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Dudkin Gregory N

Disclosed activity across 1 company

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117701
SEC CIK
0001467343

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PPL CorpPPL · Entity 346Executive Vice PresidentJanuary 20, 2023January 24, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PPL Corp

Report date January 20, 2023 · Filed January 24, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,113.032 Ending reported balance After 2023-01-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-01-23 · Exercise / conversion · Acquired 6,938.977 · Balance 65,503.032

Row 2 · 2023-01-23 · Tax withholding · Disposed 2,390 · Balance 63,113.032

F1: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Stock Unit (SIP)SEC Table II · derivative / convertible securityDirect14,727 Reported balance After 2023-01-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-01-20 · Grant · Acquired 14,727 · Balance 14,727

F3: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4: The units will vest on 01/20/2026.

F5: As of 01/24/2023, total restricted stock units beneficially owned is 39,812.751. This total includes the 01/21/2021 grant of 8,870.484 restricted stock units, the 04/12/2021 grant of 2,818.568 restricted stock units, and the 01/27/2022 grant of 13,396.699 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 14,727 restricted stock units.

Stock Unit (SIP)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2023-01-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-01-23 · Exercise / conversion · Disposed 6,938.977 · Balance 0

F2: Total includes the reinvestment of dividends.

F12: The units vested on 01/23/2023.

Performance Stock Unit (SIP)SEC Table II · derivative / convertible securityDirect29,454 Reported balance After 2023-01-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-01-20 · Grant · Acquired 29,454 · Balance 29,454

F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Performance Stock Unit (SIP)SEC Table II · derivative / convertible securityDirect14,727 Reported balance After 2023-01-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-01-20 · Grant · Acquired 14,727 · Balance 14,727

F8: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Performance Stock Unit (SIP)SEC Table II · derivative / convertible securityDirect14,727 Reported balance After 2023-01-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-01-20 · Grant · Acquired 14,727 · Balance 14,727

F9: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Performance Stock Unit (SIP)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-01-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-01-20 · Other · Disposed 13,876.792 · Balance 0

F10: No conversion or exercise price or exercise or expiration date applies.

F11: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%.

F2: Total includes the reinvestment of dividends.

F7: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Common StockSEC Table I · non-derivativeIndirectHeld in trust pursuant to the Employee Stock Ownership Plan.100.41 Reported balance Holding disclosure · report date 2023-01-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 100.41

F2: Total includes the reinvestment of dividends.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F2: Total includes the reinvestment of dividends.

F3: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4: The units will vest on 01/20/2026.

F5: As of 01/24/2023, total restricted stock units beneficially owned is 39,812.751. This total includes the 01/21/2021 grant of 8,870.484 restricted stock units, the 04/12/2021 grant of 2,818.568 restricted stock units, and the 01/27/2022 grant of 13,396.699 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 14,727 restricted stock units.

F6: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

F8: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F9: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F10: No conversion or exercise price or exercise or expiration date applies.

F11: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%.

F12: The units vested on 01/23/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 Exercise / conversionStock Unit (SIP) · Derivative 6,938.977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · derivative · entry 9

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,938.977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F12 · derivative.exercise_date: The units vested on 01/23/2023.

F12 · derivative.expiration_date: The units vested on 01/23/2023.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 23, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 2,390 $29.32 $70,074.80
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,113.032

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 23, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 6,938.977 $29.32 $203,450.81
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,503.032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 OtherPerformance Stock Unit (SIP) · Derivative 13,876.792 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · derivative · entry 8

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,876.792 shares

Expires not disclosed

F10 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F11 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%.

F2 · shares: Total includes the reinvestment of dividends.

F10 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F10 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 14,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · derivative · entry 7

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

Underlying: Common Stock · 14,727 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 14,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · derivative · entry 6

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

Underlying: Common Stock · 14,727 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 29,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,454

Underlying: Common Stock · 29,454 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.

F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 23:07 UTC PPL Corp PPL · Entity 346 GrantStock Unit (SIP) · Derivative 14,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004674 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,727

Underlying: Common Stock · 14,727 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/20/2026.

F4 · derivative.expiration_date: The units will vest on 01/20/2026.

F5 · balance_after: As of 01/24/2023, total restricted stock units beneficially owned is 39,812.751. This total includes the 01/21/2021 grant of 8,870.484 restricted stock units, the 04/12/2021 grant of 2,818.568 restricted stock units, and the 01/27/2022 grant of 13,396.699 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 14,727 restricted stock units.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:00 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 10,845 $26.10 $283,054.50
Disclosure

SEC source: 0001209191-22-012298 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,564.055

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:00 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 32,782 $26.10 $855,610.20
Disclosure

SEC source: 0001209191-22-012298 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,409.055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:36 UTC PPL Corp PPL · Entity 346 OtherPerformance Stock Unit (SIP) · Derivative 16,390.525 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005570 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,390.525 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F9 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2019 will be paid out at 0%.

F10 · shares: Total includes the reinvestment of dividends.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 140,548.405. This total includes the 01/24/2019 grant of 16,390.525 performance units, the 01/23/2020 grants of 13,450.339 and 13,450.339 performance units, the 01/21/2021 grants of 17,194.701 and 17,194.701 performance units, and the 04/12/2021 grants of 5,463.9 and 5,463.9 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 25,970, (b) 12,985, and (c) 12,985 performance units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:36 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 12,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005570 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,985

Underlying: Common Stock · 12,985 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 140,548.405. This total includes the 01/24/2019 grant of 16,390.525 performance units, the 01/23/2020 grants of 13,450.339 and 13,450.339 performance units, the 01/21/2021 grants of 17,194.701 and 17,194.701 performance units, and the 04/12/2021 grants of 5,463.9 and 5,463.9 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 25,970, (b) 12,985, and (c) 12,985 performance units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:36 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 12,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005570 · doc4.xml · derivative · entry 3

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,985

Underlying: Common Stock · 12,985 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 140,548.405. This total includes the 01/24/2019 grant of 16,390.525 performance units, the 01/23/2020 grants of 13,450.339 and 13,450.339 performance units, the 01/21/2021 grants of 17,194.701 and 17,194.701 performance units, and the 04/12/2021 grants of 5,463.9 and 5,463.9 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 25,970, (b) 12,985, and (c) 12,985 performance units.

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January 27, 2022 Filed Jan 31, 2022 21:36 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 25,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005570 · doc4.xml · derivative · entry 2

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,970

Underlying: Common Stock · 25,970 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025.

F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 140,548.405. This total includes the 01/24/2019 grant of 16,390.525 performance units, the 01/23/2020 grants of 13,450.339 and 13,450.339 performance units, the 01/21/2021 grants of 17,194.701 and 17,194.701 performance units, and the 04/12/2021 grants of 5,463.9 and 5,463.9 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 25,970, (b) 12,985, and (c) 12,985 performance units.

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January 27, 2022 Filed Jan 31, 2022 21:36 UTC PPL Corp PPL · Entity 346 GrantStock Unit (SIP) · Derivative 12,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005570 · doc4.xml · derivative · entry 1

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,985

Underlying: Common Stock · 12,985 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/27/2025.

F2 · derivative.expiration_date: The units will vest on 01/27/2025.

F3 · balance_after: As of 01/31/2022, total restricted stock units beneficially owned is 31,040.563. This total includes the 01/23/2020 grant of 6,725.732 restricted stock units, the 01/21/2021 grant of 8,597.881 restricted stock units, and the 04/12/2021 grant of 2,731.95 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/27/2022 grant of 12,985 restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 21:12 UTC PPL Corp PPL · Entity 346 SaleCommon Stock 5,432 $29.29 $159,103.28
Disclosure

SEC source: 0001209191-22-005059 · doc4.xml · nonDerivative · entry 3

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,627.055

F2 · kind: Represents the sale of 5,432 shares of common stock pursuant to a 10b5-1 plan, dated 11/18/2020.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:12 UTC PPL Corp PPL · Entity 346 Exercise / conversionStock Unit (SIP) · Derivative 8,195.264 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005059 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,195.264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 01/24/2022.

F4 · derivative.expiration_date: The units vested on 01/24/2022.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:12 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 2,763 $29.56 $81,674.28
Disclosure

SEC source: 0001209191-22-005059 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,059.055

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 24, 2022 Filed Jan 26, 2022 21:12 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 8,195.264 $29.56 $242,252.00
Disclosure

SEC source: 0001209191-22-005059 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,822.055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:11 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 5,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026643 · doc4.xml · derivative · entry 3

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

Underlying: Common Stock · 5,234 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 100,580.982. This total includes the 01/24/2019 grants of 15,700.875 and 15,700.875 performance units, the 01/23/2020 grants of 12,884.401 and 12,884.401 performance units, and the 01/21/2021 grants of 16,471.215 and 16,471.215 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,234 and 5,234 performance units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:11 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 5,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026643 · doc4.xml · derivative · entry 2

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

Underlying: Common Stock · 5,234 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 100,580.982. This total includes the 01/24/2019 grants of 15,700.875 and 15,700.875 performance units, the 01/23/2020 grants of 12,884.401 and 12,884.401 performance units, and the 01/21/2021 grants of 16,471.215 and 16,471.215 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,234 and 5,234 performance units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:11 UTC PPL Corp PPL · Entity 346 GrantStock Unit (SIP) · Derivative 2,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026643 · doc4.xml · derivative · entry 1

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617

Underlying: Common Stock · 2,617 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 04/12/2024.

F2 · derivative.expiration_date: The units will vest on 04/12/2024.

F3 · balance_after: As of 04/14/2021, total restricted stock units beneficially owned is 25,146.294. This total includes the 01/24/2019 grant of 7,850.439 restricted stock units, the 01/23/2020 grant of 6,442.74 restricted stock units, the 01/21/2021 grant of 8,236.115 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 04/12/2021 grant of 2,617 restricted stock units.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 21:40 UTC PPL Corp PPL · Entity 346 SaleCommon Stock 19,789 $27.78 $549,738.42
Disclosure

SEC source: 0001209191-21-012727 · doc4.xml · nonDerivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,626.791

F2 · kind: Represents the sale of 19,789 shares of common stock pursuant to a 10b5-1 plan, dated August 19, 2020.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:40 UTC PPL Corp PPL · Entity 346 Exercise / conversionPerformance Stock Unit (SIP) · Derivative 28,872 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012727 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 02/22/2021, total performance units beneficially owned is 88,831.608. This total includes the 01/24/2019 grants of 15,477.614 and 15,477.614 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:40 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 9,083 $27.77 $252,234.91
Disclosure

SEC source: 0001209191-21-012727 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,415.791

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:40 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 28,872 $27.77 $801,775.44
Disclosure

SEC source: 0001209191-21-012727 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,498.791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2021 Filed Feb 23, 2022 22:00 UTC PPL Corp PPL · Entity 346 Exercise / conversionPerformance Stock Unit (SIP) · Derivative 32,782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012298 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 124,157.88. This total includes the 01/23/2020 grants of 13,450.339 and 13,450.339 performance units, the 01/21/2021 grants of 17,194.701 and 17,194.701 performance units, and the 04/12/2021 grants of 5,463.9 and 5,463.9 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 25,970, (b) 12,985, and (c) 12,985 performance units.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 18:39 UTC PPL Corp PPL · Entity 346 SaleCommon Stock 4,747 $28.12 $133,485.64
Disclosure

SEC source: 0001209191-21-005606 · doc4.xml · nonDerivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,626.791

F2 · kind: Represents the sale of 4,747 shares of common stock pursuant to a 10b5-1 plan, dated August 19, 2020.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 18:39 UTC PPL Corp PPL · Entity 346 Exercise / conversionStock Unit (SIP) · Derivative 7,217.925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005606 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,217.925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The units vested on 01/25/2021

F4 · derivative.expiration_date: The units vested on 01/25/2021

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 18:39 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 2,470 $28.11 $69,431.70
Disclosure

SEC source: 0001209191-21-005606 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,373.791

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 25, 2021 Filed Jan 27, 2021 18:39 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 7,217.925 $28.11 $202,895.87
Disclosure

SEC source: 0001209191-21-005606 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,843.791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 12:35 UTC PPL Corp PPL · Entity 346 OtherPerformance Stock Unit (SIP) · Derivative 14,435.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005010 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,435.85 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 103,267.458. This total includes the 01/25/2018 grant of 14,435.85 performance units, the 01/24/2019 grants of 15,477.614 and 15,477.614 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 12:35 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 16,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005010 · doc4.xml · derivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 16,237 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 103,267.458. This total includes the 01/25/2018 grant of 14,435.85 performance units, the 01/24/2019 grants of 15,477.614 and 15,477.614 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 12:35 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 16,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005010 · doc4.xml · derivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 16,237 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 103,267.458. This total includes the 01/25/2018 grant of 14,435.85 performance units, the 01/24/2019 grants of 15,477.614 and 15,477.614 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

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January 21, 2021 Filed Jan 25, 2021 12:35 UTC PPL Corp PPL · Entity 346 GrantStock Unit (SIP) · Derivative 8,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005010 · doc4.xml · derivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,119

Underlying: Common Stock · 8,119 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/21/2024.

F2 · derivative.expiration_date: The units will vest on 01/21/2024.

F3 · balance_after: As of 01/25/2021, total restricted stock units beneficially owned is 29,426.86. This total includes the 01/25/2018 grant of 7,217.925 restricted stock units, the 01/24/2019 grant of 7,738.808 restricted stock units, and the 01/23/2020 grant of 6,351.127 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/21/2021 grant of 8,119 restricted stock units.

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January 21, 2021 Filed Feb 22, 2021 21:22 UTC Amendment PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 16,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012698 · doc4a.xml · derivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 16,237 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F2 · balance_after: As of 02/22/2021, total performance units beneficially owned is 88,831.608. This total includes the 01/24/2019 grants of 15,477.614 and 15,477.614 performance units, and the 01/23/2020 grants of 12,701.19 and 12,701.19 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 16,237 and 16,237 performance units.

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February 18, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 SaleCommon Stock 10,872 $35.64 $387,478.08
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · nonDerivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,625.866

F2 · kind: Represents the sale of 10,872 shares of common stock pursuant to a 10b5-1 plan, dated August 26, 2019.

F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F4 · price: Represents the weighted average sales price for price increments ranging from $35.275 to $35.90.

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February 14, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 Exercise / conversionStock Unit (SIP) · Derivative 17,800.59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · derivative · entry 9

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,800.59 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Total includes the reinvestment of dividends.

F8 · derivative.exercise_date: The units vested on 02/14/2020.

F8 · derivative.expiration_date: The units vested on 02/14/2020.

F5 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F9 · balance_after: As of 02/19/2020, total restricted stock units beneficially owned is 19,995.639. This total includes the 01/25/2018 grant of 6,773.417 restricted stock units, the 01/24/2019 grant of 7,262.222 restricted stock units, and the 01/23/2020 grant of 5,960 restricted stock units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.

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February 14, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 Exercise / conversionPerformance Stock Unit (SIP) · Derivative 12,801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · derivative · entry 8

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Total includes the reinvestment of dividends.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F5 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 02/19/2020, total performance units beneficially owned is 79,980.554. This total includes the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

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February 14, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP · Derivative 6,400.984 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · derivative · entry 7

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,801

Underlying: Common Stock · 6,400.984 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F7 · balance_after: As of 02/19/2020, total performance units beneficially owned is 79,980.554. This total includes the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

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February 14, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 6,928 $35.37 $245,043.36
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · nonDerivative · entry 4

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,497.866

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

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February 14, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 17,800.59 $35.37 $629,606.87
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · nonDerivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,425.866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 4,014 $35.37 $141,975.18
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,625.276

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

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February 14, 2020 Filed Feb 19, 2020 20:23 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 12,801 $35.37 $452,771.37
Disclosure

SEC source: 0001209191-20-010468 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,639.276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 20:21 UTC PPL Corp PPL · Entity 346 Exercise / conversionStock Unit (SIP) · Derivative 6,400.016 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004971 · doc4.xml · derivative · entry 8

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,400.016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: The units vested on 01/24/2020.

F11 · derivative.expiration_date: The units vested on 01/24/2020.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

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January 24, 2020 Filed Jan 27, 2020 20:21 UTC PPL Corp PPL · Entity 346 Tax withholdingCommon Stock 2,125 $36.53 $77,626.25
Disclosure

SEC source: 0001209191-20-004971 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,838.276

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

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January 24, 2020 Filed Jan 27, 2020 20:21 UTC PPL Corp PPL · Entity 346 Exercise / conversionCommon Stock 6,400.016 $36.53 $233,792.58
Disclosure

SEC source: 0001209191-20-004971 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,963.276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 20:21 UTC PPL Corp PPL · Entity 346 OtherPerformance Stock Unit (SIP) · Derivative 25,600.064 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004971 · doc4.xml · derivative · entry 7

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,600.064 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F10 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 79,980.554. This total includes the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, and the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

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January 23, 2020 Filed Jan 27, 2020 20:21 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 11,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004971 · doc4.xml · derivative · entry 6

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919

Underlying: Common Stock · 11,919 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 79,980.554. This total includes the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, and the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

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January 23, 2020 Filed Jan 27, 2020 20:21 UTC PPL Corp PPL · Entity 346 GrantPerformance Stock Unit (SIP) · Derivative 11,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004971 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919

Underlying: Common Stock · 11,919 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 79,980.554. This total includes the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, and the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.