Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Seagate Technology Holdings plcSTX · Entity 2029 | EVP, Operations and Technology | February 01, 2023 | February 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Seagate Technology Holdings plc
Report date February 01, 2023 · Filed February 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 39,169 |
Reported balance
After 2023-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-01 · Exercise / conversion · Acquired 8,809 · Balance 39,169 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Includes 249 Ordinary Shares purchased by Reporting Person on January 31, 2023 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 35,969 |
Reported balance
After 2023-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-01 · Sale · Disposed 3,200 · Balance 35,969 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3: These Ordinary Shares were sold in multiple trades at prices ranging from $67.82 to $68.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 33,680 |
Reported balance
After 2023-02-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-02-01 · Sale · Disposed 2,289 · Balance 33,680 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4: These Ordinary Shares were sold in multiple trades at prices ranging from $68.84 to $69.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 30,521 |
Reported balance
After 2023-02-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-02-01 · Sale · Disposed 3,159 · Balance 30,521 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5: These Ordinary Shares were sold in multiple trades at prices ranging from $69.95 to $70.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 30,360 |
Reported balance
After 2023-02-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2023-02-01 · Sale · Disposed 161 · Balance 30,360 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6: These Ordinary Shares were sold in multiple trades at prices ranging from $71.03 to $71.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 58,360 |
Reported balance
After 2023-02-01 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2023-02-01 · Exercise / conversion · Acquired 28,000 · Balance 58,360 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 44,360 |
Reported balance
After 2023-02-01 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2023-02-01 · Sale · Disposed 14,000 · Balance 44,360 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7: These Ordinary Shares were sold in multiple trades at prices ranging from $67.64 to $68.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 30,360 |
Reported balance
After 2023-02-01 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2023-02-01 · Sale · Disposed 14,000 · Balance 30,360 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8: These Ordinary Shares were sold in multiple trades at prices ranging from $70.00 to $70.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| NQ OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.95 · Expires 2024-09-11 | Direct | 0 |
Reported balance
After 2023-02-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-01 · Exercise / conversion · Disposed 8,809 · Balance 0 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9: Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options vested on September 11, 2017. The remaining options vested in equal monthly installments over the 36 months following September 11, 2017. |
| NQ OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $39.85 · Expires 2024-11-20 | Direct | 12,301 |
Reported balance
After 2023-02-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-02-01 · Exercise / conversion · Disposed 28,000 · Balance 12,301 F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10: Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter ofthe options vested on November 20, 2017. The remaining options vested in equal monthly installments over the 36 months following November 20, 2017. |
| Ordinary SharesSEC Table I · non-derivative | IndirectJeffrey D. Nygaard Revocable Trust U/A Dated August 17, 2009 | 71,794 |
Reported balance
Holding disclosure · report date 2023-02-01 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 71,794 |
Filing footnotes · ownership attribution and instrument terms
F1: The option exercise and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 249 Ordinary Shares purchased by Reporting Person on January 31, 2023 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
F3: These Ordinary Shares were sold in multiple trades at prices ranging from $67.82 to $68.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: These Ordinary Shares were sold in multiple trades at prices ranging from $68.84 to $69.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: These Ordinary Shares were sold in multiple trades at prices ranging from $69.95 to $70.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6: These Ordinary Shares were sold in multiple trades at prices ranging from $71.03 to $71.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7: These Ordinary Shares were sold in multiple trades at prices ranging from $67.64 to $68.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F8: These Ordinary Shares were sold in multiple trades at prices ranging from $70.00 to $70.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F9: Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options vested on September 11, 2017. The remaining options vested in equal monthly installments over the 36 months following September 11, 2017.
F10: Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. Subject to continuous employment, one quarter ofthe options vested on November 20, 2017. The remaining options vested in equal monthly installments over the 36 months following November 20, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2018 Filed Sep 11, 2018 23:50 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001720273-18-000002 · wf-form4_153670983339333.xml · nonDerivative · entry 2 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 23:50 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001720273-18-000002 · wf-form4_153670983339333.xml · nonDerivative · entry 1 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 23:18 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOrdinary Shares | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-18-000042 · wf-form4_153273351856314.xml · nonDerivative · entry 1 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 F1 · shares: On July 25, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 5,646 of the 22,585 Performance Share Units granted to Mr. Nygaard on November 20, 2017. The 5,646 Ordinary Shares will vest on November 20, 2018, subject to he continuous service through such date. Read SEC document |
| May 14, 2018 Filed May 16, 2018 23:17 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionNQ Stock Option · Derivative | 2,188 | $0.00 Strike: $29.87 | $0.00 |
DisclosureSEC source: 0001137789-18-000031 · wf-form4_152651263277311.xml · derivative · entry 4 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,188 shares Expires 2019-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. One quarter of the options vested on September 10, 2013. The remaining options vested in equal monthly installments over the 36 months following September 10, 2013. Read SEC document |
| May 14, 2018 Filed May 16, 2018 23:17 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOrdinary Shares | 2,188 | $57.45 | $125,700.60 |
DisclosureSEC source: 0001137789-18-000031 · wf-form4_152651263277311.xml · nonDerivative · entry 2 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 14, 2018 Filed May 16, 2018 23:17 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Exercise / conversionOrdinary Shares | 2,188 | $29.87 | $65,355.56 |
DisclosureSEC source: 0001137789-18-000031 · wf-form4_152651263277311.xml · nonDerivative · entry 1 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 479 Ordinary Shares purchased by Reporting Person on January 31, 2018 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:59 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantNQ Stock Option Grant · Derivative | 101,810 | $0.00 Strike: $39.85 | $0.00 |
DisclosureSEC source: 0001137789-17-000091 · wf-form4_151138793612121.xml · derivative · entry 1 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,810 Underlying: Ordinary Shares · 101,810 shares Expires 2024-11-20 F1 · derivative.exercise_date: Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options will vest on November 20, 2018. The remaining options will vest in equal monthly installments over the 36 months following November 20, 2018. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 20:58 UTC | Seagate Technology Holdings plc STX · Entity 2029 | PurchaseOrdinary Shares | 5,000 | $37.38 | $186,900.00 |
DisclosureSEC source: 0001137789-17-000085 · wf-form4_150948348762251.xml · nonDerivative · entry 1 Nygaard Jeffrey D. · CIK 0001720273 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Jeffrey D. Nygaard Revocable Trust U/A Dated August 17, 2009 Disclosed balance after: 23,133 F1 · price: These Ordinary Shares were purchased in multiple transactions at purchase prices ranging from $36.89 to $37.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.