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Disclosed activity across 5 companies

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11852
SEC CIK
0001528597

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796Director · President and CEOAugust 25, 2014August 27, 2014
Booz Allen Hamilton Holding CorpBAH · Entity 3574DirectorAugust 04, 2026August 06, 2026
Sprinklr, Inc.CXM · Entity 4581Director · President & CEOOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date August 25, 2014 · Filed August 27, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect750,845 Ending reported balance After 2014-08-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2014-08-25 · Exercise / conversion · Acquired 239,000 · Balance 851,105

Row 2 · 2014-08-25 · Tax withholding · Disposed 100,260 · Balance 750,845

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2014-08-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2014-08-25 · Exercise / conversion · Disposed 239,000 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2: Award vests 33 1/3% on the first anniversary date, 33/1/3% on the second anniversary date and 33 1/3% on the third anniversary date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2: Award vests 33 1/3% on the first anniversary date, 33/1/3% on the second anniversary date and 33 1/3% on the third anniversary date.

Booz Allen Hamilton Holding Corp

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect14,574 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 4,689 · Balance 14,574

F1: Consists of shares of Class A restricted common stock.

F2: Includes shares of Class A restricted common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of shares of Class A restricted common stock.

F2: Includes shares of Class A restricted common stock.

Sprinklr, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,069,659 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Sale · Disposed 203,666 · Balance 3,069,659

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2026.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.23 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2026.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.23 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dell Technologies Inc.

Report date June 19, 2020 · Filed June 23, 2020

Section 16 reporting ended · disclosed 2020-06-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Common StockSEC Table I · non-derivativeDirect2,718 Reported balance After 2020-06-19 transaction · row 1
1 source row

Row 1 · 2020-06-19 · Disposition to issuer · Disposed 34,000 · Balance 2,718

F1: Reflects 34,000 unvested time-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects 34,000 unvested time-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

VONAGE HOLDINGS CORP

Report date July 21, 2022 · Filed July 21, 2022

Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-21 transaction · row 1
1 source row

Row 1 · 2022-07-21 · Disposition to issuer · Disposed 929,543 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 203,666 $5.17 $1,052,953.22
Disclosure

SEC source: 0001528597-26-000013 · form4-10052026_041001.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,069,659

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2026.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.23 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2026 Filed Sep 17, 2026 20:30 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 145,865 $5.55 $809,550.75
Disclosure

SEC source: 0001528597-26-000011 · form4-09172026_040905.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,273,325

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:18 UTC Booz Allen Hamilton Holding Corp BAH · Entity 3574 GrantClass A Common Stock 4,689 $0.00 $0.00
Disclosure

SEC source: 0001443646-26-000055 · wk-form4_1786047521.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,574

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
June 16, 2026 Filed Jun 18, 2026 20:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 143,654 $5.30 $761,366.20
Disclosure

SEC source: 0001528597-26-000008 · form4-06182026_040609.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,419,190

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.24 to $5.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 20:30 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 45,001 $5.85 $263,255.85
Disclosure

SEC source: 0001528597-26-000006 · form4-03172026_040318.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,562,844

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:30 UTC Sprinklr, Inc. CXM · Entity 4581 GrantClass A Common Stock 2,101,575 $0.00 $0.00
Disclosure

SEC source: 0001528597-26-000006 · form4-03172026_040318.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,607,845

F1 · shares: Represents restricted stock unit ("RSU") awards. One-twelfth (1/12th) of the RSUs will vest on June 15, 2026 and the remainder will vest in eleven substantially equal installments on each subsequent September 15, December 15, March 15 and June 15, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

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February 06, 2026 Filed Feb 9, 2026 22:00 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 87,795 $6.00 $526,770.00
Disclosure

SEC source: 0001528597-26-000004 · form4-02092026_050202.xml · nonDerivative · entry 4

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,506,270

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2025.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04 inclusive.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 22:00 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 78,043 $6.02 $469,818.86
Disclosure

SEC source: 0001528597-26-000004 · form4-02092026_050202.xml · nonDerivative · entry 3

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,594,065

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2025.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.05 inclusive.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 21:05 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 138,505 $7.13 $987,540.65
Disclosure

SEC source: 0001528597-26-000002 · form4-01162026_040109.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,672,108

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2025.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.24 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 02:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 68,673 $7.78 $534,275.94
Disclosure

SEC source: 0001528597-25-000006 · form4-12172025_091209.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,810,613

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.845 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2025 Filed Nov 10, 2025 21:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 258,214 $7.48 $1,931,440.72
Disclosure

SEC source: 0001528597-25-000004 · form4-11102025_041101.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,879,286

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $7.565 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 20:17 UTC Booz Allen Hamilton Holding Corp BAH · Entity 3574 GrantClass A Common Stock 3,097 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-038350 · wk-form4_1754511424.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,885

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
April 21, 2025 Filed Feb 9, 2026 22:00 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 20 $6.85 $137.00
Disclosure

SEC source: 0001528597-26-000004 · form4-02092026_050202.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,672,108

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.77 to $7.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5).

Read SEC document
November 18, 2024 Filed Feb 9, 2026 22:00 UTC Sprinklr, Inc. CXM · Entity 4581 PurchaseClass A Common Stock 20 $7.60 $152.00
Disclosure

SEC source: 0001528597-26-000004 · form4-02092026_050202.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,672,128

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.59 to $7.84 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 21:46 UTC Sprinklr, Inc. CXM · Entity 4581 GrantClass A Common Stock 2,137,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-026247 · form4-11062024_091138.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,137,500

F1 · shares: Represents two restricted stock unit ("RSU") awards. 1,425,000 RSUs (the "First Grant") will vest one-third (1/3rd) on November 5, 2025, and one-eighth (1/8th) of the remaining RSUs will vest on each subsequent December 15, March 15, June 15, and September 15 thereafter. 712,500 RSUs (the "Second Grant") will vest one-fourth (1/4th) on November 5, 2025, and one-twelfth (1/12th) of the remaining RSUs will vest on each subsequent December 15, March 15, June 15, and September 15 thereafter. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:50 UTC Booz Allen Hamilton Holding Corp BAH · Entity 3574 GrantClass A Common Stock 2,414 $0.00 $0.00
Disclosure

SEC source: 0001443646-24-000175 · wk-form4_1722891000.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,788

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:07 UTC Booz Allen Hamilton Holding Corp BAH · Entity 3574 GrantClass A Common Stock 2,595 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000207 · wf-form4_169109326285879.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,374

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:55 UTC Booz Allen Hamilton Holding Corp BAH · Entity 3574 GrantClass A Common Stock 1,779 $0.00 $0.00
Disclosure

SEC source: 0001443646-23-000014 · wf-form4_167477011937085.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,779

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
July 21, 2022 Filed Jul 21, 2022 14:01 UTC VONAGE HOLDINGS CORP VG · Entity 125236 Disposition to issuerCommon Stock 929,543 $21.00 $19,520,403.00
Disclosure

SEC source: 0001272830-22-000152 · wf-form4_165842647669295.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 09, 2022 Filed Mar 11, 2022 16:25 UTC VONAGE HOLDINGS CORP VG · Entity 125236 SaleCommon Stock 44,900 $19.99 $897,551.00
Disclosure

SEC source: 0001272830-22-000048 · wf-form4_164703389643542.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,543

Read SEC document
March 02, 2022 Filed Mar 2, 2022 17:31 UTC VONAGE HOLDINGS CORP VG · Entity 125236 SaleCommon Stock 75,000 $19.99 $1,499,250.00
Disclosure

SEC source: 0001272830-22-000042 · wf-form4_164626026750713.xml · nonDerivative · entry 3

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,443

Read SEC document
March 01, 2022 Filed Mar 2, 2022 17:31 UTC VONAGE HOLDINGS CORP VG · Entity 125236 SaleCommon Stock 125,000 $20.38 $2,547,500.00
Disclosure

SEC source: 0001272830-22-000042 · wf-form4_164626026750713.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,443

F2 · price: The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $20.36 to $20.39. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 17:31 UTC VONAGE HOLDINGS CORP VG · Entity 125236 SaleCommon Stock 50,000 $20.35 $1,017,500.00
Disclosure

SEC source: 0001272830-22-000042 · wf-form4_164626026750713.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,443

F1 · price: The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $20.33 to $20.35. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 21:44 UTC VONAGE HOLDINGS CORP VG · Entity 125236 Tax withholdingCommon Stock 68,207 $20.65 $1,408,474.55
Disclosure

SEC source: 0001272830-22-000002 · wf-form4_164135065050196.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,443

Read SEC document
December 30, 2021 Filed Jan 4, 2022 21:44 UTC VONAGE HOLDINGS CORP VG · Entity 125236 Tax withholdingCommon Stock 49,079 $20.65 $1,013,481.35
Disclosure

SEC source: 0001272830-22-000002 · wf-form4_164135065050196.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,292,650

Read SEC document
July 01, 2021 Filed Jul 6, 2021 17:26 UTC VONAGE HOLDINGS CORP VG · Entity 125236 Tax withholdingCommon Stock 147,834 $14.40 $2,128,809.60
Disclosure

SEC source: 0001272830-21-000221 · wf-form4_162560679332619.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341,729

Read SEC document
March 15, 2021 Filed Mar 17, 2021 19:25 UTC VONAGE HOLDINGS CORP VG · Entity 125236 Tax withholdingCommon Stock 65,242 $12.25 $799,214.50
Disclosure

SEC source: 0001272830-21-000109 · wf-form4_161602353026413.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,563

Read SEC document
August 26, 2020 Filed Aug 28, 2020 21:58 UTC VONAGE HOLDINGS CORP VG · Entity 125236 PurchaseCommon Stock 17,870 $11.29 $201,752.30
Disclosure

SEC source: 0001272830-20-000206 · wf-form4_159866627095463.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,805

F1 · price: The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $11.19 to $11.36. Upon request, the Reporting Person will provide to the Securities and Exchange Commission Staff, the Issuer, and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.

Read SEC document
August 26, 2020 Filed Aug 31, 2020 09:27 UTC Amendment VONAGE HOLDINGS CORP VG · Entity 125236 PurchaseCommon Stock 17,870 $11.29 $201,752.30
Disclosure

SEC source: 0001272830-20-000208 · wf-form4a_159888044995355.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,805

F1 · price: The price reported in Column 4 is a weighted average price. The Common Stock was purchased at prices ranging from $11.19 to $11.36. Upon request, the Reporting Person will provide to the Securities and Exchange Commission Staff, the Issuer, and any security holder of the Issuer full information regarding the number of shares of Common Stock purchased at each separate price within the range.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:18 UTC VONAGE HOLDINGS CORP VG · Entity 125236 PurchaseCommon Stock 10,335 $11.83 $122,263.05
Disclosure

SEC source: 0001272830-20-000201 · wf-form4_159779629982451.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,935

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:18 UTC VONAGE HOLDINGS CORP VG · Entity 125236 PurchaseCommon Stock 6,600 $11.82 $78,012.00
Disclosure

SEC source: 0001272830-20-000201 · wf-form4_159779629982451.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,600

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July 01, 2020 Filed Jul 6, 2020 16:35 UTC VONAGE HOLDINGS CORP VG · Entity 125236 GrantCommon Stock 1,520,000 $0.00 $0.00
Disclosure

SEC source: 0001272830-20-000143 · wf-form4_159406773142094.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,000

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June 19, 2020 Filed Jun 23, 2020 20:25 UTC Dell Technologies Inc. DELL · Entity 2822 Disposition to issuerClass C Common Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000918 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,718

F1 · kind: Reflects 34,000 unvested time-based restricted stock units forfeited to Dell Technologies Inc. in accordance with their terms in connection with the reporting person's termination of employment with Dell Technologies Inc.

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March 15, 2020 Filed Mar 18, 2020 00:22 UTC Dell Technologies Inc. DELL · Entity 2822 Tax withholdingClass C Common Stock 1,765 $35.95 $63,451.75
Disclosure

SEC source: 0001123292-20-000587 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,718

F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019.

F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019.

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March 15, 2020 Filed Mar 18, 2020 00:22 UTC Dell Technologies Inc. DELL · Entity 2822 GrantClass C Common Stock 25,035 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000587 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,483

F1 · price: Represents a grant of 25,035 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.

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January 14, 2020 Filed Jan 16, 2020 21:31 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 70,080 $0.00 Strike: $26.67 $0.00
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · derivative · entry 5

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,420

Underlying: Class C Common Stock · 70,080 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The performance-based options are fully vested. The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015.

F4 · balance_after: Consists of 46,520 time-based options and 244,900 performance-based options.

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January 14, 2020 Filed Jan 16, 2020 21:31 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 44,000 $50.27 $2,211,880.00
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 4

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F2 · price: The price reported in Column 4 represents a weighted average sales price of $50.269. These shares were sold in multiple transactions at prices ranging from $50.20 to $50.30, inclusive.

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January 14, 2020 Filed Jan 16, 2020 21:31 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 44,000 $26.67 $1,173,480.00
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 3

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 21:31 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 26,080 $50.24 $1,310,259.20
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F1 · price: The price reported in Column 4 represents a weighted average sales price of $50.24. These shares were sold in multiple transactions at prices ranging from $50.17 to $50.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 2 to this Form 4.

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January 14, 2020 Filed Jan 16, 2020 21:31 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 26,080 $26.67 $695,553.60
Disclosure

SEC source: 0001123292-20-000146 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 10,000 $0.00 Strike: $26.67 $0.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · derivative · entry 7

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,500

Underlying: Class C Common Stock · 10,000 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015.

F5 · balance_after: Consists of 72,600 time-based options and 288,900 performance-based options.

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December 31, 2019 Filed Jan 2, 2020 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 100 $51.37 $5,137.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 5

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

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December 31, 2019 Filed Jan 2, 2020 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 9,900 $51.35 $508,365.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 4

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

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December 31, 2019 Filed Jan 2, 2020 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 10,000 $26.67 $266,700.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 3

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 60,000 $0.00 Strike: $26.67 $0.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · derivative · entry 6

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,500

Underlying: Class C Common Stock · 60,000 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The performance-based options are fully vested.

F3 · balance_after: Consists of 82,600 time-based options and 288,900 performance-based options.

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December 30, 2019 Filed Jan 2, 2020 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 60,000 $50.99 $3,059,400.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F1 · price: The price reported in Column 4 represents a weighted average sales price of $50.985. These shares were sold in multiple transactions at prices ranging from $50.96 to $51.12, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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December 30, 2019 Filed Jan 2, 2020 21:44 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 60,000 $26.67 $1,600,200.00
Disclosure

SEC source: 0001123292-20-000006 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 20:15 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionOptions to Acquire Class C Common Stock · Derivative 25,926 $0.00 Strike: $26.67 $0.00
Disclosure

SEC source: 0001123292-19-001015 · edgar.xml · derivative · entry 3

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,500

Underlying: Class C Common Stock · 25,926 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

F2 · balance_after: Consists of 82,600 time-based options and 348,900 performance-based options.

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July 18, 2019 Filed Jul 22, 2019 20:15 UTC Dell Technologies Inc. DELL · Entity 2822 SaleClass C Common Stock 25,926 $56.52 $1,465,337.52
Disclosure

SEC source: 0001123292-19-001015 · edgar.xml · nonDerivative · entry 2

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

Read SEC document
July 18, 2019 Filed Jul 22, 2019 20:15 UTC Dell Technologies Inc. DELL · Entity 2822 Exercise / conversionClass C Common Stock 25,926 $26.67 $691,446.42
Disclosure

SEC source: 0001123292-19-001015 · edgar.xml · nonDerivative · entry 1

READ RORY P · CIK 0001528597 · Chief Operating Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.