Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NVIDIA CORPNVDA · Entity 1023 | Director | March 31, 2020 | April 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NVIDIA CORP
Report date March 31, 2020 · Filed April 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | IndirectBy Trust | 86,080 |
Last balance in matching sequence
After 2020-03-31 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-03-31 · Sale · Disposed 100 · Balance 101,649 F1: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Row 2 · 2020-03-31 · Sale · Disposed 3,952 · Balance 97,697 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $269.75 to $270.745, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Row 3 · 2020-03-31 · Sale · Disposed 11,617 · Balance 86,080 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $268.62 to $269.61, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. |
| CommonSEC Table I · non-derivative | Direct | 2,221 |
Reported balance
Holding disclosure · report date 2020-03-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,221 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $269.75 to $270.745, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $268.62 to $269.61, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · derivative · entry 9 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 75,000 shares Expires 2011-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $14.33 | $0.00 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · derivative · entry 8 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 100,000 shares Expires 2011-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 175,000 | $15.65 | $2,737,927.50 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · nonDerivative · entry 5 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.491 to $15.81, inclusive. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 75,000 | $9.02 | $676,500.00 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · nonDerivative · entry 4 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 100,000 | $14.33 | $1,432,500.00 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · nonDerivative · entry 3 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $14.33 | $0.00 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · derivative · entry 7 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 140,000 shares Expires 2011-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 140,000 | $15.70 | $2,198,448.00 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.610593 to $15.7502, inclusive. The reporting person undertakes to provide to nVidia Corporation, any security holder of nVidia Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 06, 2011 Filed Jul 8, 2011 20:45 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 140,000 | $14.33 | $2,005,500.00 |
DisclosureSEC source: 0001225208-11-018017 · doc4.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2011 Filed May 23, 2011 22:05 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $17.78 | $0.00 |
DisclosureSEC source: 0001225208-11-015014 · doc4.xml · derivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 35,000 shares Expires 2017-05-18 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 19, 2011. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 19, 2011 Filed Jun 9, 2011 21:55 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $17.78 | $0.00 |
DisclosureSEC source: 0001225208-11-016141 · doc4a.xml · derivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 35,000 shares Expires 2021-05-18 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 19, 2011. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| October 28, 2010 Filed Nov 1, 2010 20:30 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-023842 · doc4.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 157,404 F1 · kind: Gift without consideration. F1 · price: Gift without consideration. F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| September 20, 2010 Filed Sep 20, 2010 20:22 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-021127 · doc4.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 157,904 F1 · kind: Gift without consideration. F1 · price: Gift without consideration. F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| August 16, 2010 Filed Aug 17, 2010 21:03 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-019366 · doc4.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 158,404 F1 · kind: Gift without consideration. F1 · price: Gift without consideration. F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| August 16, 2010 Filed Aug 17, 2010 21:03 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-019366 · doc4.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 158,904 F1 · kind: Gift without consideration. F1 · price: Gift without consideration. F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| May 20, 2010 Filed May 20, 2010 22:51 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0001225208-10-013672 · doc4.xml · derivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common · 40,000 shares Expires 2016-05-19 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 20, 2010. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| May 21, 2009 Filed May 26, 2009 21:11 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001199037-09-000005 · gai68.xml · derivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. Read SEC document |
| March 20, 2009 Filed Mar 24, 2009 20:28 UTC | NVIDIA CORP NVDA · Entity 1023 | OtherCommon | 153,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199037-09-000003 · gai65.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. F1 · shares: Shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. F1 · price: Shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. Read SEC document |
| March 20, 2009 Filed Mar 24, 2009 20:28 UTC | NVIDIA CORP NVDA · Entity 1023 | OtherCommon | 153,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199037-09-000003 · gai65.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 159,404 F1 · kind: Shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. F1 · shares: Shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. F1 · price: Shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| June 20, 2008 Filed Jun 24, 2008 21:46 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001199037-08-000021 · gai63.xml · derivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 10,000 shares Expires 2014-06-19 F2 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a monthly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. Read SEC document |
| June 20, 2008 Filed Jun 24, 2008 21:46 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001199037-08-000021 · gai63.xml · derivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2014-06-19 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2011, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a quarterly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. Read SEC document |
| June 20, 2008 Filed Mar 20, 2009 17:45 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001199037-09-000002 · gai64.xml · derivative · entry 4 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 10,000 shares Expires 2014-06-19 F4 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a monthly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. Read SEC document |
| June 20, 2008 Filed Mar 20, 2009 17:45 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001199037-09-000002 · gai64.xml · derivative · entry 3 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2014-06-19 F3 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2011, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a quarterly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. Read SEC document |
| June 20, 2008 Filed Mar 20, 2009 17:45 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | OtherCommon | 5,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199037-09-000002 · gai64.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,830 F1 · date: On 6/5/08, 5,574 shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. This amended filing is to reflect the transfer. F1 · kind: On 6/5/08, 5,574 shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. This amended filing is to reflect the transfer. F1 · price: On 6/5/08, 5,574 shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. This amended filing is to reflect the transfer. Read SEC document |
| June 20, 2008 Filed Mar 20, 2009 17:45 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | OtherCommon | 5,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199037-09-000002 · gai64.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,574 F1 · date: On 6/5/08, 5,574 shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. This amended filing is to reflect the transfer. F1 · kind: On 6/5/08, 5,574 shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. This amended filing is to reflect the transfer. F1 · price: On 6/5/08, 5,574 shares were transferred from an individual ownership (direct) to the trust (indirect), of which the reporting person is the trustee. The transfer was made without consideration and there was no change in pecuniary interest. This amended filing is to reflect the transfer. F2 · ownership.nature: Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001199037-07-000015 · gai60.xml · derivative · entry 6 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 40,000 shares Expires 2010-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001199037-07-000015 · gai60.xml · derivative · entry 5 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50,000 shares Expires 2010-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 50,000 | $51.55 | $2,577,310.00 |
DisclosureSEC source: 0001199037-07-000015 · gai60.xml · nonDerivative · entry 4 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,270 F1 · price: This represents the weighted average sales price. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 50,000 | $7.71 | $385,500.00 |
DisclosureSEC source: 0001199037-07-000015 · gai60.xml · nonDerivative · entry 3 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 40,000 | $51.55 | $2,061,848.00 |
DisclosureSEC source: 0001199037-07-000015 · gai60.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,270 F1 · price: This represents the weighted average sales price. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:26 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 40,000 | $17.00 | $680,000.00 |
DisclosureSEC source: 0001199037-07-000015 · gai60.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2007 Filed Jun 26, 2007 23:04 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001199037-07-000005 · gai59.xml · derivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common · 8,000 shares Expires 2013-06-21 F2 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a monthly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. Read SEC document |
| June 22, 2007 Filed Jun 26, 2007 23:04 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right To Buy) · Derivative | 24,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001199037-07-000005 · gai59.xml · derivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common · 24,000 shares Expires 2013-06-21 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2010, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a quarterly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. Read SEC document |
| December 21, 2006 Filed Feb 1, 2007 23:32 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001199037-07-000002 · gai56.xml · nonDerivative · entry 3 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,270 Read SEC document |
| December 20, 2006 Filed Feb 1, 2007 23:32 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001199037-07-000002 · gai56.xml · nonDerivative · entry 2 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,770 Read SEC document |
| December 19, 2006 Filed Feb 1, 2007 23:32 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001199037-07-000002 · gai56.xml · nonDerivative · entry 1 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,270 Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 19 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 18 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 70,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 17 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 40,000 shares Expires 2011-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.53 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 16 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2011-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 118,332 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 15 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 118,332 shares Expires 2010-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 41,668 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 14 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 41,668 shares Expires 2010-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.55 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 13 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50,000 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $9.55 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 12 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · derivative · entry 11 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2010-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 360,000 | $36.42 | $13,110,984.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · nonDerivative · entry 10 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,270 F1 · price: This represents the weighted average sales price. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 118,332 | $17.00 | $2,011,644.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · nonDerivative · entry 9 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 41,668 | $17.00 | $708,356.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · nonDerivative · entry 8 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 10,000 | $13.53 | $135,300.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · nonDerivative · entry 7 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 10,000 | $7.71 | $77,100.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · nonDerivative · entry 6 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2006 Filed Dec 8, 2006 21:59 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 10,000 | $9.55 | $95,450.00 |
DisclosureSEC source: 0001199037-06-000009 · gai52.xml · nonDerivative · entry 5 GAITHER JAMES C · CIK 0001199037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.