Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PRIVATEBANCORP, INC
Report date June 23, 2017 · Filed June 27, 2017
Section 16 reporting ended · disclosed 2017-06-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-23 transaction · row 1
1 source rowRow 1 · 2017-06-23 · Disposition to issuer · Disposed 25,507 · Balance 0 F1: Represents 3,112 shares of issuer common stock and 22,395 restricted stock units. Pursuant to the Agreement and Plan of Merger among Canadian Imperial Bank of Commerce ("CIBC"), CIBC Holdco Inc. and the issuer, dated June 29, 2016, as amended (the "Merger Agreement"), each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share. Pursuant to the Merger Agreement, each restricted stock unit award was cancelled and converted into the right to receive a cash payment of $60.6452. |
| Common StockSEC Table I · non-derivative | IndirectHeld By Trust | 0 |
Reported balance
After 2017-06-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-06-23 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: Pursuant to the Merger Agreement, each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-06-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-23 · Disposition to issuer · Disposed 4,938.1795 · Balance 0 F3: The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis. F5: Pursuant to the Merger Agreement, each phantom stock unit of the issuer was converted into a cash-settled phantom stock unit of CIBC relating to 0.7572 shares of CIBC. F4: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 3,112 shares of issuer common stock and 22,395 restricted stock units. Pursuant to the Agreement and Plan of Merger among Canadian Imperial Bank of Commerce ("CIBC"), CIBC Holdco Inc. and the issuer, dated June 29, 2016, as amended (the "Merger Agreement"), each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share. Pursuant to the Merger Agreement, each restricted stock unit award was cancelled and converted into the right to receive a cash payment of $60.6452.
F2: Pursuant to the Merger Agreement, each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share.
F3: The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis.
F4: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person.
F5: Pursuant to the Merger Agreement, each phantom stock unit of the issuer was converted into a cash-settled phantom stock unit of CIBC relating to 0.7572 shares of CIBC.
Sally Beauty Holdings, Inc.
Report date January 26, 2023 · Filed January 27, 2023
Section 16 reporting ended · disclosed 2023-01-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 115,868 |
Reported balance
After 2023-01-26 transaction · row 1
1 source rowRow 1 · 2023-01-26 · Exercise / conversion · Acquired 75,997 · Balance 115,868 |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-01-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-01-26 · Exercise / conversion · Disposed 75,997 · Balance 0 F3: Restricted stock units convert into common stock on a one-for-one basis. F4: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 23,500 |
Reported balance
Holding disclosure · report date 2023-01-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,500 F1: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 125,750 |
Reported balance
Holding disclosure · report date 2023-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 125,750 F2: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.
F2: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: Reflects vested shares underlying RSUs that will be delivered to the reporting person on January 26, 2023, the date such reporting person's service as a director of the issuer terminated, or on the 6-month anniversary of such termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2017 Filed Aug 23, 2017 16:48 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 1,250 | $17.88 | $22,345.00 |
DisclosureSEC source: 0001127602-17-026335 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,250 F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $17.765 to $17.93. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · balance_after: The reporting person timely reported the purchase of 3,500 shares on May 25, 2017 and 1,250 shares on May 30, 2017, but inadvertently reported such shares as being held directly by the reporting person, when such shares are held indirectly through the trust. This Form 4 correctly reports the reporting person's balance held directly and indirectly through the trust. F3 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family. Read SEC document |
| August 18, 2017 Filed Aug 23, 2017 16:47 UTC Amendment | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 4,250 | $18.06 | $76,740.13 |
DisclosureSEC source: 0001127602-17-026334 · form4a.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 65,000 F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $17.91 to $18.17. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 13:44 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | Disposition to issuerPhantom Stock Units · Derivative | 4,938.1795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-022210 · form4.xml · derivative · entry 3 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,938.1795 shares Expires not disclosed F3 · derivative.exercise_price: The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis. F5 · price: Pursuant to the Merger Agreement, each phantom stock unit of the issuer was converted into a cash-settled phantom stock unit of CIBC relating to 0.7572 shares of CIBC. F4 · derivative.exercise_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. F4 · derivative.expiration_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 13:44 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | Disposition to issuerCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-022210 · form4.xml · nonDerivative · entry 2 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held By Trust Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 13:44 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | Disposition to issuerCommon Stock | 25,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-022210 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents 3,112 shares of issuer common stock and 22,395 restricted stock units. Pursuant to the Agreement and Plan of Merger among Canadian Imperial Bank of Commerce ("CIBC"), CIBC Holdco Inc. and the issuer, dated June 29, 2016, as amended (the "Merger Agreement"), each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share. Pursuant to the Merger Agreement, each restricted stock unit award was cancelled and converted into the right to receive a cash payment of $60.6452. Read SEC document |
| May 26, 2017 Filed May 30, 2017 16:33 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 250 | $17.55 | $4,387.50 |
DisclosureSEC source: 0001127602-17-019680 · form4.xml · nonDerivative · entry 6 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 11,500 F2 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin. Read SEC document |
| May 26, 2017 Filed May 30, 2017 16:33 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 500 | $17.54 | $8,770.00 |
DisclosureSEC source: 0001127602-17-019680 · form4.xml · nonDerivative · entry 4 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,653 Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:33 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 250 | $17.76 | $4,440.00 |
DisclosureSEC source: 0001127602-17-019680 · form4.xml · nonDerivative · entry 5 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 11,250 F2 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin. Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:33 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 250 | $17.76 | $4,439.50 |
DisclosureSEC source: 0001127602-17-019680 · form4.xml · nonDerivative · entry 3 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,153 Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:33 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 500 | $17.70 | $8,850.00 |
DisclosureSEC source: 0001127602-17-019680 · form4.xml · nonDerivative · entry 2 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,903 Read SEC document |
| May 24, 2017 Filed May 25, 2017 16:23 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 1,250 | $17.51 | $21,887.50 |
DisclosureSEC source: 0001127602-17-019389 · form4.xml · nonDerivative · entry 2 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,403 F2 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $17.40 to $17.63. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 23, 2017 Filed May 25, 2017 16:23 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 2,250 | $17.83 | $40,117.50 |
DisclosureSEC source: 0001127602-17-019389 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,153 F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $17.59 to $17.91. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 23, 2017 Filed May 30, 2017 16:33 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | PurchaseCommon Stock | 1,000 | $17.80 | $17,800.00 |
DisclosureSEC source: 0001127602-17-019680 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 11,000 F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $17.75 to $17.82. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:12 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | GrantCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018389 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,507 F1 · shares: Restricted Stock Units ("RSUs") were granted to the reporting person as part of the director's annual retainer. The RSUs vest in equal quarterly installments on September 1, 2017; December 1, 2017; March 1, 2018; and June 1, 2018. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 18:49 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $33.73 | $0.00 |
DisclosureSEC source: 0001127602-17-015374 · form4.xml · derivative · entry 3 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-third of the options vested each year on the anniversary of the date of grant and were fully vested after three years from the date of grant. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 18:49 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | Exercise / conversionCommon Stock | 3,000 | $33.73 | $101,190.00 |
DisclosureSEC source: 0001127602-17-015374 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:58 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | GrantPhantom Stock Units · Derivative | 0.8316 | $59.37 | $49.37 |
DisclosureSEC source: 0001127602-17-014206 · form4.xml · derivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,938.1795 Underlying: Common Stock · 0.8316 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis. F2 · derivative.exercise_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. F2 · derivative.expiration_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 17:02 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | GrantPhantom Stock Units · Derivative | 0.9109 | $54.19 | $49.36 |
DisclosureSEC source: 0001127602-17-000699 · form4.xml · derivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937.3479 Underlying: Common Stock · 0.9109 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis. F2 · derivative.exercise_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. F2 · derivative.expiration_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 18:28 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | SaleCommon Stock | 15,000 | $45.05 | $675,811.50 |
DisclosureSEC source: 0001127602-16-066623 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held By Trust Disclosed balance after: 20,000 F1 · price: Reflects the weighted-average sale price for multiple transactions reported on this line. The shares were sold at prices ranging from $45.00 to $45.21. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 18:28 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | SaleCommon Stock | 25,000 | $45.16 | $1,129,080.00 |
DisclosureSEC source: 0001127602-16-066623 · form4.xml · nonDerivative · entry 2 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held By Trust Disclosed balance after: 35,000 F1 · price: Reflects the weighted-average sale price for multiple transactions reported on this line. The shares were sold at prices ranging from $45.00 to $45.21. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:43 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantRestricted Stock Units · Derivative | 4,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066065 · form4.xml · derivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,896 Underlying: Common Stock · 4,896 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on September 30, 2017. Vested shares will be delivered to the reporting person as to fifty-percent on September 30, 2017 and as to fifty-percent on the date such reporting person's service as a Director of the Issuer has terminated. F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2017. Vested shares will be delivered to the reporting person as to fifty-percent on September 30, 2017 and as to fifty-percent on the date such reporting person's service as a Director of the Issuer has terminated. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:42 UTC | PRIVATEBANCORP, INC PVTB · Entity 107427 | GrantPhantom Stock Units · Derivative | 1.0748 | $45.92 | $49.35 |
DisclosureSEC source: 0001127602-16-064045 · form4.xml · derivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,936.437 Underlying: Common Stock · 1.0748 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert to common stock of the Issuer on a 1-for-1 basis. F2 · derivative.exercise_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. F2 · derivative.expiration_date: The phantom stock units are to be settled in common stock of the Issuer upon the date previously elected by the reporting person. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:19 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionRestricted Stock Units · Derivative | 2,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064130 · form4.xml · derivative · entry 4 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,132 Underlying: Common Stock · 2,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On October 28, 2015, the reporting person was granted 4,264 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2016 and the reporting person elected to receive shares of common stock in settlement of fifty percent of the RSUs on such date. F4 · derivative.expiration_date: On October 28, 2015, the reporting person was granted 4,264 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2016 and the reporting person elected to receive shares of common stock in settlement of fifty percent of the RSUs on such date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:19 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 2,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064130 · form4.xml · nonDerivative · entry 1 RABIN EDWARD W · CIK 0001276560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.