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Friedman Gavin

Disclosed activity across 1 company

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117292
SEC CIK
0001800776

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRUPANION, INC.TRUP · Entity 4822EVP, Legal and RegulatoryFebruary 01, 2023February 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUPANION, INC.

Report date February 01, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,591 Reported balance After 2023-02-01 transaction · row 1
1 source row

Row 1 · 2023-02-01 · Sale · Disposed 500 · Balance 9,591

F1: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Filing footnotes · ownership attribution and instrument terms

F1: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2021 Filed Aug 4, 2021 22:52 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 400 $115.78 $46,312.00
Disclosure

SEC source: 0001371285-21-000228 · wf-form4_162811752761468.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 400 $115.60 $46,240.00
Disclosure

SEC source: 0001371285-21-000211 · wf-form4_162526811557484.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:55 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 400 $90.33 $36,132.00
Disclosure

SEC source: 0001371285-21-000174 · wf-form4_162275729649452.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,746 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,210

Underlying: Common Stock · 2,746 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,788

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938

Underlying: Common Stock · 312 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 1,080 $83.41 $90,082.80
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 9 $83.41 $750.69
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 269 $83.41 $22,437.29
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 122 $83.41 $10,176.02
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2021 Filed May 27, 2021 22:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 312 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000169 · wf-form4_162215559846977.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:51 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 400 $81.50 $32,600.00
Disclosure

SEC source: 0001371285-21-000152 · wf-form4_162024785400087.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, People and Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:35 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 400 $77.69 $31,076.00
Disclosure

SEC source: 0001371285-21-000106 · wf-form4_161765849696933.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:00 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 6,000 $99.06 $594,354.00
Disclosure

SEC source: 0001371285-21-000095 · wf-form4_161481239373633.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.05 to $100.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,986 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,956

Underlying: Common Stock · 10,986 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Underlying: Common Stock · 22 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 313 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 313 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 4,322 $94.72 $409,379.84
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,341

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 10,986 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 8 $94.72 $757.76
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 269 $94.72 $25,479.68
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 123 $94.72 $11,650.56
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 313 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000088 · wf-form4_161464059493041.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This RSU is fully vested on grant date.

F4 · derivative.expiration_date: This RSU is fully vested on grant date.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · derivative · entry 8

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This RSU is fully vested on grant date.

F4 · derivative.expiration_date: This RSU is fully vested on grant date.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · derivative · entry 7

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This RSU is fully vested on grant date.

F4 · derivative.expiration_date: This RSU is fully vested on grant date.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · derivative · entry 6

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This RSU is fully vested on grant date.

F4 · derivative.expiration_date: This RSU is fully vested on grant date.

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February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 32,061 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · derivative · entry 5

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,061

Underlying: Common Stock · 32,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F3 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

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February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 5 $105.42 $527.10
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 15 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 23 $105.42 $2,424.66
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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February 22, 2021 Filed Feb 23, 2021 11:08 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 60 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000070 · wf-form4_161407850606274.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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January 04, 2021 Filed Jan 7, 2021 00:00 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $16.32 $0.00
Disclosure

SEC source: 0001371285-21-000021 · wf-form4_160997759386329.xml · derivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 20,000 shares

Expires 2026-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · derivative.exercise_date: The option is fully vested.

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January 04, 2021 Filed Jan 7, 2021 00:00 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 20,000 $115.68 $2,313,560.00
Disclosure

SEC source: 0001371285-21-000021 · wf-form4_160997759386329.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.32 to $120.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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January 04, 2021 Filed Jan 7, 2021 00:00 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 20,000 $16.32 $326,400.00
Disclosure

SEC source: 0001371285-21-000021 · wf-form4_160997759386329.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

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January 04, 2021 Filed Jan 7, 2021 00:00 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 980 $116.01 $113,690.78
Disclosure

SEC source: 0001371285-21-000021 · wf-form4_160997759386329.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on February 18, 2020, as amended on November 30, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.975 to $120.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 25, 2020 Filed Nov 30, 2020 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273

Underlying: Common Stock · 92 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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November 25, 2020 Filed Nov 30, 2020 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · derivative · entry 8

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,156

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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November 25, 2020 Filed Nov 30, 2020 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · derivative · entry 7

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 312 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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November 25, 2020 Filed Nov 30, 2020 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 22 $95.33 $2,097.26
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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November 25, 2020 Filed Nov 30, 2020 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 166 $95.33 $15,824.78
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

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November 25, 2020 Filed Nov 30, 2020 23:22 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000307 · wf-form4_160677853406413.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.