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person · Reporting owner

Updike James E. Jr.

Disclosed activity across 2 companies

Tapewire entity
117368
SEC CIK
0001513397

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KNIGHT TRANSPORTATION INCKNX · Entity 167622EVP Sales & Mkt, Knight Trans.September 08, 2017April 11, 2018
Knight-Swift Transportation Holdings Inc.KNX · Entity 762EVP Sales & Mkt, Knight Trans.January 31, 2023February 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KNIGHT TRANSPORTATION INC

Report date September 08, 2017 · Filed April 11, 2018 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Performance UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-09-08 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2017-09-08 · Disposition to issuer · Disposed 6,220 · Balance 0

F1: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F2: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer.

Restricted Stock Performance UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31Direct0 Reported balance After 2017-09-08 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2017-09-08 · Disposition to issuer · Disposed 4,183 · Balance 0

F1: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F3: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017.

Restricted Stock Performance UnitsSEC Table II · derivative / convertible security · Expires 2020-01-31Direct0 Reported balance After 2017-09-08 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2017-09-08 · Disposition to issuer · Disposed 6,190 · Balance 0

F1: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F3: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-09-08 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2017-09-08 · Disposition to issuer · Disposed 14,100 · Balance 0

F1: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F4: The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-09-08 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2017-09-08 · Disposition to issuer · Disposed 2,000 · Balance 0

F1: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F5: The remaining restricted stock units for this grant were scheduled to vest on January 31, 2018.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-09-08 transaction · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · 2017-09-08 · Disposition to issuer · Disposed 4,498 · Balance 0

F1: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F6: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F2: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer.

F3: The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017.

F4: The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023.

F5: The remaining restricted stock units for this grant were scheduled to vest on January 31, 2018.

F6: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018.

Knight-Swift Transportation Holdings Inc.

Report date January 31, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect22,620 Ending reported balance After 2023-01-31 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-01-31 · Exercise / conversion · Acquired 2,400 · Balance 22,344

F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Row 2 · 2023-01-31 · Tax withholding · Disposed 1,123 · Balance 21,221

Row 3 · 2023-01-31 · Exercise / conversion · Acquired 2,422 · Balance 23,643

F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Row 4 · 2023-01-31 · Tax withholding · Disposed 1,023 · Balance 22,620

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-01-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-01-31 · Exercise / conversion · Disposed 2,400 · Balance 0

F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2: The remaining restricted stock units for this grant vested on January 31, 2023. Stock is issued when and as vested.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,266 Reported balance After 2023-01-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-01-31 · Exercise / conversion · Disposed 2,422 · Balance 7,266

F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Stock is issued when and as vested.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2: The remaining restricted stock units for this grant vested on January 31, 2023. Stock is issued when and as vested.

F3: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Stock is issued when and as vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · derivative · entry 9

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,341

Underlying: Class A Common Stock · 1,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2020. Stock is issued when and as vested.

F4 · derivative.expiration_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2020. Stock is issued when and as vested.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · derivative · entry 8

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Class A Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2019. Stock is issued when and as vested.

F3 · derivative.expiration_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2019. Stock is issued when and as vested.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · derivative · entry 7

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Class A Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018. Stock is issued when and as vested.

F2 · derivative.expiration_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018. Stock is issued when and as vested.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 294 $41.61 $12,233.34
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · nonDerivative · entry 6

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,551

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 1,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · nonDerivative · entry 5

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to Class A Common Stock on a one-for-one basis.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 203 $41.61 $8,446.83
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · nonDerivative · entry 4

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,760

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · nonDerivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to Class A Common Stock on a one-for-one basis.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 244 $41.61 $10,152.84
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,213

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:54 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 899 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-011543 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert to Class A Common Stock on a one-for-one basis.

Read SEC document
May 19, 2020 Filed May 21, 2020 18:31 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantRestricted Stock Units · Derivative 3,820 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-010891 · doc1.xml · derivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,820

Underlying: Class A Common Stock · 3,820 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning May 31, 2021. Stock is issued when and as vested.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning May 31, 2021. Stock is issued when and as vested.

Read SEC document
May 19, 2020 Filed May 21, 2020 18:31 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 SaleClass A Common Stock 6,400 $39.36 $251,886.08
Disclosure

SEC source: 0001567619-20-010891 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,558

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.21 to $39.53, inclusive. The reporting person undertakes to provide to KNX, any security holder of KNX, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:11 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 1,281 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002147 · doc1.xml · derivative · entry 6

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

Underlying: Class A Common Stock · 1,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.expiration_date: The remaining restricted stock units for this grant will vest on January 31, 2021.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:11 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002147 · doc1.xml · derivative · entry 5

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Class A Common Stock · 2,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: The remaining restricted stock units for this grant will vest at approximately 8% of the total grant on each of January 31, 2021, 2022 and 2023.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:11 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 365 $37.08 $13,534.20
Disclosure

SEC source: 0001567619-20-002147 · doc1.xml · nonDerivative · entry 4

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:11 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 1,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-002147 · doc1.xml · nonDerivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:11 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 680 $37.08 $25,214.40
Disclosure

SEC source: 0001567619-20-002147 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,042

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:11 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-002147 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:06 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantRestricted Stock Units · Derivative 5,426 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012749 · doc1.xml · derivative · entry 7

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,426

Underlying: Class A Common Stock · 5,426 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2020, and ending May 31, 2024. Stock is issued when and as vested.

F5 · derivative.expiration_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2020, and ending May 31, 2024. Stock is issued when and as vested.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:06 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012749 · doc1.xml · derivative · entry 6

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Class A Common Stock · 749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2019, and ending May 31, 2023. Stock is issued when and as vested.

F3 · derivative.expiration_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2019, and ending May 31, 2023. Stock is issued when and as vested.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:06 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012749 · doc1.xml · derivative · entry 5

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,699

Underlying: Class A Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018, and ending May 31, 2022. Stock is issued when and as vested.

F2 · derivative.expiration_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018, and ending May 31, 2022. Stock is issued when and as vested.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:06 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 203 $27.64 $5,610.92
Disclosure

SEC source: 0001567619-19-012749 · doc1.xml · nonDerivative · entry 4

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,622

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:06 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 749 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-012749 · doc1.xml · nonDerivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:06 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 244 $27.64 $6,744.16
Disclosure

SEC source: 0001567619-19-012749 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,076

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:06 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-012749 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 19:11 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 SaleClass A Common Stock 8,750 $33.43 $292,507.25
Disclosure

SEC source: 0001567619-19-006648 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,420

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.41 to $33.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Knight-Swift Transportation Holdings Inc. or any shareholder of Knight-Swift Transportation Holdings Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:32 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 1,319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002284 · doc1.xml · derivative · entry 6

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562

Underlying: Class A Common Stock · 1,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: The remaining restricted stock units for this grant vest in two equal installments on January 31, 2020, and January 31, 2021.

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January 31, 2019 Filed Feb 4, 2019 23:32 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-002284 · doc1.xml · derivative · entry 5

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Class A Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: The remaining restricted stock units for this grant vest as follows: approximately 7% of the total grant on January 31, 2020, and approximately 8% of the total grant on each of January 31, 2021, 2022 and 2023.

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January 31, 2019 Filed Feb 4, 2019 23:32 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 363 $31.75 $11,525.25
Disclosure

SEC source: 0001567619-19-002284 · doc1.xml · nonDerivative · entry 4

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,170

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:32 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 1,319 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-002284 · doc1.xml · nonDerivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:32 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 659 $31.75 $20,923.25
Disclosure

SEC source: 0001567619-19-002284 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,214

Read SEC document
January 31, 2019 Filed Feb 4, 2019 23:32 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-002284 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F4 · balance_after: The amount of shares beneficially owned reflects the correction of a mathematical error.

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May 31, 2018 Filed Jun 4, 2018 19:03 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027046 · doc1.xml · derivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Underlying: Class A Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert to Class A Common Stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018. Stock is issued when and as vested.

F2 · derivative.expiration_date: The restricted stock unit grant vests in five equal annual installments beginning on May 31, 2018. Stock is issued when and as vested.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 19:03 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 382 $40.68 $15,539.76
Disclosure

SEC source: 0001140361-18-027046 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,470.99

Read SEC document
May 31, 2018 Filed Jun 4, 2018 19:03 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 899 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-027046 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,852.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert to Class A Common Stock on a one-for-one basis upon vesting.

Read SEC document
May 09, 2018 Filed May 10, 2018 22:30 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantRestricted Stock Units · Derivative 3,749 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022850 · doc1.xml · derivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,749

Underlying: Class A Common Stock · 3,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments on May 31 of each year, commencing on May 31, 2019 and ending on May 31, 2023. Stock is issued when and as vested.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments on May 31 of each year, commencing on May 31, 2019 and ending on May 31, 2023. Stock is issued when and as vested.

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January 31, 2018 Filed Feb 2, 2018 18:21 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 840 $49.79 $41,823.60
Disclosure

SEC source: 0001140361-18-004650 · doc1.xml · nonDerivative · entry 4

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,753.99

Read SEC document
January 31, 2018 Filed Feb 2, 2018 18:21 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantClass A Common Stock 2,000 $49.79 $99,580.00
Disclosure

SEC source: 0001140361-18-004650 · doc1.xml · nonDerivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,593.99

Read SEC document
January 31, 2018 Filed Feb 2, 2018 18:21 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 1,119 $49.79 $55,715.01
Disclosure

SEC source: 0001140361-18-004650 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,593.99

Read SEC document
January 31, 2018 Filed Feb 2, 2018 18:21 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantClass A Common Stock 2,400 $49.79 $119,496.00
Disclosure

SEC source: 0001140361-18-004650 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,712.99

Read SEC document
January 31, 2018 Filed Apr 11, 2018 22:14 UTC Amendment Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018251 · doc1.xml · derivative · entry 4

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This row is added to show the conversion of restricted stock units upon vesting.

Read SEC document
January 31, 2018 Filed Apr 11, 2018 22:14 UTC Amendment Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018251 · doc1.xml · derivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Class A Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This row is added to show the conversion of restricted stock units upon vesting.

F3 · derivative.expiration_date: The remaining restricted stock units for this grant vest as follows: approximately 20.5% on January 31, 2019, approximately 18% on January 31, 2020, and approximately 20.5% on each of January 31, 2021, 2022, and 2023.

Read SEC document
January 31, 2018 Filed Apr 11, 2018 22:14 UTC Amendment Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-018251 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,593.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The rows on the original Form 4 showing the withholding of shares to satisfy tax obligations are not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented on the original Form 4.

F1 · price: This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The rows on the original Form 4 showing the withholding of shares to satisfy tax obligations are not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented on the original Form 4.

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January 31, 2018 Filed Apr 11, 2018 22:14 UTC Amendment Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-018251 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,712.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The rows on the original Form 4 showing the withholding of shares to satisfy tax obligations are not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented on the original Form 4.

F1 · price: This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The rows on the original Form 4 showing the withholding of shares to satisfy tax obligations are not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented on the original Form 4.

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November 09, 2017 Filed Nov 13, 2017 22:42 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantRestricted Stock Units · Derivative 3,881 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-042209 · doc1.xml · derivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881

Underlying: Class A Common Stock · 3,881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three installments as follows: 34% on January 31, 2019; 33% on January 31, 2020; and 33% on January 31, 2021. Stock is issued when and as vested.

F2 · derivative.expiration_date: The restricted stock units vest in three installments as follows: 34% on January 31, 2019; 33% on January 31, 2020; and 33% on January 31, 2021. Stock is issued when and as vested.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:29 UTC KNIGHT TRANSPORTATION INC KNX · Entity 167622 Disposition to issuerCommon Stock 18,895.99 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-035202 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · Exec VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company, providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 21:47 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionRestricted Stock Units · Derivative 6,220 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-035239 · doc1.xml · derivative · entry 4

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger.

F2 · shares: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger.

F2 · derivative.exercise_date: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger.

F2 · derivative.expiration_date: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger.

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September 08, 2017 Filed Sep 12, 2017 21:47 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Tax withholdingClass A Common Stock 2,803 $40.85 $114,502.55
Disclosure

SEC source: 0001140361-17-035239 · doc1.xml · nonDerivative · entry 3

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,312.99

Read SEC document
September 08, 2017 Filed Sep 12, 2017 21:47 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 Exercise / conversionClass A Common Stock 6,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-035239 · doc1.xml · nonDerivative · entry 2

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,115.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger.

F2 · price: On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., the restricted stock units vest on the effective date of the merger and the shares issued have a market value of $40.85 per share on the effective date of the merger.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 21:47 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantClass A Common Stock 18,895.99 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-035239 · doc1.xml · nonDerivative · entry 1

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,895.99

F1 · shares: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85.

F1 · price: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85.

Read SEC document
September 08, 2017 Filed Apr 11, 2018 18:08 UTC Amendment KNIGHT TRANSPORTATION INC KNX · Entity 167622 Disposition to issuerRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018248 · doc1.xml · derivative · entry 6

Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,498 shares

Expires not disclosed

F1 · security: This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivative securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).

F6 · derivative.exercise_price: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018.

F6 · derivative.exercise_date: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018.

F6 · derivative.expiration_date: This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.