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person · Reporting owner

Zulueta Alfonso G

Disclosed activity across 5 companies

Tapewire entity
11808
SEC CIK
0001596336

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMARIN CORP PLC\UKAMRN · Entity 5970DirectorJune 27, 2022June 30, 2022
CTS CORPCTS · Entity 4654DirectorNovember 06, 2025November 10, 2025
ELI LILLY & CoLLY · Entity 2794SVP & President, Lilly Int'lFebruary 08, 2021February 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMARIN CORP PLC\UK

Report date June 27, 2022 · Filed June 30, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.92 · Expires 2032-06-27Direct115,919 Reported balance After 2022-06-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-27 · Grant · Acquired 115,919 · Balance 115,919

F1: On June 27, 2022, the Reporting Person was granted an option to purchase 115,919 Ordinary Shares under the Amarin Corporation plc 2020 Stock Incentive Plan (the "Plan"). The option shall vest and become exercisable in a single annual installment upon the earlier of (i) the anniversary of the grant date of June 27, 2022 or (ii) the Issuer's annual general meeting of shareholders in 2023.

F2: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct93,750 Reported balance After 2022-06-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-06-27 · Grant · Acquired 93,750 · Balance 93,750

F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion, with settlement to be made on a deferred basis, specifically upon the non-employee director's separation of service with the Issuer.

F4: On June 27, 2022, the Reporting Person was granted 93,750 RSUs under the Plan. The RSUs vest in equal annual installments over a three-year period, with each installment vesting upon the earlier of (i) the anniversary of the grant date of June 27, 2022 or (ii) the Issuer's annual general meeting of shareholders in such year.

F5: Not applicable.

F2: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Filing footnotes · ownership attribution and instrument terms

F1: On June 27, 2022, the Reporting Person was granted an option to purchase 115,919 Ordinary Shares under the Amarin Corporation plc 2020 Stock Incentive Plan (the "Plan"). The option shall vest and become exercisable in a single annual installment upon the earlier of (i) the anniversary of the grant date of June 27, 2022 or (ii) the Issuer's annual general meeting of shareholders in 2023.

F2: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F3: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion, with settlement to be made on a deferred basis, specifically upon the non-employee director's separation of service with the Issuer.

F4: On June 27, 2022, the Reporting Person was granted 93,750 RSUs under the Plan. The RSUs vest in equal annual installments over a three-year period, with each installment vesting upon the earlier of (i) the anniversary of the grant date of June 27, 2022 or (ii) the Issuer's annual general meeting of shareholders in such year.

F5: Not applicable.

CTS CORP

Report date November 06, 2025 · Filed November 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,913 Reported balance After 2025-11-06 transaction · row 1
1 source row

Row 1 · 2025-11-06 · Grant · Acquired 3,500 · Balance 35,913

F1: Restricted stock units vest 100% on the first anniversary of the grant date, contingent upon the recipient's continued service as a director through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units vest 100% on the first anniversary of the grant date, contingent upon the recipient's continued service as a director through the vesting date.

ELI LILLY & Co

Report date February 08, 2021 · Filed February 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect56,947 Reported balance After 2021-02-08 transaction · row 1
1 source row

Row 1 · 2021-02-08 · Grant · Acquired 29,037 · Balance 56,947

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-02-01Direct10,706 Reported balance After 2021-02-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-02-08 · Grant · Acquired 10,706 · Balance 10,706

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Common StockSEC Table I · non-derivativeIndirect401(k)4,667 Reported balance Holding disclosure · report date 2021-02-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,667

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Calidi Biotherapeutics, Inc.

Report date December 21, 2023 · Filed January 05, 2024

Section 16 reporting ended · disclosed 2024-01-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,301 Reported balance After 2023-12-21 transaction · row 1
1 source row

Row 1 · 2023-12-21 · Grant · Acquired 5,644 · Balance 133,301

F1: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2023 Plan. Each RSU represents a right to receive one share of the Company's common stock upon vesting. The number of RSUs to be issued will equal to the amount due to the director for Board fees divided by the closing price for a share of the Issuer's common stock. The RSUs were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. The shares of common stock underlying the RSUs immediately vested on the grant date. As previously reported, Mr. Alfonso resigned as a director on November 29, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2023 Plan. Each RSU represents a right to receive one share of the Company's common stock upon vesting. The number of RSUs to be issued will equal to the amount due to the director for Board fees divided by the closing price for a share of the Issuer's common stock. The RSUs were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. The shares of common stock underlying the RSUs immediately vested on the grant date. As previously reported, Mr. Alfonso resigned as a director on November 29, 2023.

Syneos Health, Inc.

Report date September 28, 2023 · Filed September 28, 2023

Section 16 reporting ended · disclosed 2023-09-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-09-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-09-28 · Disposition to issuer · Disposed 3,493 · Balance 4,863

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Syneos Health, Inc. (the "Issuer"), Star Parent, Inc. ("Parent") and Star Merger Sub, Inc. ("Merger Sub"). On September 28, 2023, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each outstanding share of common stock of the Issuer, par value $0.01 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $43.00 (the "Merger Consideration"), without interest, and minus any applicable withholding taxes.

Row 2 · 2023-09-28 · Disposition to issuer · Disposed 4,863 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Syneos Health, Inc. (the "Issuer"), Star Parent, Inc. ("Parent") and Star Merger Sub, Inc. ("Merger Sub"). On September 28, 2023, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each outstanding share of common stock of the Issuer, par value $0.01 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $43.00 (the "Merger Consideration"), without interest, and minus any applicable withholding taxes.

F2: In accordance with the Merger Agreement, effective as of immediately prior to the effective time of the Merger (the "Effective Time") and as a result of the Merger each award of restricted stock units ("RSUs") and performance stock units ("PSUs") covering shares of common stock that is outstanding immediately prior to the Effective Time (other than certain specified RSU awards and PSU awards set forth in the disclosure schedules delivered in connection with the Merger Agreement (the "Specified Awards")) was cancelled and converted into a contingent right to receive an amount in cash (without interest) (a "Contingent Cash Award") equal to the product of (i) the Merger Consideration and (ii) the aggregate number of shares of common stock subject to the award (with any performance based goals with respect to the PSU awards deemed to be achieved at the "target" level of performance or based on the actual level of achievement of performance goals,

F3: continued from previous footnote: in each case, as set forth in the applicable PSU award agreement). Each Contingent Cash Award will vest and become payable pursuant to the same time-vesting schedule applicable to the underlying RSU award or PSU award from which it was converted, as applicable (including any accelerated vesting terms and conditions), subject to the holder's continued employment with or service to Parent and its subsidiaries through the applicable vesting date; and each Specified Award that is outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive a cash payment (without interest) equal to the product of (i) the Merger Consideration and (ii) the aggregate number of shares of common stock subject to the award, subject to claw-back if the holder's employment is terminated by the Company for "cause" or by the holder without "good reason," in either case prior to the first anniversary of the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of May 10, 2023 (the "Merger Agreement"), by and among Syneos Health, Inc. (the "Issuer"), Star Parent, Inc. ("Parent") and Star Merger Sub, Inc. ("Merger Sub"). On September 28, 2023, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each outstanding share of common stock of the Issuer, par value $0.01 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $43.00 (the "Merger Consideration"), without interest, and minus any applicable withholding taxes.

F2: In accordance with the Merger Agreement, effective as of immediately prior to the effective time of the Merger (the "Effective Time") and as a result of the Merger each award of restricted stock units ("RSUs") and performance stock units ("PSUs") covering shares of common stock that is outstanding immediately prior to the Effective Time (other than certain specified RSU awards and PSU awards set forth in the disclosure schedules delivered in connection with the Merger Agreement (the "Specified Awards")) was cancelled and converted into a contingent right to receive an amount in cash (without interest) (a "Contingent Cash Award") equal to the product of (i) the Merger Consideration and (ii) the aggregate number of shares of common stock subject to the award (with any performance based goals with respect to the PSU awards deemed to be achieved at the "target" level of performance or based on the actual level of achievement of performance goals,

F3: continued from previous footnote: in each case, as set forth in the applicable PSU award agreement). Each Contingent Cash Award will vest and become payable pursuant to the same time-vesting schedule applicable to the underlying RSU award or PSU award from which it was converted, as applicable (including any accelerated vesting terms and conditions), subject to the holder's continued employment with or service to Parent and its subsidiaries through the applicable vesting date; and each Specified Award that is outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive a cash payment (without interest) equal to the product of (i) the Merger Consideration and (ii) the aggregate number of shares of common stock subject to the award, subject to claw-back if the holder's employment is terminated by the Company for "cause" or by the holder without "good reason," in either case prior to the first anniversary of the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2018 Filed Oct 5, 2018 18:08 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 7,000 $114.64 $802,480.00
Disclosure

SEC source: 0000059478-18-000240 · wf-form4_153876291479874.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,224

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $114.17 to $115.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 21:47 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 3,000 $107.00 $321,000.00
Disclosure

SEC source: 0000059478-18-000225 · wf-form4_153739365291067.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,224

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:47 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 3,000 $105.61 $316,830.00
Disclosure

SEC source: 0000059478-18-000225 · wf-form4_153739365291067.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,224

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:33 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 15,993 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000074 · wf-form4_151787358167346.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,993 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:33 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 7,133 $81.45 $580,982.85
Disclosure

SEC source: 0000059478-18-000074 · wf-form4_151787358167346.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,224

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:33 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 15,993 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000074 · wf-form4_151787358167346.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:15 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000056 · wf-form4_151744053419039.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,722

Underlying: Common Stock · 9,722 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:15 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 9,316 $87.60 $816,081.60
Disclosure

SEC source: 0000059478-18-000056 · wf-form4_151744053419039.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,364

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:35 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 3,532 $86.00 $303,752.00
Disclosure

SEC source: 0000059478-17-000241 · wf-form4_151251332901839.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,048

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 17:55 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 2,003 $83.67 $167,591.01
Disclosure

SEC source: 0000059478-17-000206 · wf-form4_151059570795341.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,580

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2017.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 15:02 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 15,000 $77.66 $1,164,900.00
Disclosure

SEC source: 0000059478-17-000091 · wf-form4_148656613305978.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,583

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:20 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 6,659 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000084 · wf-form4_148615321334676.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,659 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:20 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 3,127 $77.03 $240,872.81
Disclosure

SEC source: 0000059478-17-000084 · wf-form4_148615321334676.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,583

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:20 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 6,659 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000084 · wf-form4_148615321334676.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:34 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 15,993 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000055 · wf-form4_148590564225593.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,993

Underlying: Common Stock · 15,993 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 23:34 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 13,150 $75.38 $991,247.00
Disclosure

SEC source: 0000059478-17-000055 · wf-form4_148590564225593.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,051

Read SEC document
December 16, 2016 Filed Jan 27, 2017 17:25 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000021 · wf-form5_148553794289692.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,901

Read SEC document
April 27, 2016 Filed Apr 28, 2016 19:43 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 12,000 $76.27 $915,240.00
Disclosure

SEC source: 0000059478-16-000348 · wf-form4_146187262036158.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,101

F1 · price: This transaction was executed in multiple trades at prices ranging from $76.25 to $76.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:32 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $78.75 $393,750.00
Disclosure

SEC source: 0000059478-16-000281 · wf-form4_145444515531055.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,101

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:57 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 6,659 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000278 · wf-form4_145402543930711.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,659

Underlying: Common Stock · 6,659 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:57 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 7,035 $81.96 $576,588.60
Disclosure

SEC source: 0000059478-16-000278 · wf-form4_145402543930711.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,101

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:45 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 12,048 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-15-000197 · wf-form4_144831152291512.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,048 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:45 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 9,674 $83.72 $809,907.28
Disclosure

SEC source: 0000059478-15-000197 · wf-form4_144831152291512.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,066

Read SEC document
November 20, 2015 Filed Nov 23, 2015 20:45 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 12,048 $56.18 $676,856.64
Disclosure

SEC source: 0000059478-15-000197 · wf-form4_144831152291512.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:50 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 11,532 $70.97 $818,426.04
Disclosure

SEC source: 0000059478-15-000046 · wf-form4_142265822009833.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,692

Read SEC document
November 07, 2014 Filed Nov 12, 2014 17:37 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 21,302 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000185 · wf-form4_141581383492359.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,302 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2014 Filed Nov 12, 2014 17:37 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 19,254 $66.96 $1,289,247.84
Disclosure

SEC source: 0000059478-14-000185 · wf-form4_141581383492359.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,160

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November 07, 2014 Filed Nov 12, 2014 17:37 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 21,302 $55.65 $1,185,456.30
Disclosure

SEC source: 0000059478-14-000185 · wf-form4_141581383492359.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2014 Filed Oct 3, 2014 15:17 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 9,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000159 · wf-form4_141234941394598.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,333 shares

Expires 2014-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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October 01, 2014 Filed Oct 3, 2014 15:17 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 4,384 $64.85 $284,302.40
Disclosure

SEC source: 0000059478-14-000159 · wf-form4_141234941394598.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,112

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October 01, 2014 Filed Oct 3, 2014 15:17 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 9,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000159 · wf-form4_141234941394598.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2014 Filed Jan 31, 2014 01:33 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 11,333 $54.23 $614,588.59
Disclosure

SEC source: 0000059478-14-000040 · wf-form4_139113197450628.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,163

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.