,445.478 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023019 · form4.xml · derivative · entry 6 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,334.3811 Underlying: Common Stock, $1 2/3 Par Value · 2,445.478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 15, 2015 Filed Jul 17, 2015 17:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,276.478 | $57.78 | $73,754.90 |
DisclosureSEC source: 0001127602-15-023019 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214 Read SEC document |
| July 15, 2015 Filed Jul 17, 2015 17:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,445.478 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023019 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,490.478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/15/2015. Original grant date was 6/24/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| April 15, 2015 Filed Apr 17, 2015 20:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 95,000 | $54.48 | $5,175,600.00 |
DisclosureSEC source: 0001127602-15-014747 · form4.xml · nonDerivative · entry 3 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Through RL & DL Trust Disclosed balance after: 93,222 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in mulitple transactions at prices ranging from $54.47 to $54.51 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| April 03, 2015 Filed Apr 17, 2015 20:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 73,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-014747 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Through RL & DL Trust Disclosed balance after: 188,222 Read SEC document |
| April 03, 2015 Filed Apr 17, 2015 20:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 73,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-014747 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 960.1084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · derivative · entry 18 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919.1899 Underlying: Common Stock, $1 2/3 Par Value · 960.1084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F13 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F13 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,201.599 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · derivative · entry 17 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200.5432 Underlying: Common Stock, $1 2/3 Par Value · 1,201.599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,272.3277 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · derivative · entry 16 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,272.3277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 29,502.3405 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · derivative · entry 15 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 29,502.3405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F10 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2012 Performance Shares · Derivative | 91,074.3028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · derivative · entry 14 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 91,074.3028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F8 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F8 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 479.1084 | $55.34 | $26,513.86 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 10 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,045 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 960.1084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 9 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,524.1084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 599.599 | $55.34 | $33,181.81 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 8 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,564 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,201.599 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 7 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,163.599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 634.3277 | $55.34 | $35,103.69 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 6 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,962 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,272.3277 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,596.3277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 14,701.3405 | $55.34 | $813,572.18 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 4 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,324 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 29,502.3405 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 3 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,025.3405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2015. Original grant date was 2/23/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 47,523.3028 | $55.34 | $2,629,939.58 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,523 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 91,074.3028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011601 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,046.3028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015). Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 19:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2012 Performance Shares · Derivative | 91,074.303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-009369 · form4.xml · derivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,074.303 Underlying: Common Stock, $1 2/3 Par Value · 91,074.303 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008536 · form4.xml · derivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626 Underlying: Common Stock, $1 2/3 Par Value · 1,626 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| June 24, 2014 Filed Jun 26, 2014 19:08 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 9,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-021647 · form4.xml · derivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,526 Underlying: Common Stock, $1 2/3 Par Value · 9,526 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| May 05, 2014 Filed May 6, 2014 19:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 87,470 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-14-016556 · form4.xml · derivative · entry 6 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 87,470 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 123,320 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (February 27, 2008). Read SEC document |
| May 05, 2014 Filed May 6, 2014 19:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 74,665 | $49.56 | $3,700,397.40 |
DisclosureSEC source: 0001127602-14-016556 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,972 Read SEC document |
| May 05, 2014 Filed May 6, 2014 19:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 87,470 | $34.39 | $3,008,093.30 |
DisclosureSEC source: 0001127602-14-016556 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2014 Filed Apr 22, 2014 20:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 45,000 | $49.04 | $2,206,800.00 |
DisclosureSEC source: 0001127602-14-014927 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,167 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.04 to $49.055, inclusive. The reporting person undertakes to provide to Wells Fargo & Company, any security holder of Wells Fargo & Company, or the staff of the Securities And Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 28, 2014 Filed Feb 13, 2015 18:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005932 · form5.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,972 Read SEC document |
| March 28, 2014 Filed Feb 13, 2015 18:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005932 · form5.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Through RL & DL Trust Disclosed balance after: 115,222 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,170.1753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · derivative · entry 17 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,339.3223 Underlying: Common Stock, $1 2/3 Par Value · 1,170.1753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,239.0547 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · derivative · entry 16 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239.0542 Underlying: Common Stock, $1 2/3 Par Value · 1,239.0547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,339.5937 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · derivative · entry 15 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,339.5937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 21,548.9213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · derivative · entry 14 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,730.8068 Underlying: Common Stock, $1 2/3 Par Value · 21,548.9213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F9 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2011 Performance Shares · Derivative | 86,136.209 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · derivative · entry 13 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 86,136.209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 583.1753 | $47.40 | $27,642.51 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 10 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,167 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,170.1753 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 9 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,750.1753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 618.0547 | $47.40 | $29,295.79 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 8 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,580 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,239.0547 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 7 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,198.0547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 667.5937 | $47.40 | $31,643.94 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 6 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,959 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 19:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,339.5937 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011941 · form4.xml · nonDerivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,626.5937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.