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ALBAN CARLOS

Disclosed activity across 4 companies

Tapewire entity
11830
SEC CIK
0001474632

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314Senior Vice PresidentDecember 01, 2012December 04, 2012
AbbVie Inc.ABBV · Entity 2800Vice ChairmanNovember 16, 2020November 18, 2020
Solventum CorpSOLV · Entity 1645DirectorMay 15, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date December 01, 2012 · Filed December 04, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect95,696 Ending reported balance After 2012-12-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2012-11-16 · Gift · Disposed 40,442 · Balance 77,243

Row 2 · 2012-12-01 · Grant · Acquired 18,453 · Balance 95,696

F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards will cliff vest after January 1, 2016, subject to AbbVie reaching a minimum average return on equity target for the period 2013 through 2015. The awards include the right to have stock withheld for tax purposes.

Common shares without par valueSEC Table I · non-derivativeIndirectMaria Cristina Alban 2007 Declaration of Trust40,442 Reported balance After 2012-11-16 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2012-11-16 · Gift · Acquired 40,442 · Balance 40,442

F2: Held in the Maria Cristina Alban 2007 Declaration of Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards will cliff vest after January 1, 2016, subject to AbbVie reaching a minimum average return on equity target for the period 2013 through 2015. The awards include the right to have stock withheld for tax purposes.

F2: Held in the Maria Cristina Alban 2007 Declaration of Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.

AbbVie Inc.

Report date November 16, 2020 · Filed November 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect114,899 Ending reported balance After 2020-11-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-11-16 · Exercise / conversion · Acquired 115,830 · Balance 230,729

Row 2 · 2020-11-16 · Sale · Disposed 115,830 · Balance 114,899

Option(Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.88 · Expires 2023-02-13Direct0 Reported balance After 2020-11-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-16 · Exercise / conversion · Disposed 115,830 · Balance 0

F2: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectMaria Cristina Alban 2007 Declaration of Trust40,442 Reported balance Holding disclosure · report date 2020-11-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 40,442

F1: Held in the Maria Cristina Alban 2007 Declaration of Trust. The reporting person's spouse is trustee of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Held in the Maria Cristina Alban 2007 Declaration of Trust. The reporting person's spouse is trustee of the trust.

F2: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Solventum Corp

Report date May 15, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,300 Reported balance After 2026-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-15 · Grant · Acquired 3,300 · Balance 3,300

F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2: The RSUs shall fully vest on May 15, 2027, subject to continued service through the vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SpringWorks Therapeutics, Inc.

Report date July 01, 2025 · Filed July 02, 2025

Section 16 reporting ended · disclosed 2025-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-01 transaction · row 1
1 source row

Row 1 · 2025-07-01 · Disposition to issuer · Disposed 28,861 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated April 27, 2025 (the "Merger Agreement"), by and among the Issuer, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Parent"), and EMD Holdings Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of July 1, 2025, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger").

F2: Includes 13,480 shares underlying restricted stock units (each, an "RSU") granted under the Issuer's 2019 Stock Option and Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Issuer common stock.

F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled and automatically converted into the right to receive $47.00 in cash, without interest and subject to any required tax withholding (the "Merger Consideration").

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding RSU, whether vested or unvested, was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the Merger Consideration payable with respect to such RSU multiplied by (ii) the total number of shares of Issuer common stock subject to such RSU immediately prior to the Effective Time (each a "Parent Cash-Based RSU Award"). Each Parent Cash-Based RSU Award will generally vest in accordance with the vesting terms that applied to the corresponding portion of such RSU immediately prior to the Effective Time; provided, that on the nine-month anniversary of the closing date of the Merger, 50% of each then-unvested tranche of each Parent Cash-Based RSU Award will vest, subject to the applicable holder's continued employment with Parent through such date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.93Direct0 Reported balance After 2025-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-01 · Disposition to issuer · Disposed 30,160 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated April 27, 2025 (the "Merger Agreement"), by and among the Issuer, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Parent"), and EMD Holdings Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of July 1, 2025, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger").

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each vested outstanding option to purchase shares of Issuer common stock immediately prior to the Effective Time, was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time. Each unvested option outstanding was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of (Continued in footnote 6)

F6: (Continued from footnote 5) Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time (each a "Parent Cash-Based Option Award"). Each Parent Cash-Based Option Award will generally vest in accordance with the vesting terms that applied to the corresponding portion of such option award immediately prior to the Effective Time; provided, that on the nine-month anniversary of the closing date of the Merger, 50% of each then-unvested tranche of each Parent Cash-Based Option Award will vest, subject to the applicable holder's continued employment with Parent through such date. Any outstanding option, whether vested or unvested, to purchase shares of Issuer common stock with an exercise price per share greater than $47.00 was cancelled at the Effective Time for no consideration or payment.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.27Direct0 Reported balance After 2025-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-07-01 · Disposition to issuer · Disposed 13,774 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated April 27, 2025 (the "Merger Agreement"), by and among the Issuer, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Parent"), and EMD Holdings Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of July 1, 2025, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger").

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each vested outstanding option to purchase shares of Issuer common stock immediately prior to the Effective Time, was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time. Each unvested option outstanding was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of (Continued in footnote 6)

F6: (Continued from footnote 5) Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time (each a "Parent Cash-Based Option Award"). Each Parent Cash-Based Option Award will generally vest in accordance with the vesting terms that applied to the corresponding portion of such option award immediately prior to the Effective Time; provided, that on the nine-month anniversary of the closing date of the Merger, 50% of each then-unvested tranche of each Parent Cash-Based Option Award will vest, subject to the applicable holder's continued employment with Parent through such date. Any outstanding option, whether vested or unvested, to purchase shares of Issuer common stock with an exercise price per share greater than $47.00 was cancelled at the Effective Time for no consideration or payment.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.77Direct0 Reported balance After 2025-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-07-01 · Disposition to issuer · Disposed 12,216 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated April 27, 2025 (the "Merger Agreement"), by and among the Issuer, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Parent"), and EMD Holdings Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of July 1, 2025, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger").

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each vested outstanding option to purchase shares of Issuer common stock immediately prior to the Effective Time, was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time. Each unvested option outstanding was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of (Continued in footnote 6)

F6: (Continued from footnote 5) Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time (each a "Parent Cash-Based Option Award"). Each Parent Cash-Based Option Award will generally vest in accordance with the vesting terms that applied to the corresponding portion of such option award immediately prior to the Effective Time; provided, that on the nine-month anniversary of the closing date of the Merger, 50% of each then-unvested tranche of each Parent Cash-Based Option Award will vest, subject to the applicable holder's continued employment with Parent through such date. Any outstanding option, whether vested or unvested, to purchase shares of Issuer common stock with an exercise price per share greater than $47.00 was cancelled at the Effective Time for no consideration or payment.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated April 27, 2025 (the "Merger Agreement"), by and among the Issuer, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Parent"), and EMD Holdings Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer effective as of July 1, 2025, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger").

F2: Includes 13,480 shares underlying restricted stock units (each, an "RSU") granted under the Issuer's 2019 Stock Option and Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of Issuer common stock.

F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was cancelled and automatically converted into the right to receive $47.00 in cash, without interest and subject to any required tax withholding (the "Merger Consideration").

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding RSU, whether vested or unvested, was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the Merger Consideration payable with respect to such RSU multiplied by (ii) the total number of shares of Issuer common stock subject to such RSU immediately prior to the Effective Time (each a "Parent Cash-Based RSU Award"). Each Parent Cash-Based RSU Award will generally vest in accordance with the vesting terms that applied to the corresponding portion of such RSU immediately prior to the Effective Time; provided, that on the nine-month anniversary of the closing date of the Merger, 50% of each then-unvested tranche of each Parent Cash-Based RSU Award will vest, subject to the applicable holder's continued employment with Parent through such date.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each vested outstanding option to purchase shares of Issuer common stock immediately prior to the Effective Time, was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time. Each unvested option outstanding was cancelled and automatically converted into the right to receive an amount in cash, without interest and subject to any required tax withholding, equal to the product (rounded down to the nearest whole cent) of (i) the total number of shares of (Continued in footnote 6)

F6: (Continued from footnote 5) Issuer common stock subject to such option immediately prior to the Effective Time and (ii) the excess, if any, of the Merger Consideration over the per share exercise price of the shares subject to such option award immediately prior to the Effective Time (each a "Parent Cash-Based Option Award"). Each Parent Cash-Based Option Award will generally vest in accordance with the vesting terms that applied to the corresponding portion of such option award immediately prior to the Effective Time; provided, that on the nine-month anniversary of the closing date of the Merger, 50% of each then-unvested tranche of each Parent Cash-Based Option Award will vest, subject to the applicable holder's continued employment with Parent through such date. Any outstanding option, whether vested or unvested, to purchase shares of Issuer common stock with an exercise price per share greater than $47.00 was cancelled at the Effective Time for no consideration or payment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2017 Filed Jun 15, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 45,800 $70.00 $3,206,000.00
Disclosure

SEC source: 0001179110-17-009114 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,745

Read SEC document
June 14, 2017 Filed Jun 15, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon stock, $0.01 par value 45,800 $24.21 $1,108,735.56
Disclosure

SEC source: 0001179110-17-009114 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 8, 2017 21:13 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 43,000 $67.00 $2,881,000.00
Disclosure

SEC source: 0001179110-17-006837 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,745

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:10 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 34,721 $62.22 $2,160,340.62
Disclosure

SEC source: 0001179110-17-003699 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,745

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:50 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 95,750 $0.00 Strike: $61.36 $0.00
Disclosure

SEC source: 0001179110-17-002804 · edgar.xml · derivative · entry 4

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,750

Underlying: Common stock · 95,750 shares

Expires 2027-02-15

F4 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.The option becomes exercisable in annual increments of 31,917 on 02/16/2018, 31,916 on 02/16/2019, and 31,917 on 02/16/2020.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:50 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 13,350 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002804 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,466

F2 · shares: Represents shares of AbbVie common stock issued under a performance-vested restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:50 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 29,672 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002804 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,116

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of the AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2017.

Read SEC document
May 10, 2016 Filed May 12, 2016 21:39 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 47,438 $63.52 $3,013,261.76
Disclosure

SEC source: 0001179110-16-024454 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,444

Read SEC document
February 29, 2016 Filed Mar 2, 2016 22:18 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 39,930 $56.00 $2,236,080.00
Disclosure

SEC source: 0001179110-16-020675 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,882

Read SEC document
February 18, 2016 Filed Feb 22, 2016 22:05 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 79,870 $0.00 Strike: $54.86 $0.00
Disclosure

SEC source: 0001179110-16-019777 · edgar.xml · derivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,870

Underlying: Common stock · 79,870 shares

Expires 2026-02-17

F1 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.The option becomes exerciseable in annual increments of 26,624 on 02/18/2017, 26,623 on 02/18/2018, and 26,623 on 02/18/2019.

Read SEC document
February 28, 2015 Filed Mar 3, 2015 23:03 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 7,200 $60.50 $435,600.00
Disclosure

SEC source: 0001179110-15-004093 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,812

Read SEC document
February 27, 2015 Filed Mar 3, 2015 23:03 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 12,706 $60.52 $768,967.12
Disclosure

SEC source: 0001179110-15-004093 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,012

Read SEC document
February 19, 2015 Filed Feb 23, 2015 22:07 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 101,960 $0.00 Strike: $58.88 $0.00
Disclosure

SEC source: 0001179110-15-003160 · edgar.xml · derivative · entry 3

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,960

Underlying: Common stock · 101,960 shares

Expires 2025-02-18

F3 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.The option becomes exerciseable in annual increments of 33,987 on 02/19/2016, 33,986 on 02/19/2017, and 33,987 on 02/19/2018.

Read SEC document
February 19, 2015 Filed Feb 23, 2015 22:07 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 51,580 $0.00 $0.00
Disclosure

SEC source: 0001179110-15-003160 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,718

F1 · shares: These securities represent performance vested restricted stock awards under the AbbVie 2013 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon AbbVie reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
March 03, 2014 Filed Mar 4, 2014 22:10 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 600 $50.09 $30,056.40
Disclosure

SEC source: 0001179110-14-004322 · edgar.xml · nonDerivative · entry 5

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,138

Read SEC document
March 03, 2014 Filed Mar 4, 2014 22:10 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 400 $50.09 $20,036.40
Disclosure

SEC source: 0001179110-14-004322 · edgar.xml · nonDerivative · entry 4

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,738

Read SEC document
March 03, 2014 Filed Mar 4, 2014 22:10 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 282 $50.09 $14,125.38
Disclosure

SEC source: 0001179110-14-004322 · edgar.xml · nonDerivative · entry 3

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,138

Read SEC document
March 03, 2014 Filed Mar 4, 2014 22:10 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 1,600 $50.09 $80,137.60
Disclosure

SEC source: 0001179110-14-004322 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,420

Read SEC document
February 28, 2014 Filed Mar 4, 2014 22:10 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 15,319 $50.91 $779,890.29
Disclosure

SEC source: 0001179110-14-004322 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,020

Read SEC document
February 20, 2014 Filed Feb 24, 2014 22:06 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 81,500 $0.00 Strike: $51.42 $0.00
Disclosure

SEC source: 0001179110-14-003466 · edgar.xml · derivative · entry 3

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,500

Underlying: Common stock · 81,500 shares

Expires 2024-02-19

F3 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.The option becomes exerciseable in annual increments of 27,167 on 02/20/2015, 27,166 on 02/20/2016, and 27,167 on 02/20/2017.

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February 20, 2014 Filed Feb 24, 2014 22:06 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 47,260 $0.00 $0.00
Disclosure

SEC source: 0001179110-14-003466 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,339

F1 · shares: These securities represent performance vested restricted stock awards under the AbbVie 2013 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon AbbVie reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption (right to buy) · Derivative 34,600 $0.00 Strike: $28.31 $0.00
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · derivative · entry 15

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 34,600 shares

Expires 2020-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

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May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption (right to buy) · Derivative 21,000 $0.00 Strike: $26.85 $0.00
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · derivative · entry 14

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 21,000 shares

Expires 2019-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption (right to buy) · Derivative 17,700 $0.00 Strike: $28.13 $0.00
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · derivative · entry 13

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 17,700 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption (right to buy) · Derivative 33,900 $0.00 Strike: $28.86 $0.00
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · derivative · entry 12

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 33,900 shares

Expires 2018-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption (right to buy) · Derivative 35,700 $0.00 Strike: $27.29 $0.00
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · derivative · entry 11

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 35,700 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 27,664 $45.68 $1,263,683.22
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 9

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,079

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 30,550 $45.68 $1,395,426.24
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 8

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,743

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 27,320 $45.66 $1,247,562.34
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 7

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,293

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 28,122 $45.68 $1,284,717.01
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 6

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,613

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon stock, $0.01 par value 34,600 $28.31 $979,602.12
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 5

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon stock, $0.01 par value 21,000 $26.85 $563,791.20
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 4

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon stock, $0.01 par value 17,700 $28.13 $497,814.27
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 3

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon stock, $0.01 par value 33,900 $28.86 $978,448.92
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2013 Filed May 3, 2013 21:27 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon stock, $0.01 par value 35,700 $27.29 $974,395.80
Disclosure

SEC source: 0001179110-13-007704 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2013 Filed Mar 4, 2013 22:09 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 12,960 $36.73 $476,020.80
Disclosure

SEC source: 0001179110-13-004015 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,835

Read SEC document
February 19, 2013 Filed Feb 20, 2013 00:06 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 9,826 $37.58 $369,261.08
Disclosure

SEC source: 0001179110-13-003031 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,795

Read SEC document
February 14, 2013 Filed Feb 20, 2013 00:06 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 115,830 $0.00 Strike: $35.88 $0.00
Disclosure

SEC source: 0001179110-13-003031 · edgar.xml · derivative · entry 4

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,830

Underlying: Common stock · 115,830 shares

Expires 2023-02-13

F3 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.The option becomes exerciseable in annual increments of 38,610 on 02/14/2014, 38,610 on 02/14/2015, and 38,610 on 02/14/2016.

Read SEC document
February 14, 2013 Filed Feb 20, 2013 00:06 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 56,700 $0.00 $0.00
Disclosure

SEC source: 0001179110-13-003031 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,621

F1 · shares: These securities represent performance vested restricted stock awards under the AbbVie 2013 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon AbbVie reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
February 05, 2013 Filed Feb 7, 2013 21:44 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionOption (right to buy) · Derivative 2,482 $0.00 Strike: $33.80 $0.00
Disclosure

SEC source: 0001179110-13-002137 · edgar.xml · derivative · entry 4

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,482 shares

Expires 2013-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2013 Filed Feb 7, 2013 21:44 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 2,325 $37.28 $86,676.00
Disclosure

SEC source: 0001179110-13-002137 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,921

Read SEC document
February 05, 2013 Filed Feb 7, 2013 21:44 UTC AbbVie Inc. ABBV · Entity 2800 Exercise / conversionCommon stock, $0.01 par value 2,482 $33.80 $83,886.64
Disclosure

SEC source: 0001179110-13-002137 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · EVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2012 Filed Dec 4, 2012 22:11 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 18,453 $0.00 $0.00
Disclosure

SEC source: 0001179110-12-016883 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,696

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards will cliff vest after January 1, 2016, subject to AbbVie reaching a minimum average return on equity target for the period 2013 through 2015. The awards include the right to have stock withheld for tax purposes.

Read SEC document
November 16, 2012 Filed Dec 4, 2012 22:11 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 40,442 $0.00 $0.00
Disclosure

SEC source: 0001179110-12-016883 · edgar.xml · nonDerivative · entry 3

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Maria Cristina Alban 2007 Declaration of Trust

Disclosed balance after: 40,442

F2 · balance_after: Held in the Maria Cristina Alban 2007 Declaration of Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
November 16, 2012 Filed Dec 4, 2012 22:11 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 40,442 $0.00 $0.00
Disclosure

SEC source: 0001179110-12-016883 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,243

Read SEC document
October 15, 2012 Filed Oct 17, 2012 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 2,032 $69.28 $140,776.96
Disclosure

SEC source: 0001179110-12-015251 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,685

Read SEC document
October 15, 2012 Filed Oct 17, 2012 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 4,900 $0.00 $0.00
Disclosure

SEC source: 0001179110-12-015251 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,717

F1 · shares: Settlement of a performance-based restricted stock unit in shares in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
September 25, 2012 Filed Sep 27, 2012 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 1,198 $0.00 Strike: $57.25 $0.00
Disclosure

SEC source: 0001179110-12-014554 · edgar.xml · derivative · entry 3

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,198 shares

Expires 2014-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
September 25, 2012 Filed Sep 27, 2012 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,198 $70.00 $83,860.00
Disclosure

SEC source: 0001179110-12-014554 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,817

Read SEC document
September 25, 2012 Filed Sep 27, 2012 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 1,198 $57.25 $68,585.50
Disclosure

SEC source: 0001179110-12-014554 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.