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Vlak August M.

Disclosed activity across 1 company

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117574
SEC CIK
0001663158

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EASTERN COEML · Entity 6456Director · President & CEODecember 31, 2022January 30, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTERN CO

Report date December 31, 2022 · Filed January 30, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect23,531 Reported balance After 2022-01-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-01-19 · Other · Acquired 44 · Balance 23,531

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect23,567 Reported balance After 2022-02-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-02-09 · Other · Acquired 36 · Balance 23,567

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect23,605 Reported balance After 2022-03-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-03-07 · Other · Acquired 38 · Balance 23,605

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect23,632 Reported balance After 2022-03-15 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-03-15 · Purchase · Acquired 27 · Balance 23,632

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect23,704 Reported balance After 2022-03-15 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2022-03-15 · Purchase · Acquired 72 · Balance 23,704

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect23,753 Reported balance After 2022-04-20 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2022-04-20 · Other · Acquired 49 · Balance 23,753

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect23,792 Reported balance After 2022-05-06 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2022-05-06 · Other · Acquired 39 · Balance 23,792

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect23,835 Reported balance After 2022-06-07 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2022-06-07 · Other · Acquired 43 · Balance 23,835

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect23,867 Reported balance After 2022-06-15 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2022-06-15 · Purchase · Acquired 33 · Balance 23,867

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect23,954 Reported balance After 2022-06-15 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2022-06-15 · Purchase · Acquired 87 · Balance 23,954

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect24,009 Reported balance After 2022-07-12 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2022-07-12 · Other · Acquired 55 · Balance 24,009

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect24,052 Reported balance After 2022-08-05 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2022-08-05 · Other · Acquired 43 · Balance 24,052

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect24,100 Reported balance After 2022-09-13 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2022-09-13 · Other · Acquired 48 · Balance 24,100

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect24,136 Reported balance After 2022-09-15 transaction · row 14 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 14 · 2022-09-15 · Purchase · Acquired 36 · Balance 24,136

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect24,229 Reported balance After 2022-09-15 transaction · row 15 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 15 · 2022-09-15 · Purchase · Acquired 93 · Balance 24,229

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect24,262 Reported balance After 2022-12-15 transaction · row 16 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 16 · 2022-12-15 · Purchase · Acquired 33 · Balance 24,262

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect24,346 Reported balance After 2022-12-15 transaction · row 17 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 17 · 2022-12-15 · Purchase · Acquired 84 · Balance 24,346

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $26.30 · Expires 2024-02-25Direct32,000 Reported balance After 2022-03-02 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2022-03-02 · Grant · Acquired 12,000 · Balance 32,000

F3: The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.

Stock AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-03-01Direct35,978 Reported balance After 2022-03-15 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2022-03-15 · Grant · Acquired 3,978 · Balance 35,978

F4: The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

F3: The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.

F4: The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 22, 2020 20:59 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 149 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-001348 · doc1.xml · nonDerivative · entry 1

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,234

F1 · security: 149 shares acquired at various prices for the period 9/6/2019 through 12/31/2019 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 149 shares acquired at various prices for the period 9/6/2019 through 12/31/2019 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 16:27 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 2,000 $24.50 $49,000.00
Disclosure

SEC source: 0001567619-19-018033 · doc1.xml · nonDerivative · entry 3

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,085

Read SEC document
September 05, 2019 Filed Sep 9, 2019 16:27 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 3,717 $24.50 $91,066.50
Disclosure

SEC source: 0001567619-19-018033 · doc1.xml · nonDerivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,085

Read SEC document
September 05, 2019 Filed Sep 9, 2019 16:27 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 352 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-018033 · doc1.xml · nonDerivative · entry 1

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368

F1 · security: 352 shares acquired at various prices for the period 1/1/2019 through 9/5/2019 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 352 shares acquired at various prices for the period 1/1/2019 through 9/5/2019 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
February 25, 2019 Filed Jan 22, 2020 20:59 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $26.30 $0.00
Disclosure

SEC source: 0001567619-20-001348 · doc1.xml · derivative · entry 4

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 12,000 shares

Expires 2024-02-25

F4 · date: On February 25, 2019, 12,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

F4 · shares: On February 25, 2019, 12,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

F4 · derivative.exercise_date: On February 25, 2019, 12,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

Read SEC document
February 25, 2019 Filed Mar 5, 2020 18:48 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 12,000 $0.00 Strike: $26.30 $0.00
Disclosure

SEC source: 0001567619-20-005708 · doc1.xml · derivative · entry 5

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2024-02-25

F4 · derivative.exercise_date: On February 25, 2019, 12,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

Read SEC document
December 31, 2018 Filed Jan 23, 2019 20:52 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 140 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-001493 · doc1.xml · nonDerivative · entry 1

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,016

F1 · security: 140 shares acquired at various prices for the period 8/15/2018 through 12/31/2018 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 140 shares acquired at various prices for the period 8/15/2018 through 12/31/2018 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 21:04 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-001203 · doc1.xml · nonDerivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,876

F1 · date: 300 shares acquired at various prices for the period 1/1/2018 through 5/14/2018 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 300 shares acquired at various prices for the period 1/1/2018 through 5/14/2018 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 21:04 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 3,500 $26.58 $93,030.00
Disclosure

SEC source: 0001567619-18-001203 · doc1.xml · nonDerivative · entry 1

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

Read SEC document
February 07, 2018 Filed Aug 15, 2018 21:04 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-18-001203 · doc1.xml · derivative · entry 4

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2023-02-08

F3 · derivative.exercise_date: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 20,000 of the granted SARs vest on February 7, 2021.

Read SEC document
February 07, 2018 Filed Jan 23, 2019 20:52 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-19-001493 · doc1.xml · derivative · entry 3

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2023-02-07

F3 · date: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · shares: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · derivative.exercise_date: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

Read SEC document
February 07, 2018 Filed Sep 9, 2019 16:27 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-19-018033 · doc1.xml · derivative · entry 5

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2023-02-08

F3 · derivative.exercise_date: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 20,000 of the granted SARs vest on February 7, 2021.

Read SEC document
February 07, 2018 Filed Jan 22, 2020 20:59 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-20-001348 · doc1.xml · derivative · entry 3

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2023-02-07

F3 · date: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · shares: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · derivative.exercise_date: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

Read SEC document
February 07, 2018 Filed Mar 5, 2020 18:48 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-20-005708 · doc1.xml · derivative · entry 4

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2023-02-08

F3 · derivative.exercise_date: On February 7, 2018, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 20,000 of the granted SARs vest on February 7, 2021.

Read SEC document
December 31, 2017 Filed Jan 26, 2018 22:41 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 276 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-003433 · doc1.xml · nonDerivative · entry 1

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,076

F1 · security: 276 shares acquired at various prices for the period 5/1/2017 through 12/31/2017 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 276 shares acquired at various prices for the period 5/1/2017 through 12/31/2017 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
November 09, 2017 Filed Nov 9, 2017 17:20 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 1,800 $25.75 $46,350.00
Disclosure

SEC source: 0001140361-17-041725 · doc1.xml · nonDerivative · entry 1

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Read SEC document
May 19, 2017 Filed May 23, 2017 21:21 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 5,000 $25.90 $129,500.00
Disclosure

SEC source: 0001140361-17-021986 · doc1.xml · nonDerivative · entry 1

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:13 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-010469 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed May 23, 2017 21:21 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-021986 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Nov 9, 2017 17:20 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-041725 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 26, 2018 22:41 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-18-003433 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

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March 02, 2017 Filed Aug 15, 2018 21:04 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-18-001203 · doc1.xml · derivative · entry 3

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

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March 02, 2017 Filed Jan 23, 2019 20:52 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-19-001493 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

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March 02, 2017 Filed Sep 9, 2019 16:27 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-19-018033 · doc1.xml · derivative · entry 4

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

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March 02, 2017 Filed Jan 22, 2020 20:59 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-001348 · doc1.xml · derivative · entry 2

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

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March 02, 2017 Filed Mar 5, 2020 18:48 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 20,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-005708 · doc1.xml · derivative · entry 3

Vlak August M. · CIK 0001663158 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 20,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 6,667 of the granted SARs vest on February 1, 2018; 6,667 of the granted SARs vest on February 1, 2019; and 6,666 of the granted SARs vest on February 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.