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BALLARD WILLIAM C JR

Disclosed activity across 2 companies

Tapewire entity
11877
SEC CIK
0001024398

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITEDHEALTH GROUP INCUNH · Entity 2809DirectorApril 01, 2020April 03, 2020
WELLTOWER INC.HCN · Entity 2853DirectorFebruary 05, 2015February 09, 2015

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITEDHEALTH GROUP INC

Report date April 01, 2020 · Filed April 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,266 Reported balance After 2020-04-01 transaction · row 1
1 source row

Row 1 · 2020-04-01 · Grant · Acquired 216 · Balance 62,266

F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

WELLTOWER INC.

Report date February 05, 2015 · Filed February 09, 2015

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,727 Reported balance After 2015-02-07 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2015-02-07 · Exercise / conversion · Acquired 511 · Balance 22,727

F1: The reported transaction was a vesting of 511 deferred stock units on February 7, 2015, resulting in the issuance of 511 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Common StockSEC Table I · non-derivativeDirect23,290 Reported balance After 2015-02-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2015-02-06 · Exercise / conversion · Acquired 563 · Balance 23,290

F2: The reported transaction was a vesting of 563 deferred stock units on February 6, 2015, resulting in the issuance of 563 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-02-07Direct2,199 Reported balance After 2015-02-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2015-02-07 · Exercise / conversion · Disposed 511 · Balance 2,199

F7: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7, 2015 and 511 units vesting on February 7, 2016.

F1: The reported transaction was a vesting of 511 deferred stock units on February 7, 2015, resulting in the issuance of 511 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-02-06Direct1,636 Reported balance After 2015-02-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2015-02-06 · Exercise / conversion · Disposed 563 · Balance 1,636

F8: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6, 2015, 563 units vesting on February 6, 2016 and 562 units vesting on February 6, 2017.

F2: The reported transaction was a vesting of 563 deferred stock units on February 6, 2015, resulting in the issuance of 563 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-02-05Direct2,176 Reported balance After 2015-02-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2015-02-05 · Grant · Acquired 540 · Balance 2,176

F9: These deferred stock units were granted without cash consideration on February 5, 2015 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in one installment, with 540 units vesting on February 5, 2016.

F10: Includes (i) 511 deferred stock units granted on February 7, 2013, with 511 units vesting on February 7, 2016; (ii) 1,125 deferred stock units granted on February 6, 2014; with 563 units vesting on February 6, 2016 and 562 units vesting on February 7, 2017 and (iii) 540 deferred stock units granted on February 5, 2015, with 540 units vesting on February 5, 2016.

Common StockSEC Table I · non-derivativeIndirectCharitable Remainder Trust6,700 Reported balance Holding disclosure · report date 2015-02-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,700

F3: William C. Ballard, Jr. Trustee Charitable Remainder Trust #1 for the benefit of Julie W. Ballard.

Common StockSEC Table I · non-derivativeIndirectCharitable Remainder Trust1,800 Reported balance Holding disclosure · report date 2015-02-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,800

F4: William C. Ballard, Jr. Trustee Charitable Remainder Trust #2 for the benefit of Elizabeth Ballard Lebhar.

Common StockSEC Table I · non-derivativeIndirectCharitable Remainder Trust1,800 Reported balance Holding disclosure · report date 2015-02-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,800

F5: William C. Ballard, Jr. Trustee Charitable Remainder Trust #3 for the benefit of William C. Ballard, III.

Common StockSEC Table I · non-derivativeIndirectOwnership by Spouse5,000 Reported balance Holding disclosure · report date 2015-02-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 5,000

F6: Indirect Ownership by Spouse, Julie W. Ballard.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction was a vesting of 511 deferred stock units on February 7, 2015, resulting in the issuance of 511 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F2: The reported transaction was a vesting of 563 deferred stock units on February 6, 2015, resulting in the issuance of 563 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F3: William C. Ballard, Jr. Trustee Charitable Remainder Trust #1 for the benefit of Julie W. Ballard.

F4: William C. Ballard, Jr. Trustee Charitable Remainder Trust #2 for the benefit of Elizabeth Ballard Lebhar.

F5: William C. Ballard, Jr. Trustee Charitable Remainder Trust #3 for the benefit of William C. Ballard, III.

F6: Indirect Ownership by Spouse, Julie W. Ballard.

F7: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7, 2015 and 511 units vesting on February 7, 2016.

F8: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6, 2015, 563 units vesting on February 6, 2016 and 562 units vesting on February 6, 2017.

F9: These deferred stock units were granted without cash consideration on February 5, 2015 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in one installment, with 540 units vesting on February 5, 2016.

F10: Includes (i) 511 deferred stock units granted on February 7, 2013, with 511 units vesting on February 7, 2016; (ii) 1,125 deferred stock units granted on February 6, 2014; with 563 units vesting on February 6, 2016 and 562 units vesting on February 7, 2017 and (iii) 540 deferred stock units granted on February 5, 2015, with 540 units vesting on February 5, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2006 Filed Jul 5, 2006 23:15 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $45.01 $0.00
Disclosure

SEC source: 0000731766-06-000058 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2016-07-03

Read SEC document
April 03, 2006 Filed Apr 5, 2006 21:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $55.47 $0.00
Disclosure

SEC source: 0000731766-06-000028 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2016-04-03

Read SEC document
January 23, 2006 Filed Jan 25, 2006 18:34 UTC WELLTOWER INC. HCN · Entity 2853 GrantDeferred Stock Unit · Derivative 1,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-06-004925 · doc4.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common · 1,918 shares

Expires 2009-01-23

F1 · derivative.exercise_price: The deferred stock units were granted without cash consideration under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. The deferred stock units vest in three installments, with 640 units vesting on January 23, 2007 and 639 units vesting on January 23 of each 2008 and 2009.

F1 · price: The deferred stock units were granted without cash consideration under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. The deferred stock units vest in three installments, with 640 units vesting on January 23, 2007 and 639 units vesting on January 23 of each 2008 and 2009.

F1 · derivative.exercise_date: The deferred stock units were granted without cash consideration under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. The deferred stock units vest in three installments, with 640 units vesting on January 23, 2007 and 639 units vesting on January 23 of each 2008 and 2009.

F1 · derivative.expiration_date: The deferred stock units were granted without cash consideration under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. The deferred stock units vest in three installments, with 640 units vesting on January 23, 2007 and 639 units vesting on January 23 of each 2008 and 2009.

F1 · derivative.underlying_shares: The deferred stock units were granted without cash consideration under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. The deferred stock units vest in three installments, with 640 units vesting on January 23, 2007 and 639 units vesting on January 23 of each 2008 and 2009.

Read SEC document
January 03, 2006 Filed Jan 4, 2006 21:20 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $61.73 $0.00
Disclosure

SEC source: 0000731766-06-000001 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2016-01-03

Read SEC document
December 14, 2005 Filed Dec 22, 2005 21:21 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000731766-05-000138 · edgardoc.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Read SEC document
October 03, 2005 Filed Oct 5, 2005 20:06 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $56.78 $0.00
Disclosure

SEC source: 0000731766-05-000111 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2015-10-03

Read SEC document
August 24, 2005 Filed Aug 26, 2005 19:25 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000731766-05-000107 · edgardoc.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,400

Read SEC document
August 24, 2005 Filed Aug 26, 2005 19:25 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000731766-05-000107 · edgardoc.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,400

Read SEC document
July 28, 2005 Filed Jul 28, 2005 20:33 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $6.34 $0.00
Disclosure

SEC source: 0000731766-05-000095 · edgardoc.xml · derivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2007-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2005 Filed Jul 28, 2005 20:33 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 32,000 $53.03 $1,696,905.60
Disclosure

SEC source: 0000731766-05-000095 · edgardoc.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,400

Read SEC document
July 28, 2005 Filed Jul 28, 2005 20:33 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 32,000 $6.34 $203,001.60
Disclosure

SEC source: 0000731766-05-000095 · edgardoc.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2005 Filed Jul 5, 2005 21:19 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $52.81 $0.00
Disclosure

SEC source: 0000731766-05-000088 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2015-07-01

Read SEC document
April 01, 2005 Filed Apr 5, 2005 20:42 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $95.83 $0.00
Disclosure

SEC source: 0000731766-05-000046 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-04-01

Read SEC document
January 24, 2005 Filed Jan 25, 2005 21:04 UTC WELLTOWER INC. HCN · Entity 2853 GrantCommon Stock 2,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-05-004646 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,007

F1 · price: These shares were granted without cash consideration as shares of restricted stock under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:40 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $86.62 $0.00
Disclosure

SEC source: 0000731766-05-000011 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-01-03

Read SEC document
December 01, 2004 Filed Dec 1, 2004 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000731766-04-000188 · edgardoc.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,200

Read SEC document
October 01, 2004 Filed Oct 4, 2004 15:11 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $73.76 $0.00
Disclosure

SEC source: 0000731766-04-000133 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-10-01

Read SEC document
July 01, 2004 Filed Jul 2, 2004 17:55 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $61.80 $0.00
Disclosure

SEC source: 0000731766-04-000081 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-07-01

Read SEC document
April 01, 2004 Filed Apr 5, 2004 21:37 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $64.97 $0.00
Disclosure

SEC source: 0000731766-04-000039 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-04-01

Read SEC document
March 16, 2004 Filed Mar 18, 2004 16:48 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 OtherNon-Qualified Stock Option (right to buy) · Derivative 32,000 $62.50 Strike: $13.66 $2,000,000.00
Disclosure

SEC source: 0000731766-04-000033 · edgardoc.xml · derivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2006-05-09

Read SEC document
March 16, 2004 Filed Mar 18, 2004 16:48 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 32,000 $62.50 $2,000,000.00
Disclosure

SEC source: 0000731766-04-000033 · edgardoc.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Read SEC document
March 16, 2004 Filed Mar 18, 2004 16:48 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 OtherCommon Stock 32,000 $13.66 $437,001.60
Disclosure

SEC source: 0000731766-04-000033 · edgardoc.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,400

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,666 $0.00 Strike: $17.56 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 17

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,666 shares

Expires 2011-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F9 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $17.56 per share were granted to Mr. Ballard on January 15, 2001, which grant has previously been reported. The partial exercise of these options for the purchase of 3,334 shares has previously been reported. Of the remaining options, options for the purchase of 1,666 shares vested on January 15, 2004.

F9 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $17.56 per share were granted to Mr. Ballard on January 15, 2001, which grant has previously been reported. The partial exercise of these options for the purchase of 3,334 shares has previously been reported. Of the remaining options, options for the purchase of 1,666 shares vested on January 15, 2004.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,666 $0.00 Strike: $25.13 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 16

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,666 shares

Expires 2009-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F8 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $25.125 per share were granted to Mr. Ballard on January 18, 1999, which grant has previously been reported.

F8 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $25.125 per share were granted to Mr. Ballard on January 18, 1999, which grant has previously been reported.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $25.13 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 15

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common · 3,333 shares

Expires 2009-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F8 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $25.125 per share were granted to Mr. Ballard on January 18, 1999, which grant has previously been reported.

F8 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $25.125 per share were granted to Mr. Ballard on January 18, 1999, which grant has previously been reported.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $25.13 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 14

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common · 5,000 shares

Expires 2009-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F8 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $25.125 per share were granted to Mr. Ballard on January 18, 1999, which grant has previously been reported.

F8 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $25.125 per share were granted to Mr. Ballard on January 18, 1999, which grant has previously been reported.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,666 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 13

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,666 shares

Expires 2008-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F7 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $28.4375 per share were granted to Mr. Ballard on January 19, 1998, which grant has previously been reported.

F7 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $28.4375 per share were granted to Mr. Ballard on January 19, 1998, which grant has previously been reported.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 12

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common · 3,333 shares

Expires 2008-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F7 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $28.4375 per share were granted to Mr. Ballard on January 19, 1998, which grant has previously been reported.

F7 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $28.4375 per share were granted to Mr. Ballard on January 19, 1998, which grant has previously been reported.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 11

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common · 5,000 shares

Expires 2008-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F7 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $28.4375 per share were granted to Mr. Ballard on January 19, 1998, which grant has previously been reported.

F7 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $28.4375 per share were granted to Mr. Ballard on January 19, 1998, which grant has previously been reported.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 10,000 $0.00 Strike: $24.88 $0.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · derivative · entry 10

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,000 shares

Expires 2007-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F5 · derivative.exercise_date: Options for the purchase of 10,000 shares of common stock at $24.875 per share were granted to Mr. Ballard on January 20, 1997, which grant has previosuly been reported.

F5 · derivative.underlying_shares: Options for the purchase of 10,000 shares of common stock at $24.875 per share were granted to Mr. Ballard on January 20, 1997, which grant has previosuly been reported.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 SaleCommon Stock 21,666 $36.88 $799,104.91
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · nonDerivative · entry 5

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 1,666 $17.56 $29,254.96
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · nonDerivative · entry 4

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 5,000 $25.13 $125,625.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · nonDerivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 5,000 $28.44 $142,187.50
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2004 Filed Feb 11, 2004 17:39 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 10,000 $24.88 $248,750.00
Disclosure

SEC source: 0001209191-04-008538 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2004 Filed Jan 28, 2004 20:12 UTC WELLTOWER INC. HCN · Entity 2853 GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-04-005068 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · price: These shares were granted without cash consideration as shares of restricted stock under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors.

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:38 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000005 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
December 11, 2003 Filed Dec 18, 2003 21:48 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000731766-03-000029 · edgardoc.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Read SEC document
December 11, 2003 Filed Dec 18, 2003 21:48 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000731766-03-000029 · edgardoc.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,600

Read SEC document
October 01, 2003 Filed Oct 3, 2003 21:40 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 OtherNon-Qualified Stock Option · Derivative 5,000 $51.76 Strike: $51.76 $258,800.00
Disclosure

SEC source: 0001209191-03-024680 · bmn79954_bmn1wcb.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-10-01

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $17.56 $0.00
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · derivative · entry 13

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common · 3,333 shares

Expires 2011-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F7 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $17.56 per share were granted to Mr. Ballard on January 15, 2001, which grant has previously been reported. Options for the purchase of 1,667 shares vested on January 15, 2002 and January 15, 2003 and options for the purchase of 1666 shares will vest on January 15, 2004.

F7 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $17.56 per share were granted to Mr. Ballard on January 15, 2001, which grant has previously been reported. Options for the purchase of 1,667 shares vested on January 15, 2002 and January 15, 2003 and options for the purchase of 1666 shares will vest on January 15, 2004.

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $17.56 $0.00
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · derivative · entry 12

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common · 5,000 shares

Expires 2011-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F7 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $17.56 per share were granted to Mr. Ballard on January 15, 2001, which grant has previously been reported. Options for the purchase of 1,667 shares vested on January 15, 2002 and January 15, 2003 and options for the purchase of 1666 shares will vest on January 15, 2004.

F7 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $17.56 per share were granted to Mr. Ballard on January 15, 2001, which grant has previously been reported. Options for the purchase of 1,667 shares vested on January 15, 2002 and January 15, 2003 and options for the purchase of 1666 shares will vest on January 15, 2004.

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,666 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · derivative · entry 11

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,666 shares

Expires 2010-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F5 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $16.375 per share were granted to Mr. Ballard on January 31, 2000, which grant has previously been reported.

F5 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $16.375 per share were granted to Mr. Ballard on January 31, 2000, which grant has previously been reported.

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · derivative · entry 10

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common · 3,333 shares

Expires 2010-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F5 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $16.375 per share were granted to Mr. Ballard on January 31, 2000, which grant has previously been reported.

F5 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $16.375 per share were granted to Mr. Ballard on January 31, 2000, which grant has previously been reported.

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 1,667 $0.00 Strike: $16.38 $0.00
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · derivative · entry 9

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common · 5,000 shares

Expires 2010-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisiiton price.

F5 · derivative.exercise_date: Options for the purchase of 5,000 shares of common stock at $16.375 per share were granted to Mr. Ballard on January 31, 2000, which grant has previously been reported.

F5 · derivative.underlying_shares: Options for the purchase of 5,000 shares of common stock at $16.375 per share were granted to Mr. Ballard on January 31, 2000, which grant has previously been reported.

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 SaleCommon Stock 134 $31.47 $4,216.98
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · nonDerivative · entry 4

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 SaleCommon Stock 8,200 $31.45 $257,890.00
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · nonDerivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,134

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 3,334 $17.56 $58,545.04
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2003 Filed Jul 31, 2003 21:21 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 5,000 $16.38 $81,875.00
Disclosure

SEC source: 0001209191-03-014760 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2003 Filed Jul 2, 2003 21:12 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $251,550.00 Strike: $50.31 $1,257,750,000.00
Disclosure

SEC source: 0001209191-03-010281 · bmn78088_bmn1wcb.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-07-01

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.